Hartford Funds Exchange-Traded Trust - HTRB
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Hartford Funds Management Co LLC | History | Added to | 13,882,165 | 474,075 | 38.85% | 40.8% | 1 | +33 | 0.0% | Q4 2025 | Feb 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 2,530,560 | 86,418 | 0.05% | 0.05% | 2 | +154,078 | 6.48% | Q4 2025 | Feb 10, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,963,740 | 67,061 | 0.0% | 0.0% | 3 | +82,768 | 4.4% | Q4 2025 | Feb 17, 2026 |
| WCG Wealth Advisors LLC | History | Added to | 1,864,039 | 63,658 | 1.78% | 1.28% | 4 | +1,266,392 | 211.9% | Q4 2025 | Feb 10, 2026 |
| LPL Financial LLC | History | Added to | 1,859,864 | 63,514 | 0.02% | 0.02% | 5 | +293,006 | 18.7% | Q4 2025 | Feb 11, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 1,753,407 | 59,940 | 0.08% | 0.09% | 6 | -29,022 | -1.63% | Q4 2025 | Jan 08, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 1,494,141 | 51,024 | 0.02% | 0.02% | 7 | -76,235 | -4.85% | Q4 2025 | Feb 18, 2026 |
| HB Wealth Management, LLC | History | Reduced | 1,393,493 | 47,587 | 0.31% | 0.36% | 8 | -154,469 | -9.98% | Q4 2025 | Jan 28, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | New | 1,269,349 | 43,661 | 2.59% | — | 9 | +1,269,349 | New | Q4 2025 | Feb 17, 2026 |
| Mountain Capital Investment Advisors Inc. | History | Added to | 1,199,065 | 41,055 | 6.62% | 6.94% | 10 | +53,558 | 4.68% | Q4 2025 | Jan 28, 2026 |
| HighTower Advisors, LLC | History | Reduced | 1,199,921 | 40,977 | 0.04% | 0.07% | 11 | -482,790 | -28.69% | Q4 2025 | Feb 06, 2026 |
| UBS Group AG | History | Reduced | 1,132,312 | 38,668 | 0.01% | 0.01% | 12 | -202,297 | -15.16% | Q4 2025 | Jan 29, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 1,129,127 | 38,560 | 0.07% | 0.0% | 13 | +1,113,994 | 7361.36% | Q4 2025 | Feb 05, 2026 |
| Park Capital Management, LLC / WI | History | Added to | 992,531 | 33,894 | 24.26% | 24.94% | 14 | +83,488 | 9.18% | Q4 2025 | Jan 20, 2026 |
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | History | Added to | 969,879 | 33,121 | 5.38% | 5.64% | 15 | +29,543 | 3.14% | Q4 2025 | Feb 11, 2026 |
| HOWARD FINANCIAL SERVICES, LTD. | History | Added to | 926,744 | 31,648 | 3.7% | 3.77% | 16 | +27,704 | 3.08% | Q4 2025 | Jan 12, 2026 |
| Berger Financial Group, Inc | History | Added to | 896,483 | 30,614 | 1.77% | 1.73% | 17 | +50,900 | 6.02% | Q4 2025 | Jan 27, 2026 |
| Fragasso Financial Advisors Inc | History | Added to | 852,260 | 29,104 | 1.76% | 1.74% | 18 | +43,403 | 5.37% | Q4 2025 | Jan 07, 2026 |
| Spire Wealth Management | History | Added to | 665,393 | 22,723 | 0.76% | 0.77% | 19 | +1,484 | 0.22% | Q4 2025 | Jan 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 665,382 | 22,722 | 0.01% | 0.01% | 20 | +65,177 | 10.86% | Q4 2025 | Feb 17, 2026 |
| CATALYST FINANCIAL PARTNERS LLC | History | Added to | 656,236 | 22,410 | 2.5% | 2.52% | 21 | +46,183 | 7.57% | Q4 2025 | Feb 04, 2026 |
| Great Point Wealth Advisors, LLC | History | Added to | 653,106 | 22,303 | 4.07% | 3.92% | 22 | +45,283 | 7.45% | Q4 2025 | Jan 26, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 628,229 | 21,454 | 0.03% | 0.03% | 23 | +25,326 | 4.2% | Q4 2025 | Feb 12, 2026 |
| Brio Consultants, LLC | History | Added to | 519,504 | 17,741 | 2.31% | 2.23% | 24 | +46,730 | 9.88% | Q4 2025 | Feb 04, 2026 |
| ATTICUS WEALTH MANAGEMENT, LLC | History | Added to | 479,488 | 16,374 | 4.04% | 3.9% | 25 | +29,355 | 6.52% | Q4 2025 | Feb 09, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 447,819 | 15,293 | 0.0% | 0.0% | 26 | +26,887 | 6.39% | Q4 2025 | Feb 11, 2026 |
| Bensler, LLC | History | Reduced | 427,663 | 14,604 | 1.46% | 1.59% | 27 | -19,665 | -4.4% | Q4 2025 | Feb 04, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 424,343 | 14,491 | 0.03% | 0.03% | 28 | -56,419 | -11.74% | Q4 2025 | Feb 17, 2026 |
| Rehmann Capital Advisory Group | History | Added to | 422,235 | 14,419 | 0.75% | 0.79% | 29 | +2,748 | 0.66% | Q4 2025 | Mar 04, 2026 |
| CONDOR CAPITAL MANAGEMENT | History | Added to | 389,283 | 13,294 | 1.08% | 1.06% | 30 | +11,547 | 3.06% | Q4 2025 | Feb 06, 2026 |
| ROYAL BANK OF CANADA | History | New | 383,075 | 13,082 | 0.0% | — | 31 | +383,075 | New | Q4 2025 | Feb 17, 2026 |
| Advance Capital Management, Inc. | History | Added to | 374,529 | 12,790 | 0.54% | 0.5% | 32 | +40,235 | 12.04% | Q4 2025 | Jan 06, 2026 |
| Private Advisor Group, LLC | History | Reduced | 280,216 | 9,569 | 0.05% | 0.05% | 33 | -14,762 | -5.0% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 280,076 | 9,564 | 0.0% | 0.01% | 34 | -267,887 | -48.89% | Q4 2025 | Feb 10, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 260,158 | 8,884 | 0.01% | 0.01% | 35 | +94,712 | 57.25% | Q4 2025 | Feb 17, 2026 |
| IRON Financial LLC | History | Reduced | 249,578 | 8,523 | 3.92% | 4.5% | 36 | -24,201 | -8.84% | Q4 2025 | Jan 22, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Added to | 244,198 | 8,339 | 2.61% | 2.39% | 37 | +35,777 | 17.17% | Q4 2025 | Jan 07, 2026 |
| Sanchez Wealth Management Group | History | Reduced | 239,373 | 8,174 | 1.75% | 2.17% | 38 | -45,759 | -16.05% | Q4 2025 | Feb 04, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 236,151 | 8,064 | 0.01% | 0.02% | 39 | -246,088 | -51.03% | Q4 2025 | Feb 02, 2026 |
| Sanctuary Advisors, LLC | History | New | 212,844 | 7,268 | 0.04% | — | 40 | +212,844 | New | Q4 2025 | Jan 29, 2026 |
| Cetera Investment Advisers | History | Added to | 187,665 | 6,408 | 0.01% | 0.01% | 41 | +7,242 | 4.01% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 169,815 | 5,799 | 0.01% | 0.0% | 42 | +16,479 | 10.75% | Q4 2025 | Feb 13, 2026 |
| First Heartland Consultants, Inc. | History | Added to | 155,617 | 5,314 | 0.4% | 0.41% | 43 | +5,619 | 3.75% | Q4 2025 | Jan 09, 2026 |
| Integrity Financial Corp /WA | History | Added to | 153,473 | 5,278 | 2.67% | 2.44% | 44 | +4,839 | 3.26% | Q4 2025 | Feb 13, 2026 |
| Strid Group, LLC | History | Reduced | 153,245 | 5,233 | 0.65% | 0.71% | 45 | -9,172 | -5.65% | Q4 2025 | Jan 26, 2026 |
| Apella Capital, LLC | History | Added to | 144,481 | 4,934 | 0.1% | 0.1% | 46 | +16,826 | 13.18% | Q4 2025 | Jan 21, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 140,540 | 4,799 | 0.0% | 0.0% | 47 | -21,143 | -13.08% | Q4 2025 | Feb 17, 2026 |
| Freedom Financial Partners LLC | History | Added to | 128,546 | 4,389 | 1.6% | 1.59% | 48 | +7,215 | 5.95% | Q4 2025 | Jan 06, 2026 |
| United Advisor Group, LLC | History | Added to | 124,136 | 4,239 | 0.53% | 0.52% | 49 | +11,233 | 9.95% | Q4 2025 | Jan 26, 2026 |
| CFO4Life Group, LLC | History | Reduced | 119,821 | 4,091 | 0.58% | 0.63% | 50 | -5,694 | -4.54% | Q4 2025 | Feb 06, 2026 |
| Mariner, LLC | History | Reduced | 103,879 | 3,547 | 0.0% | 0.01% | 51 | -13,981 | -11.86% | Q4 2025 | Feb 13, 2026 |
| CENTRAL TRUST Co | History | Added to | 99,218 | 3,388 | 0.07% | 0.06% | 52 | +21,284 | 27.31% | Q4 2025 | Feb 02, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 91,294 | 3,117 | 0.0% | 0.0% | 53 | -113,945 | -55.52% | Q4 2025 | Feb 12, 2026 |
| DAVENPORT & Co LLC | History | Added to | 89,316 | 3,050 | 0.02% | 0.02% | 54 | +6,547 | 7.91% | Q4 2025 | Jan 12, 2026 |
| MBE Wealth Management, LLC | History | Added to | 84,610 | 2,889 | 1.21% | 1.2% | 55 | +3,739 | 4.62% | Q4 2025 | Jan 21, 2026 |
| Marshall Financial Group, LLC | History | Reduced | 84,286 | 2,878 | 0.56% | 0.6% | 56 | -5,300 | -5.92% | Q4 2025 | Jan 09, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 80,308 | 2,742 | 0.0% | 0.0% | 57 | -191 | -0.24% | Q4 2025 | Feb 13, 2026 |
| Summit Financial, LLC | History | New | 78,876 | 2,713 | 0.04% | — | 58 | +78,876 | New | Q4 2025 | Feb 13, 2026 |
| LEGACY SOLUTIONS, LLC | History | Added to | 76,013 | 2,595 | 2.28% | 2.3% | 59 | +1,298 | 1.74% | Q4 2025 | Jan 14, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 64,757 | 2,211 | 0.03% | 0.05% | 60 | -33,145 | -33.86% | Q4 2025 | Feb 09, 2026 |
| Atria Investments, Inc | History | Added to | 64,200 | 2,192 | 0.02% | 0.02% | 61 | +430 | 0.67% | Q4 2025 | Feb 05, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 45,317 | 1,547 | 0.02% | 0.02% | 62 | +906 | 2.04% | Q4 2025 | Jan 29, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 44,178 | 1,508 | 0.16% | 0.17% | 63 | -1,057 | -2.34% | Q4 2025 | Feb 13, 2026 |
| SAXON INTERESTS, INC. | History | New | 43,982 | 1,501 | 0.53% | — | 64 | +43,982 | New | Q4 2025 | Feb 13, 2026 |
| &PARTNERS | History | Added to | 43,504 | 1,485 | 0.01% | 0.01% | 65 | +7,455 | 20.68% | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | Added to | 39,699 | 1,355 | 0.0% | 0.01% | 66 | +453 | 1.15% | Q4 2025 | Feb 18, 2026 |
| Gotham Asset Management, LLC | History | Added to | 39,492 | 1,348 | 0.0% | 0.01% | 67 | +4,399 | 12.54% | Q4 2025 | Feb 17, 2026 |
| FLOW TRADERS U.S. LLC | History | Added to | 36,795 | 1,257 | 0.04% | 0.01% | 68 | +28,737 | 356.63% | Q4 2025 | Feb 13, 2026 |
| Laraway Financial Advisors Inc | History | Reduced | 35,592 | 1,215 | 0.79% | 0.84% | 69 | -268 | -0.75% | Q4 2025 | Feb 13, 2026 |
| MSH Capital Advisors LLC | History | Added to | 33,694 | 1,150 | 0.25% | 0.3% | 70 | +880 | 2.68% | Q4 2025 | Feb 09, 2026 |
| Prostatis Group LLC | History | Reduced | 31,329 | 1,069 | 0.26% | 1.55% | 71 | -148,785 | -82.61% | Q4 2025 | Feb 17, 2026 |
| Mann Financial Group, Inc. | History | Reduced | 30,640 | 1,046 | 1.01% | 1.08% | 72 | -1,360 | -4.25% | Q4 2025 | Feb 09, 2026 |
| PRAIRIEVIEW WEALTH PARTNERS, LLC | History | Reduced | 23,814 | 813 | 0.74% | 0.77% | 73 | -138 | -0.58% | Q4 2025 | Feb 05, 2026 |
| Westside Investment Management, Inc. | History | Added to | 23,635 | 807 | 0.13% | 0.12% | 74 | +985 | 4.35% | Q4 2025 | Jan 23, 2026 |
| Clarendon Private LLC | History | Added to | 18,980 | 648 | 0.55% | 0.55% | 75 | +1,414 | 8.05% | Q4 2025 | Feb 05, 2026 |
| Sovran Advisors, LLC | History | Reduced | 17,923 | 614 | 0.05% | 0.06% | 76 | -3,120 | -14.83% | Q4 2025 | Jan 20, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 17,952 | 613 | 0.0% | 0.0% | 77 | +2,927 | 19.48% | Q4 2025 | Feb 13, 2026 |
| Simplicity Wealth,LLC | History | Reduced | 17,863 | 610 | 0.04% | 0.04% | 78 | -967 | -5.14% | Q4 2025 | Jan 30, 2026 |
| VICTORY FINANCIAL GROUP, LLC | History | No change | 15,972 | 545 | 0.07% | 0.08% | 79 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 15,432 | 527 | 0.0% | 0.0% | 80 | -153 | -0.98% | Q4 2025 | Mar 16, 2026 |
| Kingdom Financial Group LLC. | History | New | 14,323 | 489 | 0.15% | — | 81 | +14,323 | New | Q4 2025 | Feb 06, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 13,455 | 459 | 0.01% | 0.07% | 82 | -208,834 | -93.95% | Q4 2025 | Feb 13, 2026 |
| BANK OF MONTREAL /CAN/ | History | New | 12,688 | 433 | 0.0% | — | 83 | +12,688 | New | Q4 2025 | Feb 12, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 11,864 | 405 | 0.0% | 0.0% | 84 | +2,428 | 25.73% | Q4 2025 | Feb 17, 2026 |
| NATIXIS ADVISORS, LLC | History | New | 11,730 | 401 | 0.0% | — | 85 | +11,730 | New | Q4 2025 | Feb 10, 2026 |
| COMERICA BANK | History | No change | 11,128 | 380 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Fermata Advisors, LLC | History | Added to | 10,920 | 372 | 0.09% | 0.09% | 87 | +715 | 7.01% | Q4 2025 | Jan 08, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 9,900 | 338 | 0.0% | 0.0% | 88 | -720 | -6.78% | Q4 2025 | Feb 11, 2026 |
| MAI Capital Management | History | Reduced | 9,860 | 336 | 0.0% | 0.0% | 89 | -103 | -1.03% | Q4 2025 | Feb 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 9,570 | 327 | 0.0% | 0.0% | 90 | -1,587 | -14.22% | Q4 2025 | Feb 05, 2026 |
| Stonehearth Capital Management, LLC | History | Added to | 9,466 | 323 | 0.12% | 0.12% | 91 | +768 | 8.83% | Q4 2025 | Jan 13, 2026 |
| INSPIRION WEALTH ADVISORS, LLC | History | Reduced | 9,434 | 322 | 0.04% | 0.1% | 92 | -11,992 | -55.97% | Q4 2025 | Jan 09, 2026 |
| Keel Point, LLC | History | Reduced | 9,172 | 313 | 0.02% | 0.02% | 93 | -2,150 | -18.99% | Q4 2025 | Feb 12, 2026 |
| Allworth Financial LP | History | New | 7,811 | 266 | 0.0% | — | 94 | +7,811 | New | Q4 2025 | Feb 05, 2026 |
| CWM, LLC | History | Reduced | 7,771 | 265 | 0.0% | 0.0% | 95 | -396 | -4.85% | Q4 2025 | Jan 26, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | New | 7,374 | 251 | 0.03% | — | 96 | +7,374 | New | Q4 2025 | Jan 27, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 6,970 | 238 | 0.0% | 0.0% | 97 | +768 | 12.38% | Q4 2025 | Jan 29, 2026 |
| Krilogy Financial LLC | History | No change | 6,530 | 223 | 0.01% | 0.01% | 98 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 6,474 | 221 | 0.0% | 0.0% | 99 | +2 | 0.03% | Q4 2025 | Jan 14, 2026 |
| CIBC Private Wealth Group LLC | History | New | 6,161 | 210 | 0.0% | — | 100 | +6,161 | New | Q4 2025 | Feb 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 5,901 | 201 | 0.0% | 0.0% | 101 | +58 | 0.99% | Q4 2025 | Feb 13, 2026 |
| Barnes Dennig Private Wealth Management LLC | History | Added to | 4,572 | 156 | 0.16% | 0.17% | 102 | +15 | 0.33% | Q4 2025 | Jan 14, 2026 |
| Glassman Wealth Services | History | No change | 3,687 | 125 | 0.02% | 0.02% | 103 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| MORGAN STANLEY | History | Reduced | 2,928 | 100 | 0.0% | 0.0% | 104 | -17,689 | -85.8% | Q4 2025 | Feb 13, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 2,893 | 98 | 0.01% | 0.01% | 105 | +142 | 5.16% | Q4 2025 | Feb 06, 2026 |
| Farther Finance Advisors, LLC | History | New | 2,753 | 94 | 0.0% | — | 106 | +2,753 | New | Q4 2025 | Jan 23, 2026 |
| Salomon & Ludwin, LLC | History | No change | 2,570 | 87 | 0.01% | 0.01% | 107 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Larson Financial Group LLC | History | Reduced | 2,297 | 78 | 0.0% | 0.0% | 108 | -55 | -2.34% | Q4 2025 | Feb 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 2,093 | 71 | 0.0% | 0.0% | 109 | -340 | -13.97% | Q4 2025 | Feb 12, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 2,037 | 69 | 0.0% | 0.0% | 110 | -816 | -28.6% | Q4 2025 | Feb 06, 2026 |
| Investment Research & Advisory Group, Inc. | History | New | 1,287 | 43 | 0.01% | — | 111 | +1,287 | New | Q4 2025 | Jan 20, 2026 |
| CoreCap Advisors, LLC | History | No change | 949 | 32 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Investors Research Corp | History | No change | 876 | 29 | 0.01% | 0.01% | 113 | 0 | 0.0% | Q4 2025 | Jan 06, 2026 |
| AdvisorNet Financial, Inc | History | No change | 533 | 18 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Smartleaf Asset Management LLC | History | Reduced | 450 | 15 | 0.0% | 0.07% | 115 | -32,384 | -98.63% | Q4 2025 | Feb 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 296 | 10 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| FIFTH THIRD BANCORP | History | New | 269 | 9 | 0.0% | — | 117 | +269 | New | Q4 2025 | Feb 02, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 266 | 9 | 0.0% | — | 118 | +266 | New | Q4 2025 | Feb 03, 2026 |
| Kohmann Bosshard Financial Services, LLC | History | New | 219 | 7 | 0.0% | — | 119 | +219 | New | Q4 2025 | Jan 30, 2026 |
| ASSETMARK, INC | History | Added to | 134 | 4 | 0.0% | 0.0% | 121 | +67 | 100.0% | Q4 2025 | Jan 23, 2026 |
| PRIVATE TRUST CO NA | History | No change | 140 | 4 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Networth Advisors, LLC | History | New | 96 | 3 | 0.0% | — | 122 | +96 | New | Q4 2025 | Jan 22, 2026 |
| Capital Analysts, LLC | History | Reduced | 42 | 1 | 0.0% | 0.0% | 123 | -42 | -50.0% | Q4 2025 | Feb 11, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 42 | 1 | 0.0% | — | 124 | +42 | New | Q4 2025 | Feb 06, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -43,209 | -100.0% | Q3 2025 | Nov 14, 2025 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -7,972 | -100.0% | Q3 2025 | Nov 14, 2025 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 19 | 0 | — | 0.0% | — | -1,242 | -98.49% | Q4 2025 | Feb 09, 2026 |
| Gleason Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -190 | -100.0% | Q3 2025 | Oct 16, 2025 |
| Financial Gravity Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -71 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FWL INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Nov 17, 2025 |
| Wealth Watch Advisors, INC | History | No change | 21 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |