NEOS ETF Trust - IAUI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Private Advisor Group, LLC | History | Added to | 242,820 | 11,764 | 0.05% | 0.06% | 1 | +5,320 | 2.24% | Q2 2026 | Jul 27, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 239,794 | 11,618 | 0.0% | 0.0% | 2 | +182,017 | 315.03% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 115,326 | 5,587 | 0.0% | 0.0% | 3 | +55,177 | 91.73% | Q2 2026 | Aug 07, 2026 |
| Belvedere Trading LLC | History | Added to | 60,621 | 2,937 | 0.0% | 0.0% | 4 | +53,559 | 758.41% | Q2 2026 | Jul 31, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 42,591 | 2,063 | 0.02% | 0.0% | 5 | +37,943 | 816.33% | Q2 2026 | Aug 11, 2026 |
| Integrity Wealth Partners, LLC | History | No change | 34,756 | 1,976 | 1.78% | 1.78% | 6 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| MADDEN SECURITIES Corp | History | Added to | 39,440 | 1,910 | 0.53% | 0.65% | 7 | +1,233 | 3.23% | Q2 2026 | Jul 24, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 38,098 | 1,845 | 0.01% | 0.02% | 8 | -3,520 | -8.46% | Q2 2026 | Jul 17, 2026 |
| PFG Advisors | History | Added to | 33,560 | 1,625 | 0.08% | 0.07% | 9 | +8,750 | 35.27% | Q2 2026 | Jul 16, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 33,000 | 1,598 | 0.0% | 0.0% | 10 | -47,767 | -59.14% | Q2 2026 | Sep 02, 2026 |
| AE Wealth Management LLC | History | Added to | 31,581 | 1,530 | 0.01% | 0.0% | 11 | +22,138 | 234.44% | Q2 2026 | Aug 03, 2026 |
| RED CRANE WEALTH MANAGEMENT, LLC | History | Added to | 26,151 | 1,267 | 0.93% | 1.12% | 12 | +2,143 | 8.93% | Q2 2026 | Jul 28, 2026 |
| New England Private Wealth Advisors LLC | History | Added to | 25,195 | 1,221 | 0.12% | 0.11% | 13 | +7,990 | 46.44% | Q2 2026 | Aug 04, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 21,526 | 1,043 | 0.0% | 0.0% | 14 | +11,660 | 118.18% | Q2 2026 | Jul 27, 2026 |
| Diversify Advisory Services, LLC | History | New | 19,970 | 979 | 0.02% | — | 15 | +19,970 | New | Q2 2026 | Aug 07, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | New | 19,970 | 979 | 0.02% | — | 16 | +19,970 | New | Q2 2026 | Jul 29, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 20,114 | 974 | 0.0% | 0.0% | 17 | +875 | 4.55% | Q2 2026 | Aug 12, 2026 |
| Coastal Bridge Advisors, LLC | History | Added to | 17,535 | 849 | 0.05% | 0.07% | 18 | +479 | 2.81% | Q2 2026 | Aug 17, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 17,452 | 845 | 0.03% | 0.03% | 19 | +7,440 | 74.31% | Q2 2026 | Jul 27, 2026 |
| Compound Planning, Inc. | History | New | 16,512 | 800 | 0.02% | — | 20 | +16,512 | New | Q2 2026 | Aug 04, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 15,728 | 762 | 0.02% | 0.01% | 21 | +9,429 | 149.69% | Q2 2026 | Jul 22, 2026 |
| HUB Investment Partners, LLC | History | Reduced | 15,504 | 751 | 0.01% | 0.02% | 22 | -1,377 | -8.16% | Q2 2026 | Jul 31, 2026 |
| Cresset Asset Management, LLC | History | Reduced | 9,516 | 461 | 0.0% | 0.0% | 23 | -4,345 | -31.35% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | New | 8,714 | 422 | 0.0% | — | 24 | +8,714 | New | Q2 2026 | Aug 12, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | New | 8,650 | 418 | 0.01% | — | 25 | +8,650 | New | Q2 2026 | Aug 10, 2026 |
| HERBST GROUP, LLC | History | New | 8,307 | 402 | 0.22% | — | 26 | +8,307 | New | Q2 2026 | Jul 09, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 8,083 | 391 | 0.0% | 0.0% | 27 | +3,606 | 80.55% | Q2 2026 | Jul 28, 2026 |
| Creative Planning | History | Added to | 7,972 | 386 | 0.0% | 0.0% | 28 | +1,528 | 23.71% | Q2 2026 | Aug 13, 2026 |
| BCS Wealth Management | History | Added to | 7,913 | 383 | 0.07% | 0.07% | 29 | +2,037 | 34.67% | Q2 2026 | Jul 16, 2026 |
| CAP Partners, LLC | History | Added to | 7,789 | 377 | 0.18% | 0.2% | 30 | +1,577 | 25.39% | Q2 2026 | Jul 30, 2026 |
| Integrated Wealth Concepts LLC | History | New | 7,653 | 370 | 0.0% | — | 31 | +7,653 | New | Q2 2026 | Sep 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 6,914 | 334 | 0.0% | — | 32 | +6,914 | New | Q2 2026 | Jul 29, 2026 |
| BROWN WEALTH MANAGEMENT, LLC | History | New | 6,802 | 329 | 0.07% | — | 33 | +6,802 | New | Q2 2026 | Jul 20, 2026 |
| Strategic Wealth Partners, Ltd. | History | New | 6,218 | 301 | 0.02% | — | 34 | +6,218 | New | Q2 2026 | Aug 12, 2026 |
| HBW ADVISORY SERVICES LLC | History | Reduced | 6,212 | 300 | 0.03% | 0.04% | 35 | -700 | -10.13% | Q2 2026 | Jul 16, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 5,830 | 282 | 0.0% | 0.0% | 36 | +1,025 | 21.33% | Q2 2026 | Aug 13, 2026 |
| JANE STREET GROUP, LLC | History | New | 5,326 | 258 | 0.0% | — | 37 | +5,326 | New | Q2 2026 | Aug 14, 2026 |
| THRYVE WEALTH MANAGEMENT LLC | History | New | 5,321 | 257 | 0.14% | — | 38 | +5,321 | New | Q2 2026 | Aug 06, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 4,762 | 230 | 0.0% | 0.0% | 39 | +630 | 15.25% | Q2 2026 | Aug 18, 2026 |
| ZEGA Investments, LLC | History | New | 4,274 | 207 | 0.02% | — | 40 | +4,274 | New | Q2 2026 | Jul 31, 2026 |
| MML INVESTORS SERVICES, LLC | History | New | 4,258 | 206 | 0.0% | — | 41 | +4,258 | New | Q2 2026 | Aug 07, 2026 |
| WealthPlan Investment Management, LLC | History | New | 4,248 | 205 | 0.01% | — | 43 | +4,248 | New | Q2 2026 | Jul 28, 2026 |
| Wealthcare Advisory Partners LLC | History | New | 4,247 | 205 | 0.0% | — | 42 | +4,247 | New | Q2 2026 | Jul 09, 2026 |
| EFG International AG | History | No change | 4,170 | 202 | 0.0% | 0.01% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CWM, LLC | History | No change | 2,280 | 129 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | New | 2,349 | 113 | 0.0% | — | 46 | +2,349 | New | Q2 2026 | Aug 13, 2026 |
| AdvisorNet Financial, Inc | History | New | 1,600 | 77 | 0.0% | — | 47 | +1,600 | New | Q2 2026 | Jul 23, 2026 |
| OSAIC HOLDINGS, INC. | History | New | 1,547 | 74 | 0.0% | — | 48 | +1,547 | New | Q2 2026 | Aug 14, 2026 |
| Innovative Asset Advisors Group, LLC | History | No change | 1,400 | 67 | 0.03% | 0.05% | 49 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| NFSG Corp | History | Added to | 1,182 | 57 | 0.01% | 0.01% | 50 | +105 | 9.75% | Q2 2026 | Aug 14, 2026 |
| Parallel Advisors, LLC | History | New | 1,109 | 53 | 0.0% | — | 51 | +1,109 | New | Q2 2026 | Aug 05, 2026 |
| PRIVATE TRUST CO NA | History | New | 996 | 48 | 0.0% | — | 52 | +996 | New | Q2 2026 | Jul 28, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 793 | 38 | 0.0% | 0.0% | 53 | -1,058 | -57.16% | Q2 2026 | Aug 12, 2026 |
| FIFTH THIRD BANCORP | History | New | 693 | 33 | 0.0% | — | 54 | +693 | New | Q2 2026 | Aug 05, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 515 | 25 | 0.0% | 0.0% | 55 | +195 | 60.94% | Q2 2026 | Jul 22, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 500 | 24 | 0.0% | 0.0% | 56 | +400 | 400.0% | Q2 2026 | Jul 23, 2026 |
| IMA Advisory Services, Inc. | History | Added to | 450 | 21 | 0.0% | 0.0% | 57 | +430 | 2150.0% | Q2 2026 | Aug 10, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 381 | 18 | 0.0% | 0.0% | 58 | +144 | 60.76% | Q2 2026 | Aug 04, 2026 |
| TSFG, LLC | History | New | 274 | 13 | 0.0% | — | 59 | +274 | New | Q2 2026 | Jul 23, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | No change | 200 | 9 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Capital Analysts, LLC | History | No change | 98 | 5 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| GFS Advisors, LLC | History | New | 40,600 | 4 | 0.0% | — | 63 | +40,600 | New | Q2 2026 | Aug 04, 2026 |
| Main Street Group, LTD | History | New | 100 | 4 | 0.0% | — | 64 | +100 | New | Q2 2026 | Jul 13, 2026 |
| IFP Advisors, Inc | History | No change | 100 | 4 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 38 | 1 | 0.0% | — | 65 | +38 | New | Q2 2026 | Jul 29, 2026 |
| Thompson David Blair | History | Closed out | 0 | 0 | — | 0.13% | — | -4,022 | -100.0% | Q2 2026 | Aug 14, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,620 | -100.0% | Q2 2026 | Jul 15, 2026 |
| HB Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,605 | -100.0% | Q2 2026 | Jul 29, 2026 |
| GROUP ONE TRADING LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q2 2026 | Aug 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 19 | 0 | — | — | — | +19 | New | Q2 2026 | Aug 12, 2026 |
| MORGAN STANLEY | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |