FIRST TRUST EXCHANGE-TRADED FUND IV - HYTI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Luken Investment Analytics, LLC | History | No change | 603,991 | 11,544 | 4.04% | 4.04% | 1 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 519,468 | 9,554 | 0.03% | 0.03% | 2 | +8,124 | 1.59% | Q3 2026 | Nov 02, 2026 |
| Garden State Investment Advisory Services LLC | History | No change | 298,401 | 5,703 | 1.03% | 1.03% | 3 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 265,382 | 4,881 | 0.01% | 0.01% | 4 | +4,175 | 1.6% | Q3 2026 | Nov 02, 2026 |
| Insight Advisors, LLC/ PA | History | Added to | 216,706 | 3,985 | 0.7% | 0.71% | 5 | +5,319 | 2.52% | Q3 2026 | Oct 22, 2026 |
| SageGuard Financial Group, LLC | History | No change | 207,445 | 3,964 | 0.56% | 0.56% | 6 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Bullseye Investment Management, LLC | History | Added to | 153,145 | 2,816 | 1.39% | 0.06% | 7 | +146,695 | 2274.34% | Q3 2026 | Oct 29, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 123,926 | 2,279 | 0.0% | 0.0% | 8 | +28,382 | 29.71% | Q3 2026 | Nov 02, 2026 |
| Balboa Wealth Partners | History | Added to | 123,007 | 2,262 | 0.3% | 0.31% | 9 | +3,021 | 2.52% | Q3 2026 | Oct 20, 2026 |
| Cetera Investment Advisers | History | No change | 106,087 | 2,027 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 79,839 | 1,468 | 0.07% | 0.07% | 11 | -1,287 | -1.59% | Q3 2026 | Nov 05, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 66,982 | 1,231 | 0.08% | 0.08% | 12 | -164 | -0.24% | Q3 2026 | Oct 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 64,081 | 1,224 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 64,874 | 1,193 | 0.02% | 0.03% | 14 | -26,399 | -28.92% | Q3 2026 | Oct 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 60,450 | 1,101 | 0.07% | 0.05% | 15 | +18,040 | 42.54% | Q3 2026 | Nov 02, 2026 |
| Benson Wealth Management INC | History | No change | 55,541 | 1,061 | 1.07% | 1.07% | 16 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 55,179 | 1,054 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Next Level Private LLC | History | Added to | 56,415 | 1,037 | 0.2% | 0.19% | 18 | +5,851 | 11.57% | Q3 2026 | Oct 20, 2026 |
| Brookstone Capital Management | History | Reduced | 54,995 | 1,011 | 0.01% | 0.02% | 19 | -38,998 | -41.49% | Q3 2026 | Oct 22, 2026 |
| Kovack Advisors, Inc. | History | No change | 37,707 | 716 | 0.03% | 0.03% | 20 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | New | 34,155 | 628 | 0.02% | — | 21 | +34,155 | New | Q3 2026 | Oct 29, 2026 |
| LPL Financial LLC | History | No change | 28,572 | 546 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| JANE STREET GROUP, LLC | History | No change | 26,408 | 504 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 25,558 | 488 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Hidden Cove Wealth Management, LLC | History | New | 25,659 | 471 | 0.25% | — | 25 | +25,659 | New | Q3 2026 | Oct 19, 2026 |
| Southern Financial Group, LLC | History | Reduced | 22,973 | 422 | 0.12% | 0.17% | 26 | -11,765 | -33.87% | Q3 2026 | Oct 30, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 21,627 | 413 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 20,244 | 386 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 16,029 | 306 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Maridea Wealth Management LLC | History | No change | 15,311 | 292 | 0.03% | 0.03% | 30 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 14,855 | 283 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 12,010 | 229 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ferguson Shapiro LLC | History | Added to | 10,778 | 198 | 0.06% | 0.06% | 33 | +273 | 2.6% | Q3 2026 | Oct 16, 2026 |
| Capital Analysts, LLC | History | No change | 8,916 | 171 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Cape Investment Advisory, Inc. | History | Added to | 1,900 | 34 | 0.01% | 0.0% | 35 | +1,380 | 265.38% | Q3 2026 | Oct 13, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 1,275 | 24 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Triumph Capital Management | History | No change | 1,287 | 23 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| City State Bank | History | No change | 200 | 3 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 97 | 1 | 0.0% | 0.0% | 39 | +10 | 11.49% | Q3 2026 | Oct 21, 2026 |
| Clear Creek Financial Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -25,888 | -100.0% | Q3 2026 | Oct 28, 2026 |
| Key FInancial Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q3 2026 | Nov 02, 2026 |