Hartford Funds Exchange-Traded Trust - HTRB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Hartford Funds Management Co LLC | History | Reduced | 12,958,793 | 437,229 | 37.97% | 38.85% | 1 | -923,372 | -6.65% | Q1 2026 | May 04, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 8,664,503 | 292,340 | 0.11% | 0.0% | 2 | +8,651,815 | 68188.96% | Q1 2026 | May 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 2,439,448 | 82,306 | 0.05% | 0.05% | 3 | -91,112 | -3.6% | Q1 2026 | May 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,983,256 | 66,915 | 0.0% | 0.0% | 4 | +19,516 | 0.99% | Q1 2026 | May 15, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Added to | 1,415,913 | 47,772 | 2.55% | 2.59% | 5 | +146,564 | 11.55% | Q1 2026 | Apr 16, 2026 |
| Mountain Capital Investment Advisors Inc. | History | Added to | 1,235,338 | 41,964 | 6.23% | 6.62% | 6 | +36,273 | 3.03% | Q1 2026 | May 11, 2026 |
| LPL Financial LLC | History | Reduced | 1,223,945 | 41,295 | 0.01% | 0.02% | 7 | -635,919 | -34.19% | Q1 2026 | May 06, 2026 |
| HB Wealth Management, LLC | History | Reduced | 1,210,171 | 40,831 | 0.26% | 0.31% | 8 | -183,322 | -13.16% | Q1 2026 | Apr 27, 2026 |
| UBS Group AG | History | Added to | 1,202,450 | 40,570 | 0.01% | 0.01% | 9 | +70,138 | 6.19% | Q1 2026 | May 05, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 1,135,843 | 38,448 | 0.08% | 0.08% | 10 | -617,564 | -35.22% | Q1 2026 | Apr 08, 2026 |
| Park Capital Management, LLC / WI | History | Added to | 1,090,006 | 36,776 | 35.81% | 24.26% | 11 | +97,475 | 9.82% | Q1 2026 | Apr 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 1,073,990 | 36,236 | 0.01% | 0.02% | 12 | -420,151 | -28.12% | Q1 2026 | May 14, 2026 |
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | History | Added to | 1,004,995 | 33,908 | 5.23% | 5.38% | 13 | +35,116 | 3.62% | Q1 2026 | May 07, 2026 |
| HOWARD FINANCIAL SERVICES, LTD. | History | Added to | 988,036 | 33,336 | 3.75% | 3.7% | 14 | +61,292 | 6.61% | Q1 2026 | Apr 07, 2026 |
| HighTower Advisors, LLC | History | Reduced | 984,886 | 33,230 | 0.04% | 0.04% | 15 | -215,035 | -17.92% | Q1 2026 | May 05, 2026 |
| Fragasso Financial Advisors Inc | History | Added to | 915,182 | 30,951 | 1.87% | 1.76% | 16 | +62,922 | 7.38% | Q1 2026 | Apr 07, 2026 |
| Berger Financial Group, Inc | History | Reduced | 891,872 | 30,091 | 1.68% | 1.77% | 17 | -4,611 | -0.51% | Q1 2026 | Apr 28, 2026 |
| National Philanthropic Trust | History | New | 800,087 | 26,994 | 0.29% | — | 18 | +800,087 | New | Q1 2026 | May 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 749,789 | 25,200 | 0.01% | 0.01% | 19 | +84,407 | 12.69% | Q1 2026 | May 15, 2026 |
| Spire Wealth Management | History | Added to | 714,369 | 24,102 | 0.82% | 0.76% | 20 | +48,976 | 7.36% | Q1 2026 | Apr 22, 2026 |
| CATALYST FINANCIAL PARTNERS LLC | History | Added to | 711,398 | 24,002 | 2.83% | 2.5% | 21 | +55,162 | 8.41% | Q1 2026 | May 11, 2026 |
| Great Point Wealth Advisors, LLC | History | Added to | 655,906 | 22,130 | 4.09% | 4.07% | 22 | +2,800 | 0.43% | Q1 2026 | Apr 27, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 624,347 | 21,065 | 0.03% | 0.03% | 23 | -3,882 | -0.62% | Q1 2026 | Apr 27, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 586,460 | 19,786 | 0.03% | 0.03% | 24 | +162,117 | 38.2% | Q1 2026 | May 14, 2026 |
| Brio Consultants, LLC | History | Added to | 527,184 | 17,787 | 2.17% | 2.31% | 25 | +7,680 | 1.48% | Q1 2026 | May 06, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 517,585 | 17,463 | 0.03% | 0.07% | 26 | -611,542 | -54.16% | Q1 2026 | May 01, 2026 |
| Rehmann Capital Advisory Group | History | Added to | 490,715 | 16,556 | 0.86% | 0.75% | 27 | +68,480 | 16.22% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 480,303 | 16,167 | 0.0% | 0.0% | 28 | +32,484 | 7.25% | Q1 2026 | May 13, 2026 |
| ATTICUS WEALTH MANAGEMENT, LLC | History | Reduced | 474,703 | 16,016 | 4.34% | 4.04% | 29 | -4,785 | -1.0% | Q1 2026 | Apr 28, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 462,178 | 15,593 | 0.0% | — | 30 | +462,178 | New | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 425,398 | 14,353 | 0.0% | 0.0% | 31 | +42,323 | 11.05% | Q1 2026 | May 15, 2026 |
| CONDOR CAPITAL MANAGEMENT | History | Added to | 404,044 | 13,632 | 1.14% | 1.08% | 32 | +14,761 | 3.79% | Q1 2026 | May 11, 2026 |
| WCG Wealth Advisors LLC | History | Reduced | 385,079 | 12,992 | 0.36% | 1.78% | 33 | -1,478,960 | -79.34% | Q1 2026 | May 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 378,155 | 12,758 | 0.02% | 0.01% | 34 | +117,997 | 45.36% | Q1 2026 | May 15, 2026 |
| PRAIRIEVIEW WEALTH PARTNERS, LLC | History | Added to | 350,787 | 11,835 | 9.7% | 0.74% | 35 | +326,973 | 1373.03% | Q1 2026 | May 05, 2026 |
| Bensler, LLC | History | Reduced | 325,805 | 10,992 | 1.13% | 1.46% | 36 | -101,858 | -23.82% | Q1 2026 | May 01, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 297,008 | 10,021 | 0.05% | 0.0% | 37 | +294,915 | 14090.54% | Q1 2026 | May 08, 2026 |
| Private Advisor Group, LLC | History | Reduced | 274,250 | 9,253 | 0.04% | 0.05% | 38 | -5,966 | -2.13% | Q1 2026 | Apr 24, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 254,044 | 8,571 | 0.07% | 0.01% | 39 | +240,589 | 1788.1% | Q1 2026 | May 15, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Added to | 248,696 | 8,390 | 2.51% | 2.61% | 40 | +4,498 | 1.84% | Q1 2026 | Apr 06, 2026 |
| IRON Financial LLC | History | Reduced | 246,151 | 8,305 | 3.63% | 3.92% | 41 | -3,427 | -1.37% | Q1 2026 | Apr 27, 2026 |
| Sanchez Wealth Management Group | History | Added to | 245,787 | 8,292 | 1.79% | 1.75% | 42 | +6,414 | 2.68% | Q1 2026 | Apr 29, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 226,986 | 7,658 | 0.04% | 0.04% | 43 | +14,142 | 6.64% | Q1 2026 | May 05, 2026 |
| Mariner, LLC | History | Added to | 198,824 | 6,708 | 0.01% | 0.0% | 44 | +94,945 | 91.4% | Q1 2026 | May 13, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 178,964 | 6,038 | 0.01% | 0.01% | 45 | +9,149 | 5.39% | Q1 2026 | May 12, 2026 |
| Apella Capital, LLC | History | Added to | 165,606 | 5,650 | 0.08% | 0.1% | 46 | +21,125 | 14.62% | Q1 2026 | Apr 20, 2026 |
| Strid Group, LLC | History | Added to | 158,708 | 5,354 | 0.66% | 0.65% | 47 | +5,463 | 3.56% | Q1 2026 | Apr 29, 2026 |
| Independent Advisor Alliance | History | New | 156,098 | 5,266 | 0.06% | — | 48 | +156,098 | New | Q1 2026 | May 12, 2026 |
| Integrity Financial Corp /WA | History | Added to | 154,918 | 5,246 | 2.61% | 2.67% | 49 | +1,445 | 0.94% | Q1 2026 | May 14, 2026 |
| Freedom Financial Partners LLC | History | Added to | 138,396 | 4,669 | 1.66% | 1.6% | 50 | +9,850 | 7.66% | Q1 2026 | Apr 16, 2026 |
| United Advisor Group, LLC | History | Added to | 134,552 | 4,539 | 0.56% | 0.53% | 51 | +10,416 | 8.39% | Q1 2026 | Apr 17, 2026 |
| CFO4Life Group, LLC | History | Added to | 124,353 | 4,195 | 0.64% | 0.58% | 52 | +4,532 | 3.78% | Q1 2026 | May 11, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 100,919 | 3,405 | 0.05% | 0.03% | 53 | +36,162 | 55.84% | Q1 2026 | May 12, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 100,288 | 3,383 | 0.0% | 0.0% | 54 | -40,252 | -28.64% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 99,969 | 3,372 | 0.0% | — | 55 | +99,969 | New | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Reduced | 94,107 | 3,175 | 0.0% | 0.01% | 56 | -93,558 | -49.85% | Q1 2026 | May 13, 2026 |
| CENTRAL TRUST Co | History | Reduced | 92,399 | 3,117 | 0.06% | 0.07% | 57 | -6,819 | -6.87% | Q1 2026 | Apr 17, 2026 |
| DAVENPORT & Co LLC | History | Added to | 92,263 | 3,112 | 0.02% | 0.02% | 58 | +2,947 | 3.3% | Q1 2026 | Apr 15, 2026 |
| MBE Wealth Management, LLC | History | Added to | 91,880 | 3,100 | 1.29% | 1.21% | 59 | +7,270 | 8.59% | Q1 2026 | Apr 21, 2026 |
| Baird Financial Group, Inc. | History | Added to | 85,158 | 2,873 | 0.0% | 0.0% | 60 | +4,850 | 6.04% | Q1 2026 | May 14, 2026 |
| Summit Financial, LLC | History | Added to | 82,106 | 2,780 | 0.04% | 0.04% | 61 | +3,230 | 4.1% | Q1 2026 | May 15, 2026 |
| LEGACY SOLUTIONS, LLC | History | Added to | 81,193 | 2,739 | 2.54% | 2.28% | 62 | +5,180 | 6.81% | Q1 2026 | Apr 07, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 76,396 | 2,577 | 0.0% | 0.0% | 63 | -14,898 | -16.32% | Q1 2026 | May 12, 2026 |
| Marshall Financial Group, LLC | History | Reduced | 74,901 | 2,527 | 0.4% | 0.56% | 64 | -9,385 | -11.13% | Q1 2026 | Apr 10, 2026 |
| First Heartland Consultants, Inc. | History | Reduced | 72,074 | 2,431 | 0.19% | 0.4% | 65 | -83,543 | -53.69% | Q1 2026 | Apr 08, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 65,944 | 2,224 | 0.0% | 0.0% | 66 | -214,132 | -76.45% | Q1 2026 | May 04, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 45,876 | 1,547 | 0.02% | 0.02% | 67 | +559 | 1.23% | Q1 2026 | Apr 20, 2026 |
| Gotham Asset Management, LLC | History | Added to | 41,729 | 1,407 | 0.0% | 0.0% | 68 | +2,237 | 5.66% | Q1 2026 | May 15, 2026 |
| &PARTNERS | History | Reduced | 41,091 | 1,386 | 0.01% | 0.01% | 69 | -2,413 | -5.55% | Q1 2026 | May 15, 2026 |
| Clarendon Private LLC | History | Added to | 40,873 | 1,379 | 1.06% | 0.55% | 70 | +21,893 | 115.35% | Q1 2026 | May 11, 2026 |
| Laraway Financial Advisors Inc | History | Reduced | 33,834 | 1,141 | 0.8% | 0.79% | 71 | -1,758 | -4.94% | Q1 2026 | May 14, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 33,292 | 1,123 | 0.02% | — | 72 | +33,292 | New | Q1 2026 | May 15, 2026 |
| MSH Capital Advisors LLC | History | Reduced | 31,736 | 1,070 | 0.23% | 0.25% | 73 | -1,958 | -5.81% | Q1 2026 | May 08, 2026 |
| Mann Financial Group, Inc. | History | Added to | 30,680 | 1,035 | 0.97% | 1.01% | 74 | +40 | 0.13% | Q1 2026 | Apr 24, 2026 |
| SAXON INTERESTS, INC. | History | Reduced | 26,728 | 901 | 0.31% | 0.53% | 75 | -17,254 | -39.23% | Q1 2026 | Apr 29, 2026 |
| Westside Investment Management, Inc. | History | No change | 23,635 | 797 | 0.12% | 0.13% | 76 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Atria Investments, Inc | History | Reduced | 22,697 | 765 | 0.01% | 0.02% | 77 | -41,503 | -64.65% | Q1 2026 | May 05, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 18,854 | 636 | 0.0% | 0.0% | 78 | +902 | 5.02% | Q1 2026 | Apr 30, 2026 |
| NATIXIS ADVISORS, LLC | History | Added to | 18,279 | 617 | 0.0% | 0.0% | 79 | +6,549 | 55.83% | Q1 2026 | May 13, 2026 |
| FLOW TRADERS U.S. LLC | History | Reduced | 17,844 | 602 | 0.02% | 0.04% | 80 | -18,951 | -51.5% | Q1 2026 | May 15, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 16,810 | 567 | 0.06% | 0.16% | 81 | -27,368 | -61.95% | Q1 2026 | Apr 28, 2026 |
| VICTORY FINANCIAL GROUP, LLC | History | Added to | 16,800 | 566 | 0.07% | 0.07% | 82 | +828 | 5.18% | Q1 2026 | Apr 27, 2026 |
| Advance Capital Management, Inc. | History | Reduced | 16,061 | 541 | 0.02% | 0.54% | 83 | -358,468 | -95.71% | Q1 2026 | Apr 29, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 21,984 | 524 | 0.02% | 0.0% | 84 | -17,715 | -44.62% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 15,474 | 522 | 0.0% | 0.0% | 85 | +42 | 0.27% | Q1 2026 | May 14, 2026 |
| Sovran Advisors, LLC | History | Reduced | 13,725 | 463 | 0.04% | 0.05% | 86 | -4,198 | -23.42% | Q1 2026 | May 01, 2026 |
| Beacon Pointe Advisors, LLC | History | New | 12,949 | 436 | 0.0% | — | 87 | +12,949 | New | Q1 2026 | May 15, 2026 |
| Prostatis Group LLC | History | Reduced | 12,351 | 416 | 0.11% | 0.26% | 88 | -18,978 | -60.58% | Q1 2026 | May 12, 2026 |
| Fermata Advisors, LLC | History | Added to | 12,255 | 413 | 0.09% | 0.09% | 89 | +1,335 | 12.23% | Q1 2026 | Apr 08, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 11,864 | 400 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | Added to | 11,572 | 390 | 0.0% | 0.0% | 91 | +1,712 | 17.36% | Q1 2026 | May 15, 2026 |
| Krilogy Financial LLC | History | Added to | 11,411 | 387 | 0.01% | 0.01% | 92 | +4,881 | 74.75% | Q1 2026 | Apr 17, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 11,305 | 381 | 0.0% | 0.0% | 93 | +11,036 | 4102.6% | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 11,128 | 380 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 10,400 | 351 | 0.0% | 0.0% | 95 | +500 | 5.05% | Q1 2026 | Apr 22, 2026 |
| Stonehearth Capital Management, LLC | History | Added to | 9,810 | 330 | 0.13% | 0.12% | 96 | +344 | 3.63% | Q1 2026 | Apr 17, 2026 |
| Keel Point, LLC | History | No change | 9,172 | 313 | 0.02% | 0.02% | 97 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| INSPIRION WEALTH ADVISORS, LLC | History | Reduced | 8,644 | 291 | 0.04% | 0.04% | 98 | -790 | -8.37% | Q1 2026 | Apr 08, 2026 |
| Allworth Financial LP | History | Added to | 8,460 | 285 | 0.0% | 0.0% | 99 | +649 | 8.31% | Q1 2026 | May 14, 2026 |
| Lloyd Advisory Services, LLC. | History | Added to | 8,430 | 284 | 0.08% | 0.0% | 100 | +8,388 | 19971.43% | Q1 2026 | May 13, 2026 |
| Kingdom Financial Group LLC. | History | Reduced | 8,430 | 284 | 0.08% | 0.15% | 101 | -5,893 | -41.14% | Q1 2026 | May 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 7,781 | 263 | 0.0% | 0.0% | 102 | -1,789 | -18.69% | Q1 2026 | Apr 30, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | New | 7,542 | 254 | 0.01% | — | 103 | +7,542 | New | Q1 2026 | Apr 15, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | No change | 7,374 | 248 | 0.03% | 0.03% | 104 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 6,829 | 230 | 0.0% | 0.0% | 105 | -141 | -2.02% | Q1 2026 | Apr 20, 2026 |
| CWM, LLC | History | Reduced | 6,797 | 229 | 0.0% | 0.0% | 106 | -974 | -12.53% | Q1 2026 | May 14, 2026 |
| Wealthcare Advisory Partners LLC | History | Reduced | 6,392 | 215 | 0.0% | 0.0% | 107 | -82 | -1.27% | Q1 2026 | Apr 14, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 6,161 | 210 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Barnes Dennig Private Wealth Management LLC | History | Added to | 4,918 | 165 | 0.16% | 0.16% | 109 | +346 | 7.57% | Q1 2026 | Apr 22, 2026 |
| Glassman Wealth Services | History | No change | 3,687 | 124 | 0.02% | 0.02% | 110 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 2,798 | 94 | 0.0% | 0.0% | 111 | +2,502 | 845.27% | Q1 2026 | May 08, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 2,738 | 92 | 0.01% | 0.01% | 112 | -155 | -5.36% | Q1 2026 | Apr 13, 2026 |
| Salomon & Ludwin, LLC | History | Reduced | 2,416 | 81 | 0.01% | 0.01% | 113 | -154 | -5.99% | Q1 2026 | May 11, 2026 |
| Larson Financial Group LLC | History | Added to | 2,328 | 78 | 0.0% | 0.0% | 114 | +31 | 1.35% | Q1 2026 | May 15, 2026 |
| Global Retirement Partners, LLC | History | No change | 2,037 | 69 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| AE Wealth Management LLC | History | New | 2,000 | 67 | 0.0% | — | 116 | +2,000 | New | Q1 2026 | May 13, 2026 |
| Investment Research & Advisory Group, Inc. | History | No change | 1,287 | 43 | 0.02% | 0.01% | 117 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| MORGAN STANLEY | History | Reduced | 1,194 | 40 | 0.0% | 0.0% | 118 | -1,734 | -59.22% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 1,146 | 38 | 0.0% | 0.0% | 119 | -1,607 | -58.37% | Q1 2026 | Apr 07, 2026 |
| Investors Research Corp | History | No change | 876 | 29 | 0.01% | 0.01% | 120 | 0 | 0.0% | Q1 2026 | Apr 03, 2026 |
| US BANCORP \DE\ | History | New | 621 | 20 | 0.0% | — | 121 | +621 | New | Q1 2026 | May 14, 2026 |
| AdvisorNet Financial, Inc | History | No change | 533 | 17 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 266 | 8 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| HUNTINGTON NATIONAL BANK | History | New | 146 | 4 | 0.0% | — | 126 | +146 | New | Q1 2026 | May 15, 2026 |
| PRIVATE TRUST CO NA | History | No change | 140 | 4 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| ASSETMARK, INC | History | No change | 134 | 4 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 72 | 2 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Networth Advisors, LLC | History | Reduced | 48 | 1 | 0.0% | 0.0% | 129 | -48 | -50.0% | Q1 2026 | Apr 22, 2026 |
| Capital Analysts, LLC | History | Added to | 43 | 1 | 0.0% | 0.0% | 128 | +1 | 2.38% | Q1 2026 | May 14, 2026 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -236,151 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Simplicity Wealth,LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -17,863 | -100.0% | Q1 2026 | Apr 30, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,901 | -100.0% | Q1 2026 | May 04, 2026 |
| CoreCap Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -949 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Smartleaf Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -450 | -100.0% | Q1 2026 | May 15, 2026 |
| Kohmann Bosshard Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -219 | -100.0% | Q1 2026 | May 01, 2026 |
| Wealth Watch Advisors, INC | History | Closed out | 0 | 0 | — | — | — | -21 | -100.0% | Q1 2026 | May 15, 2026 |
| Sound Income Strategies, LLC | History | New | 17 | 0 | — | — | — | +17 | New | Q1 2026 | Apr 27, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | New | 15 | 0 | — | — | — | +15 | New | Q1 2026 | May 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |