FIRST TRUST EXCHANGE-TRADED FUND III - HUSV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Bank of New York Mellon Corp | History | Added to | 422,253 | 16,191 | 0.0% | 0.0% | 1 | +24,901 | 6.27% | Q1 2026 | May 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 204,416 | 7,838 | 0.0% | 0.0% | 2 | -5,768 | -2.74% | Q1 2026 | May 04, 2026 |
| Cetera Investment Advisers | History | Added to | 130,673 | 5,010 | 0.01% | 0.01% | 3 | +5,808 | 4.65% | Q1 2026 | May 13, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 115,958 | 4,446 | 0.49% | 0.74% | 4 | -64,025 | -35.57% | Q1 2026 | Apr 28, 2026 |
| LPL Financial LLC | History | Reduced | 108,881 | 4,175 | 0.0% | 0.0% | 5 | -185,753 | -63.05% | Q1 2026 | May 06, 2026 |
| Asset Allocation Strategies LLC | History | Added to | 79,465 | 3,047 | 0.54% | 0.5% | 6 | +9,330 | 13.3% | Q1 2026 | Apr 22, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 61,220 | 2,347 | 0.02% | 0.03% | 7 | +102 | 0.17% | Q1 2026 | May 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 53,304 | 2,044 | 0.01% | 0.05% | 8 | -399,789 | -88.24% | Q1 2026 | Apr 30, 2026 |
| RFG Advisory, LLC | History | New | 43,941 | 1,684 | 0.03% | — | 9 | +43,941 | New | Q1 2026 | Apr 17, 2026 |
| CITADEL ADVISORS LLC | History | New | 39,348 | 1,508 | 0.0% | — | 10 | +39,348 | New | Q1 2026 | May 15, 2026 |
| Ascentis Independent Advisors | History | Reduced | 35,644 | 1,366 | 0.1% | 0.25% | 11 | -3,912 | -9.89% | Q1 2026 | Apr 28, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 35,071 | 1,344 | 0.0% | 0.0% | 12 | +27,871 | 387.1% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 29,235 | 1,121 | 0.0% | 0.0% | 13 | +22,789 | 353.54% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 24,236 | 929 | 0.0% | 0.0% | 14 | +14,007 | 136.93% | Q1 2026 | May 15, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 23,634 | 906 | 0.13% | 0.15% | 15 | -335 | -1.4% | Q1 2026 | May 08, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 22,236 | 852 | 0.0% | 0.0% | 16 | +52 | 0.23% | Q1 2026 | Apr 27, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 21,504 | 825 | 0.0% | 0.0% | 17 | +21,332 | 12402.33% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 19,309 | 740 | 0.0% | 0.0% | 18 | +1,916 | 11.02% | Q1 2026 | May 14, 2026 |
| HighTower Advisors, LLC | History | Added to | 9,705 | 372 | 0.0% | 0.0% | 19 | +254 | 2.69% | Q1 2026 | May 05, 2026 |
| GTS SECURITIES LLC | History | New | 7,940 | 304 | 0.01% | — | 20 | +7,940 | New | Q1 2026 | May 14, 2026 |
| United Advisor Group, LLC | History | Added to | 6,669 | 255 | 0.03% | 0.03% | 21 | +11 | 0.17% | Q1 2026 | Apr 17, 2026 |
| MORGAN STANLEY | History | Reduced | 6,252 | 239 | 0.0% | 0.0% | 22 | -36 | -0.57% | Q1 2026 | May 15, 2026 |
| OPPENHEIMER & CO INC | History | No change | 5,866 | 224 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Kovack Advisors, Inc. | History | No change | 5,850 | 224 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Prospera Financial Services Inc | History | No change | 5,310 | 203 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 5,242 | 201 | 0.01% | 0.02% | 26 | -482 | -8.42% | Q1 2026 | May 05, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 3,498 | 134 | 0.04% | — | 27 | +3,498 | New | Q1 2026 | May 13, 2026 |
| Kingdom Financial Group LLC. | History | Reduced | 3,498 | 134 | 0.04% | 0.07% | 28 | -2,189 | -38.49% | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 2,657 | 101 | 0.0% | 0.0% | 29 | -9,262 | -77.71% | Q1 2026 | May 15, 2026 |
| Smartleaf Asset Management LLC | History | Reduced | 2,621 | 99 | 0.0% | 0.0% | 30 | -241 | -8.42% | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | No change | 869 | 33 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Western Wealth Management, LLC | History | New | 650 | 24 | 0.0% | — | 33 | +650 | New | Q1 2026 | May 19, 2026 |
| IFP Advisors, Inc | History | No change | 634 | 24 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| NBC SECURITIES, INC. | History | Added to | 562 | 21 | 0.0% | 0.0% | 34 | +2 | 0.36% | Q1 2026 | Apr 14, 2026 |
| UBS Group AG | History | Added to | 524 | 20 | 0.0% | 0.0% | 35 | +257 | 96.25% | Q1 2026 | May 05, 2026 |
| N.E.W. Advisory Services LLC | History | Added to | 508 | 19 | 0.0% | 0.0% | 36 | +2 | 0.4% | Q1 2026 | May 04, 2026 |
| WPG Advisers, LLC | History | No change | 321 | 12 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Truvestments Capital LLC | History | No change | 263 | 10 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 200 | 7 | 0.0% | — | 39 | +200 | New | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | No change | 188 | 7 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| AdvisorNet Financial, Inc | History | No change | 134 | 5 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Spire Wealth Management | History | No change | 125 | 4 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Larson Financial Group LLC | History | No change | 81 | 3 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Horizon Investments, LLC | History | Added to | 36 | 1 | 0.0% | — | 45 | +18 | 100.0% | Q1 2026 | May 14, 2026 |
| MAI Capital Management | History | No change | 40 | 1 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 50 | 1 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Belpointe Asset Management LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -27,020 | -100.0% | Q1 2026 | Apr 28, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -15,850 | -100.0% | Q1 2026 | Apr 23, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,155 | -100.0% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,839 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Orion Porfolio Solutions, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,192 | -100.0% | Q1 2026 | May 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Russell Investments Group, Ltd. | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 08, 2026 |