Innovator ETFs Trust - IAUG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Allworth Financial LP | History | Added to | 796,508 | 22,823 | 0.09% | 0.08% | 1 | +83,884 | 11.77% | Q1 2026 | May 14, 2026 |
| HighTower Advisors, LLC | History | Added to | 153,258 | 4,391 | 0.0% | 0.0% | 2 | +2,604 | 1.73% | Q1 2026 | May 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 121,311 | 3,476 | 0.0% | 0.0% | 3 | -444 | -0.36% | Q1 2026 | Apr 27, 2026 |
| Cornerstone Wealth, LLC/TN | History | New | 88,934 | 2,610 | 1.47% | — | 4 | +88,934 | New | Q1 2026 | May 19, 2026 |
| Americana Partners, LLC | History | Reduced | 88,209 | 2,527 | 0.07% | 0.1% | 5 | -38,246 | -30.24% | Q1 2026 | May 12, 2026 |
| CORRADO ADVISORS, LLC | History | Reduced | 68,773 | 1,970 | 1.03% | 1.0% | 6 | -1,547 | -2.2% | Q1 2026 | Apr 30, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | No change | 52,515 | 1,504 | 0.03% | 0.03% | 7 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 52,458 | 1,503 | 0.0% | — | 8 | +52,458 | New | Q1 2026 | May 15, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | Reduced | 44,379 | 1,271 | 0.37% | 0.39% | 9 | -1,070 | -2.35% | Q1 2026 | Apr 13, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 34,127 | 977 | 0.0% | 0.0% | 10 | +8,326 | 32.27% | Q1 2026 | Apr 30, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 27,344 | 783 | 0.01% | — | 11 | +27,344 | New | Q1 2026 | May 15, 2026 |
| Focus Partners Wealth | History | No change | 24,383 | 698 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Creative Planning | History | New | 21,977 | 629 | 0.0% | — | 13 | +21,977 | New | Q1 2026 | May 12, 2026 |
| Opus Financial Solutions LLC | History | Reduced | 21,155 | 606 | 0.57% | 0.58% | 14 | -345 | -1.6% | Q1 2026 | May 08, 2026 |
| Sigma Planning Corp | History | Reduced | 19,808 | 567 | 0.02% | 0.02% | 15 | -251 | -1.25% | Q1 2026 | May 04, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 18,462 | 529 | 0.0% | 0.01% | 16 | -26,652 | -59.08% | Q1 2026 | May 08, 2026 |
| WEALTH ALLIANCE, LLC | History | No change | 18,296 | 524 | 0.05% | 0.05% | 17 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| JPMORGAN CHASE & CO | History | New | 17,402 | 490 | 0.0% | — | 18 | +17,402 | New | Q1 2026 | May 13, 2026 |
| Berger Financial Group, Inc | History | No change | 17,120 | 490 | 0.03% | 0.03% | 19 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Cetera Investment Advisers | History | Reduced | 15,716 | 450 | 0.0% | 0.0% | 20 | -5,399 | -25.57% | Q1 2026 | May 13, 2026 |
| NewCorp Financial Services, Inc. | History | Reduced | 14,030 | 402 | 0.35% | 2.39% | 21 | -80,825 | -85.21% | Q1 2026 | Apr 23, 2026 |
| Atlantic Private Wealth, LLC | History | No change | 13,366 | 382 | 0.25% | 0.24% | 22 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| JANE STREET GROUP, LLC | History | New | 13,103 | 375 | 0.0% | — | 23 | +13,103 | New | Q1 2026 | May 12, 2026 |
| FIDUCIARY FINANCIAL GROUP, LLC | History | Reduced | 13,006 | 372 | 0.05% | 0.06% | 24 | -832 | -6.01% | Q1 2026 | Apr 13, 2026 |
| RED CRANE WEALTH MANAGEMENT, LLC | History | New | 12,828 | 367 | 0.3% | — | 25 | +12,828 | New | Q1 2026 | Apr 28, 2026 |
| Diligent Investors, LLC | History | No change | 10,400 | 298 | 0.07% | 0.07% | 26 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 9,998 | 286 | 0.0% | 0.0% | 27 | -941 | -8.6% | Q1 2026 | May 15, 2026 |
| Faithward Advisors, LLC | History | No change | 9,891 | 283 | 0.04% | 0.04% | 28 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| ROYAL BANK OF CANADA | History | No change | 8,737 | 250 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | No change | 8,154 | 233 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| PFG Advisors | History | No change | 7,757 | 222 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 6,225 | 178 | 0.06% | 0.06% | 32 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| PFS Partners, LLC | History | Reduced | 6,162 | 176 | 0.08% | 0.08% | 33 | -6 | -0.1% | Q1 2026 | Apr 09, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | History | No change | 3,683 | 105 | 0.02% | 0.02% | 34 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| NBC SECURITIES, INC. | History | No change | 2,426 | 69 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| UBS Group AG | History | Reduced | 1,143 | 32 | 0.0% | 0.0% | 36 | -1,562 | -57.74% | Q1 2026 | May 05, 2026 |
| JDM Financial Group LLC | History | No change | 1,105 | 31 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q1 2026 | May 20, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 500 | 14 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 308 | 8 | 0.0% | 0.0% | 39 | -1,435 | -82.33% | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | No change | 224 | 6 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Global Wealth Strategies & Associates | History | No change | 65 | 1 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2026 | Apr 03, 2026 |
| Bright Futures Wealth Management, LLC. | History | Closed out | 0 | 0 | — | 2.2% | — | -104,384 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Cypress Wealth Services, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -23,021 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Vestment Financial LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -11,515 | -100.0% | Q1 2026 | May 01, 2026 |
| BCS Wealth Management | History | Closed out | 0 | 0 | — | 0.02% | — | -8,434 | -100.0% | Q1 2026 | Apr 17, 2026 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -7,455 | -100.0% | Q1 2026 | Apr 27, 2026 |