Innovator ETFs Trust - IAUG
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Allworth Financial LP | History | New | 712,624 | 20,281 | 0.08% | — | 1 | +712,624 | New | Q4 2025 | Feb 05, 2026 |
| HighTower Advisors, LLC | History | Added to | 150,654 | 4,287 | 0.0% | 0.0% | 2 | +86,788 | 135.89% | Q4 2025 | Feb 06, 2026 |
| Americana Partners, LLC | History | Reduced | 126,455 | 3,598 | 0.1% | 0.13% | 3 | -27,085 | -17.64% | Q4 2025 | Feb 06, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 121,755 | 3,465 | 0.0% | 0.0% | 4 | +15,990 | 15.12% | Q4 2025 | Feb 12, 2026 |
| Bright Futures Wealth Management, LLC. | History | Added to | 104,384 | 2,970 | 2.2% | 2.27% | 5 | +237 | 0.23% | Q4 2025 | Feb 05, 2026 |
| NewCorp Financial Services, Inc. | History | New | 94,855 | 2,699 | 2.39% | — | 6 | +94,855 | New | Q4 2025 | Feb 10, 2026 |
| CORRADO ADVISORS, LLC | History | Reduced | 70,320 | 2,001 | 1.0% | 1.06% | 7 | -306 | -0.43% | Q4 2025 | Feb 10, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | Added to | 45,449 | 1,293 | 0.39% | 0.37% | 8 | +1,954 | 4.49% | Q4 2025 | Feb 10, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 45,114 | 1,283 | 0.01% | 0.01% | 9 | -631 | -1.38% | Q4 2025 | Feb 12, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 25,801 | 734 | 0.0% | 0.0% | 10 | -1,383 | -5.09% | Q4 2025 | Feb 13, 2026 |
| Focus Partners Wealth | History | New | 24,383 | 693 | 0.0% | — | 11 | +24,383 | New | Q4 2025 | Feb 13, 2026 |
| Cypress Wealth Services, LLC | History | No change | 23,021 | 655 | 0.09% | 0.1% | 12 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Opus Financial Solutions LLC | History | New | 21,500 | 611 | 0.58% | — | 13 | +21,500 | New | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Reduced | 21,115 | 600 | 0.0% | 0.0% | 14 | -10,500 | -33.21% | Q4 2025 | Feb 17, 2026 |
| Sigma Planning Corp | History | Reduced | 20,059 | 570 | 0.02% | 0.03% | 15 | -13,103 | -39.51% | Q4 2025 | Jan 30, 2026 |
| WEALTH ALLIANCE, LLC | History | No change | 18,296 | 520 | 0.05% | 0.05% | 16 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Berger Financial Group, Inc | History | No change | 17,120 | 487 | 0.03% | 0.03% | 17 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| FIDUCIARY FINANCIAL GROUP, LLC | History | No change | 13,838 | 393 | 0.06% | 0.06% | 18 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Atlantic Private Wealth, LLC | History | Reduced | 13,366 | 380 | 0.24% | 0.26% | 19 | -1,000 | -6.96% | Q4 2025 | Feb 11, 2026 |
| Vestment Financial LLC | History | No change | 11,515 | 332 | 0.17% | 0.18% | 20 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 10,939 | 311 | 0.0% | 0.0% | 21 | -500 | -4.37% | Q4 2025 | Feb 17, 2026 |
| Diligent Investors, LLC | History | No change | 10,400 | 295 | 0.07% | 0.07% | 22 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Faithward Advisors, LLC | History | No change | 9,891 | 281 | 0.04% | 0.04% | 23 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 8,737 | 249 | 0.0% | — | 24 | +8,737 | New | Q4 2025 | Feb 17, 2026 |
| BCS Wealth Management | History | New | 8,434 | 240 | 0.02% | — | 25 | +8,434 | New | Q4 2025 | Jan 26, 2026 |
| AE Wealth Management LLC | History | No change | 8,154 | 232 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| PFG Advisors | History | Added to | 7,757 | 220 | 0.01% | 0.01% | 27 | +200 | 2.65% | Q4 2025 | Jan 27, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 7,455 | 212 | 0.0% | 0.0% | 28 | -12 | -0.16% | Q4 2025 | Feb 02, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 6,225 | 177 | 0.06% | 0.06% | 29 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| PFS Partners, LLC | History | Reduced | 6,168 | 175 | 0.08% | 0.08% | 30 | -25 | -0.4% | Q4 2025 | Jan 16, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | History | No change | 3,683 | 104 | 0.02% | 0.02% | 31 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| UBS Group AG | History | New | 2,705 | 76 | 0.0% | — | 32 | +2,705 | New | Q4 2025 | Jan 29, 2026 |
| NBC SECURITIES, INC. | History | No change | 2,426 | 69 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 1,743 | 49 | 0.0% | 0.04% | 34 | -55,553 | -96.96% | Q4 2025 | Feb 09, 2026 |
| JDM Financial Group LLC | History | No change | 1,105 | 31 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 500 | 14 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| CoreCap Advisors, LLC | History | No change | 224 | 6 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Global Wealth Strategies & Associates | History | New | 65 | 1 | 0.0% | — | 38 | +65 | New | Q4 2025 | Jan 02, 2026 |
| SYON CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -26,115 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,120 | -100.0% | Q3 2025 | Nov 10, 2025 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,763 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,551 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -14,911 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Luminist Capital LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -13,274 | -100.0% | Q3 2025 | Nov 14, 2025 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,415 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MMA ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -4,003 | -100.0% | Q3 2025 | Nov 05, 2025 |