FIRST TRUST EXCHANGE-TRADED FUND III - HUSV
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 8 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 453,093 | 17,531 | 0.05% | 0.05% | 1 | -7,749 | -1.68% | Q4 2025 | Feb 05, 2026 |
| Bank of New York Mellon Corp | History | Added to | 397,352 | 15,374 | 0.0% | 0.0% | 2 | +28,909 | 7.85% | Q4 2025 | Feb 10, 2026 |
| LPL Financial LLC | History | Added to | 294,634 | 11,400 | 0.0% | 0.0% | 3 | +45,100 | 18.07% | Q4 2025 | Feb 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 210,184 | 8,132 | 0.0% | 0.0% | 4 | +34,277 | 19.49% | Q4 2025 | Feb 10, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 179,983 | 6,963 | 0.74% | 0.78% | 5 | +3,366 | 1.91% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Added to | 124,865 | 4,831 | 0.01% | 0.01% | 6 | +16,357 | 15.07% | Q4 2025 | Feb 17, 2026 |
| Asset Allocation Strategies LLC | History | Added to | 70,135 | 2,713 | 0.5% | 0.53% | 7 | +2,704 | 4.01% | Q4 2025 | Feb 13, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 61,118 | 2,364 | 0.03% | 0.03% | 8 | +4,143 | 7.27% | Q4 2025 | Feb 02, 2026 |
| Golden State Equity Partners | History | Reduced | 39,556 | 1,535 | 0.25% | 0.6% | 9 | -49,117 | -55.39% | Q4 2025 | Jan 29, 2026 |
| Belpointe Asset Management LLC | History | Reduced | 27,020 | 1,045 | 0.04% | 0.04% | 10 | -508 | -1.85% | Q4 2025 | Jan 27, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Added to | 23,969 | 927 | 0.15% | 0.17% | 11 | +267 | 1.13% | Q4 2025 | Feb 17, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 22,184 | 858 | 0.0% | 0.0% | 12 | -2,617 | -10.55% | Q4 2025 | Feb 02, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 17,393 | 672 | 0.0% | 0.0% | 13 | +758 | 4.56% | Q4 2025 | Feb 18, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 15,850 | 613 | 0.01% | 0.01% | 14 | -135 | -0.84% | Q4 2025 | Feb 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 11,919 | 461 | 0.0% | 0.0% | 15 | +3,667 | 44.44% | Q4 2025 | Feb 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 10,229 | 395 | 0.0% | — | 16 | +10,229 | New | Q4 2025 | Mar 25, 2026 |
| HighTower Advisors, LLC | History | Added to | 9,451 | 365 | 0.0% | 0.0% | 17 | +1,169 | 14.11% | Q4 2025 | Feb 06, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 9,155 | 354 | 0.01% | — | 18 | +9,155 | New | Q4 2025 | Feb 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 7,200 | 278 | 0.0% | 0.0% | 19 | -1,500 | -17.24% | Q4 2025 | Feb 17, 2026 |
| United Advisor Group, LLC | History | Added to | 6,658 | 257 | 0.03% | 0.04% | 20 | +14 | 0.21% | Q4 2025 | Jan 26, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 6,446 | 249 | 0.0% | 0.0% | 21 | -28,881 | -81.75% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Reduced | 6,288 | 243 | 0.0% | 0.0% | 22 | -115 | -1.8% | Q4 2025 | Feb 13, 2026 |
| OPPENHEIMER & CO INC | History | No change | 5,866 | 226 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Kovack Advisors, Inc. | History | No change | 5,850 | 226 | 0.01% | 0.02% | 24 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 5,839 | 225 | 0.0% | 0.0% | 25 | -1,003 | -14.66% | Q4 2025 | Feb 13, 2026 |
| Capital Investment Advisory Services, LLC | History | New | 5,724 | 221 | 0.02% | — | 26 | +5,724 | New | Q4 2025 | Jan 21, 2026 |
| Kingdom Financial Group LLC. | History | New | 5,687 | 220 | 0.07% | — | 27 | +5,687 | New | Q4 2025 | Feb 06, 2026 |
| Prospera Financial Services Inc | History | Reduced | 5,310 | 205 | 0.0% | 0.0% | 28 | -1,029 | -16.23% | Q4 2025 | Feb 09, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 5,192 | 200 | 0.0% | 0.0% | 29 | +167 | 3.32% | Q4 2025 | Feb 12, 2026 |
| Smartleaf Asset Management LLC | History | New | 2,862 | 111 | 0.0% | — | 30 | +2,862 | New | Q4 2025 | Feb 13, 2026 |
| Arax Advisory Partners | History | New | 869 | 33 | 0.0% | — | 31 | +869 | New | Q4 2025 | Feb 13, 2026 |
| IFP Advisors, Inc | History | No change | 634 | 24 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| NBC SECURITIES, INC. | History | Added to | 560 | 21 | 0.0% | 0.0% | 33 | +2 | 0.36% | Q4 2025 | Jan 29, 2026 |
| N.E.W. Advisory Services LLC | History | New | 506 | 19 | 0.0% | — | 34 | +506 | New | Q4 2025 | Jan 28, 2026 |
| WPG Advisers, LLC | History | No change | 321 | 12 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| UBS Group AG | History | Added to | 267 | 10 | 0.0% | 0.0% | 36 | +174 | 187.1% | Q4 2025 | Jan 29, 2026 |
| Truvestments Capital LLC | History | No change | 263 | 10 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| AE Wealth Management LLC | History | New | 188 | 7 | 0.0% | — | 39 | +188 | New | Q4 2025 | Jan 26, 2026 |
| ROYAL BANK OF CANADA | History | New | 172 | 7 | 0.0% | — | 38 | +172 | New | Q4 2025 | Feb 17, 2026 |
| AdvisorNet Financial, Inc | History | No change | 134 | 5 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Spire Wealth Management | History | Reduced | 125 | 4 | 0.0% | 0.0% | 41 | -125 | -50.0% | Q4 2025 | Jan 14, 2026 |
| Larson Financial Group LLC | History | Reduced | 81 | 3 | 0.0% | 0.0% | 42 | -62 | -43.36% | Q4 2025 | Feb 06, 2026 |
| MAI Capital Management | History | No change | 40 | 1 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 50 | 1 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Intrepid Financial Planning Group LLC | History | Closed out | 0 | 0 | — | 0.6% | — | -39,340 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Rossby Financial, LCC | History | Closed out | 0 | 0 | — | 0.0% | — | -232 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Horizon Investments, LLC | History | Reduced | 18 | 0 | — | 0.0% | — | -182 | -91.0% | Q4 2025 | Feb 02, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Russell Investments Group, Ltd. | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |