FIRST TRUST EXCHANGE-TRADED FUND III - HUSV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Bank of New York Mellon Corp | History | No change | 419,796 | 16,488 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 277,623 | 10,904 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Cetera Investment Advisers | History | No change | 136,124 | 5,346 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LPL Financial LLC | History | No change | 108,800 | 4,273 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 99,417 | 3,845 | 0.35% | 0.4% | 5 | -11,957 | -10.74% | Q3 2026 | Nov 02, 2026 |
| Asset Allocation Strategies LLC | History | Reduced | 70,554 | 2,729 | 0.41% | 0.43% | 6 | -549 | -0.77% | Q3 2026 | Oct 20, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 64,598 | 2,537 | 0.02% | 0.02% | 7 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| RFG Advisory, LLC | History | Reduced | 44,718 | 1,729 | 0.02% | 0.03% | 8 | -322 | -0.71% | Q3 2026 | Nov 03, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 44,062 | 1,704 | 0.0% | 0.0% | 9 | -4,913 | -10.03% | Q3 2026 | Nov 02, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 38,508 | 1,512 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 29,376 | 1,153 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 26,679 | 1,047 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Ascentis Independent Advisors | History | New | 26,727 | 1,033 | 0.06% | — | 13 | +26,727 | New | Q3 2026 | Nov 03, 2026 |
| LaSalle St. Investment Advisors, LLC | History | No change | 23,625 | 927 | 0.11% | 0.11% | 14 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 22,366 | 865 | 0.0% | 0.0% | 15 | +83 | 0.37% | Q3 2026 | Oct 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 18,743 | 736 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 13,771 | 540 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CARLSON FINANCIAL, INC. | History | Reduced | 12,930 | 500 | 0.26% | 0.29% | 18 | -1,654 | -11.34% | Q3 2026 | Nov 05, 2026 |
| ROYAL BANK OF CANADA | History | No change | 11,078 | 435 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 10,002 | 392 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| HighTower Advisors, LLC | History | No change | 9,709 | 381 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| GTS SECURITIES LLC | History | No change | 7,940 | 311 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| United Advisor Group, LLC | History | Added to | 6,694 | 258 | 0.02% | 0.03% | 23 | +16 | 0.24% | Q3 2026 | Nov 02, 2026 |
| MORGAN STANLEY | History | No change | 6,253 | 245 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 5,758 | 222 | 0.0% | 0.0% | 25 | -80 | -1.37% | Q3 2026 | Oct 26, 2026 |
| Prospera Financial Services Inc | History | No change | 5,310 | 222 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Orion Porfolio Solutions, LLC | History | No change | 5,652 | 221 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kovack Advisors, Inc. | History | No change | 5,350 | 211 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 5,248 | 203 | 0.01% | 0.01% | 29 | +8 | 0.15% | Q3 2026 | Oct 30, 2026 |
| Kestra Advisory Services, LLC | History | New | 5,187 | 200 | 0.0% | — | 30 | +5,187 | New | Q3 2026 | Nov 02, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 4,616 | 181 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Smartleaf Asset Management LLC | History | No change | 2,621 | 103 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 2,657 | 102 | 0.0% | 0.0% | 33 | -613 | -18.75% | Q3 2026 | Oct 08, 2026 |
| ASSETMARK, INC | History | No change | 2,100 | 81 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Arax Advisory Partners | History | No change | 869 | 34 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| IFP Advisors, Inc | History | Added to | 637 | 24 | 0.0% | 0.0% | 36 | +3 | 0.47% | Q3 2026 | Oct 16, 2026 |
| LANARK FINANCIAL, INC. | History | Added to | 563 | 21 | 0.0% | 0.0% | 37 | +1 | 0.18% | Q3 2026 | Oct 26, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 509 | 19 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| US BANCORP \DE\ | History | No change | 401 | 15 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | No change | 318 | 12 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Truvestments Capital LLC | History | No change | 263 | 10 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 200 | 7 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AE Wealth Management LLC | History | No change | 188 | 7 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Spire Wealth Management | History | No change | 125 | 4 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Larson Financial Group LLC | History | No change | 81 | 3 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kingdom Financial Group LLC. | History | No change | 97 | 3 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 50 | 1 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,350 | -100.0% | Q3 2026 | Nov 02, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -134 | -100.0% | Q3 2026 | Oct 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Horizon Investments, LLC | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Russell Investments Group, Ltd. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |