NEOS ETF Trust - IAUI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Private Advisor Group, LLC | History | New | 237,500 | 13,506 | 0.06% | — | 1 | +237,500 | New | Q1 2026 | Apr 24, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 80,767 | 4,593 | 0.0% | 0.0% | 2 | +44,175 | 120.72% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | New | 60,149 | 3,420 | 0.0% | — | 3 | +60,149 | New | Q1 2026 | May 06, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 57,777 | 3,286 | 0.0% | 0.0% | 4 | -108,860 | -65.33% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 41,618 | 2,408 | 0.02% | 0.01% | 5 | +31,897 | 328.12% | Q1 2026 | Apr 07, 2026 |
| MADDEN SECURITIES Corp | History | Added to | 38,207 | 2,172 | 0.65% | 0.62% | 6 | +1,572 | 4.29% | Q1 2026 | May 05, 2026 |
| Integrity Wealth Partners, LLC | History | New | 34,756 | 1,976 | 1.78% | — | 7 | +34,756 | New | Q1 2026 | Apr 27, 2026 |
| PFG Advisors | History | Added to | 24,810 | 1,410 | 0.07% | 0.04% | 8 | +11,522 | 86.71% | Q1 2026 | May 05, 2026 |
| RED CRANE WEALTH MANAGEMENT, LLC | History | Added to | 24,008 | 1,365 | 1.12% | 1.07% | 9 | +575 | 2.45% | Q1 2026 | Apr 28, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 19,239 | 1,094 | 0.0% | 0.0% | 10 | +13,802 | 253.85% | Q1 2026 | May 12, 2026 |
| New England Private Wealth Advisors LLC | History | New | 17,205 | 978 | 0.11% | — | 11 | +17,205 | New | Q1 2026 | May 08, 2026 |
| Coastal Bridge Advisors, LLC | History | Added to | 17,056 | 969 | 0.07% | 0.05% | 12 | +4,019 | 30.83% | Q1 2026 | May 14, 2026 |
| HUB Investment Partners, LLC | History | Reduced | 16,881 | 960 | 0.02% | 0.02% | 13 | -289 | -1.68% | Q1 2026 | May 15, 2026 |
| Cresset Asset Management, LLC | History | Added to | 13,861 | 788 | 0.0% | 0.0% | 14 | +376 | 2.79% | Q1 2026 | May 15, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | New | 10,012 | 569 | 0.03% | — | 15 | +10,012 | New | Q1 2026 | Apr 28, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 9,866 | 561 | 0.0% | 0.0% | 16 | +3,734 | 60.89% | Q1 2026 | Apr 30, 2026 |
| AE Wealth Management LLC | History | New | 9,443 | 537 | 0.0% | — | 17 | +9,443 | New | Q1 2026 | May 13, 2026 |
| Belvedere Trading LLC | History | New | 7,062 | 401 | 0.0% | — | 18 | +7,062 | New | Q1 2026 | May 12, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 6,912 | 393 | 0.04% | 0.02% | 19 | +3,114 | 81.99% | Q1 2026 | May 04, 2026 |
| Creative Planning | History | Added to | 6,444 | 366 | 0.0% | 0.0% | 20 | +2,179 | 51.09% | Q1 2026 | May 12, 2026 |
| SBI Securities Co., Ltd. | History | New | 6,299 | 358 | 0.01% | — | 21 | +6,299 | New | Q1 2026 | Apr 27, 2026 |
| CAP Partners, LLC | History | Added to | 6,212 | 353 | 0.2% | 0.12% | 22 | +2,463 | 65.7% | Q1 2026 | Apr 28, 2026 |
| BCS Wealth Management | History | Reduced | 5,876 | 334 | 0.07% | 0.07% | 23 | -5,876 | -50.0% | Q1 2026 | Apr 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 4,805 | 273 | 0.0% | — | 24 | +4,805 | New | Q1 2026 | May 08, 2026 |
| Stratos Wealth Partners, LTD. | History | New | 4,648 | 264 | 0.0% | — | 25 | +4,648 | New | Q1 2026 | Apr 28, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 4,477 | 254 | 0.0% | 0.0% | 26 | +1,719 | 62.33% | Q1 2026 | Apr 30, 2026 |
| EFG International AG | History | New | 4,170 | 236 | 0.01% | — | 27 | +4,170 | New | Q1 2026 | May 15, 2026 |
| Kingsview Wealth Management, LLC | History | New | 4,132 | 234 | 0.0% | — | 28 | +4,132 | New | Q1 2026 | May 12, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | New | 3,620 | 205 | 0.0% | — | 29 | +3,620 | New | Q1 2026 | May 15, 2026 |
| HB Wealth Management, LLC | History | New | 3,605 | 205 | 0.0% | — | 30 | +3,605 | New | Q1 2026 | Apr 27, 2026 |
| CWM, LLC | History | Added to | 2,280 | 129 | 0.0% | 0.0% | 31 | +409 | 21.86% | Q1 2026 | May 14, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 1,851 | 105 | 0.0% | 0.0% | 32 | +188 | 11.3% | Q1 2026 | May 14, 2026 |
| Innovative Asset Advisors Group, LLC | History | New | 1,400 | 79 | 0.05% | — | 33 | +1,400 | New | Q1 2026 | May 12, 2026 |
| NFSG Corp | History | Added to | 1,077 | 61 | 0.01% | 0.0% | 34 | +573 | 113.69% | Q1 2026 | May 05, 2026 |
| GROUP ONE TRADING LLC | History | New | 700 | 39 | 0.0% | — | 35 | +700 | New | Q1 2026 | May 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 320 | 18 | 0.0% | — | 36 | +320 | New | Q1 2026 | May 01, 2026 |
| Founders Financial Alliance, LLC | History | New | 237 | 13 | 0.0% | — | 37 | +237 | New | Q1 2026 | May 11, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | New | 200 | 11 | 0.0% | — | 38 | +200 | New | Q1 2026 | Apr 29, 2026 |
| Capital Analysts, LLC | History | New | 98 | 6 | 0.0% | — | 39 | +98 | New | Q1 2026 | May 14, 2026 |
| IFP Advisors, Inc | History | New | 100 | 5 | 0.0% | — | 40 | +100 | New | Q1 2026 | Apr 13, 2026 |
| Capital Investment Advisory Services, LLC | History | New | 100 | 5 | 0.0% | — | 41 | +100 | New | Q1 2026 | May 05, 2026 |
| IMA Advisory Services, Inc. | History | New | 20 | 1 | 0.0% | — | 42 | +20 | New | Q1 2026 | May 06, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -10,246 | -100.0% | Q1 2026 | May 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q1 2026 | May 15, 2026 |
| CX Institutional | History | Closed out | 0 | 0 | — | 0.0% | — | -115 | -100.0% | Q1 2026 | Apr 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2026 | May 11, 2026 |
| MORGAN STANLEY | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 15, 2026 |