NEOS ETF Trust - IAUI
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ROYAL BANK OF CANADA | History | New | 166,637 | 9,312 | 0.0% | — | 1 | +166,637 | New | Q4 2025 | Feb 17, 2026 |
| MADDEN SECURITIES Corp | History | Added to | 36,635 | 2,047 | 0.62% | 0.55% | 2 | +2,461 | 7.2% | Q4 2025 | Feb 04, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 36,592 | 2,044 | 0.0% | 0.0% | 3 | +30,479 | 498.59% | Q4 2025 | Feb 17, 2026 |
| RED CRANE WEALTH MANAGEMENT, LLC | History | Added to | 23,433 | 1,309 | 1.07% | 0.94% | 4 | +2,237 | 10.55% | Q4 2025 | Feb 03, 2026 |
| HUB Investment Partners, LLC | History | New | 17,170 | 959 | 0.02% | — | 5 | +17,170 | New | Q4 2025 | Feb 17, 2026 |
| Cresset Asset Management, LLC | History | Reduced | 13,485 | 753 | 0.0% | 0.0% | 6 | -378 | -2.73% | Q4 2025 | Feb 17, 2026 |
| PFG Advisors | History | New | 13,288 | 742 | 0.04% | — | 7 | +13,288 | New | Q4 2025 | Jan 27, 2026 |
| Coastal Bridge Advisors, LLC | History | Added to | 13,037 | 728 | 0.05% | 0.04% | 8 | +3,882 | 42.4% | Q4 2025 | Feb 18, 2026 |
| BCS Wealth Management | History | New | 11,752 | 656 | 0.07% | — | 9 | +11,752 | New | Q4 2025 | Jan 26, 2026 |
| UBS Group AG | History | Added to | 10,246 | 572 | 0.0% | 0.0% | 10 | +9,566 | 1406.76% | Q4 2025 | Jan 29, 2026 |
| Farther Finance Advisors, LLC | History | New | 9,721 | 543 | 0.01% | — | 11 | +9,721 | New | Q4 2025 | Jan 23, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 6,132 | 343 | 0.0% | — | 12 | +6,132 | New | Q4 2025 | Feb 05, 2026 |
| STIFEL FINANCIAL CORP | History | New | 5,437 | 303 | 0.0% | — | 13 | +5,437 | New | Q4 2025 | Feb 13, 2026 |
| Creative Planning | History | New | 4,265 | 238 | 0.0% | — | 14 | +4,265 | New | Q4 2025 | Feb 17, 2026 |
| HBW ADVISORY SERVICES LLC | History | New | 3,798 | 212 | 0.02% | — | 15 | +3,798 | New | Q4 2025 | Jan 23, 2026 |
| CAP Partners, LLC | History | New | 3,749 | 209 | 0.12% | — | 16 | +3,749 | New | Q4 2025 | Feb 04, 2026 |
| Kestra Advisory Services, LLC | History | New | 2,758 | 154 | 0.0% | — | 17 | +2,758 | New | Q4 2025 | Feb 13, 2026 |
| CWM, LLC | History | New | 1,871 | 105 | 0.0% | — | 18 | +1,871 | New | Q4 2025 | Jan 26, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 1,663 | 92 | 0.0% | 0.0% | 19 | +1,117 | 204.58% | Q4 2025 | Feb 11, 2026 |
| Newbridge Financial Services Group, Inc. | History | New | 504 | 28 | 0.0% | — | 20 | +504 | New | Q4 2025 | Jan 21, 2026 |
| OSAIC HOLDINGS, INC. | History | New | 250 | 13 | 0.0% | — | 21 | +250 | New | Q4 2025 | Feb 17, 2026 |
| CX Institutional | History | New | 115 | 6 | 0.0% | — | 22 | +115 | New | Q4 2025 | Feb 02, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,797 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Founders Financial Alliance, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -76 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Nov 13, 2025 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |