FIRST TRUST EXCHANGE-TRADED FUND III - HSMV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 211,235 | 7,530 | 0.0% | 0.0% | 1 | +6,887 | 3.37% | Q4 2025 | Feb 10, 2026 |
| Cetera Investment Advisers | History | Added to | 175,477 | 6,255 | 0.01% | 0.01% | 2 | +4,411 | 2.58% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 163,070 | 5,813 | 0.0% | 0.0% | 3 | +11,402 | 7.52% | Q4 2025 | Feb 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 150,687 | 5,372 | 0.01% | 0.01% | 4 | +7,741 | 5.42% | Q4 2025 | Feb 05, 2026 |
| Bank of New York Mellon Corp | History | Added to | 137,123 | 4,888 | 0.0% | 0.0% | 5 | +7,833 | 6.06% | Q4 2025 | Feb 10, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 37,863 | 1,349 | 0.03% | 0.01% | 6 | +32,418 | 595.37% | Q4 2025 | Feb 17, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 29,065 | 1,036 | 0.01% | 0.01% | 7 | -809 | -2.71% | Q4 2025 | Feb 12, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 15,488 | 552 | 0.01% | 0.01% | 8 | +1,419 | 10.09% | Q4 2025 | Feb 12, 2026 |
| CERTIOR FINANCIAL GROUP, LLC | History | Added to | 8,246 | 293 | 0.2% | 0.19% | 9 | +222 | 2.77% | Q4 2025 | Feb 04, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 6,327 | 225 | 0.0% | 0.0% | 10 | +84 | 1.35% | Q4 2025 | Feb 06, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 3,502 | 124 | 0.0% | 0.0% | 11 | -411 | -10.5% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Reduced | 890 | 31 | 0.0% | 0.0% | 12 | -788 | -46.96% | Q4 2025 | Jan 29, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 286 | 10 | 0.0% | — | 13 | +286 | New | Q4 2025 | Feb 03, 2026 |
| Truvestments Capital LLC | History | No change | 227 | 8 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Horizon Investments, LLC | History | No change | 64 | 2 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -7,237 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Rossby Financial, LCC | History | Closed out | 0 | 0 | — | 0.0% | — | -244 | -100.0% | Q4 2025 | Feb 12, 2026 |
| MORGAN STANLEY | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | May 27, 2026 |
| Russell Investments Group, Ltd. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |