NEOS ETF Trust - IAUI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Foguth Wealth Management, LLC. | History | New | 286,608 | 13,909 | 1.41% | — | 1 | +286,608 | New | Q3 2026 | Oct 19, 2026 |
| Private Advisor Group, LLC | History | No change | 242,820 | 11,764 | 0.05% | 0.05% | 2 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| ROYAL BANK OF CANADA | History | No change | 239,794 | 11,618 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 115,326 | 5,587 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | New | 64,636 | 3,087 | 0.4% | — | 5 | +64,636 | New | Q3 2026 | Oct 20, 2026 |
| Belvedere Trading LLC | History | Reduced | 59,935 | 2,896 | 0.0% | 0.0% | 6 | -686 | -1.13% | Q3 2026 | Nov 05, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 43,873 | 2,119 | 0.01% | 0.01% | 7 | +5,775 | 15.16% | Q3 2026 | Oct 08, 2026 |
| MADDEN SECURITIES Corp | History | Added to | 43,475 | 2,100 | 0.56% | 0.53% | 8 | +4,035 | 10.23% | Q3 2026 | Oct 27, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 42,591 | 2,063 | 0.02% | 0.02% | 9 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Integrity Wealth Partners, LLC | History | New | 37,334 | 1,803 | 1.4% | — | 10 | +37,334 | New | Q3 2026 | Oct 13, 2026 |
| CITADEL ADVISORS LLC | History | No change | 33,000 | 1,598 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| PFG Advisors | History | Reduced | 31,863 | 1,539 | 0.08% | 0.08% | 12 | -1,697 | -5.06% | Q3 2026 | Oct 15, 2026 |
| AE Wealth Management LLC | History | No change | 31,581 | 1,530 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| New England Private Wealth Advisors LLC | History | Added to | 31,259 | 1,510 | 0.14% | 0.12% | 14 | +6,064 | 24.07% | Q3 2026 | Oct 19, 2026 |
| Hofer & Associates. Inc | History | New | 29,759 | 1,437 | 1.0% | — | 16 | +29,759 | New | Q3 2026 | Oct 13, 2026 |
| RED CRANE WEALTH MANAGEMENT, LLC | History | Added to | 29,759 | 1,437 | 1.0% | 0.93% | 15 | +3,608 | 13.8% | Q3 2026 | Oct 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 28,538 | 1,379 | 0.0% | 0.0% | 17 | +7,012 | 32.57% | Q3 2026 | Nov 02, 2026 |
| Compound Planning, Inc. | History | Added to | 21,457 | 1,036 | 0.03% | 0.02% | 18 | +4,945 | 29.95% | Q3 2026 | Nov 05, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 20,114 | 974 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Sepio Capital, LP | History | New | 19,297 | 932 | 0.04% | — | 20 | +19,297 | New | Q3 2026 | Oct 22, 2026 |
| Coastal Bridge Advisors, LLC | History | No change | 17,535 | 849 | 0.05% | 0.05% | 21 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 16,555 | 799 | 0.02% | 0.02% | 22 | +827 | 5.26% | Q3 2026 | Oct 21, 2026 |
| MSH Capital Advisors LLC | History | New | 15,290 | 738 | 0.11% | — | 23 | +15,290 | New | Q3 2026 | Nov 02, 2026 |
| Diversify Advisory Services, LLC | History | Reduced | 12,506 | 607 | 0.01% | 0.02% | 24 | -7,464 | -37.38% | Q3 2026 | Oct 20, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | Reduced | 12,506 | 607 | 0.01% | 0.02% | 25 | -7,464 | -37.38% | Q3 2026 | Oct 20, 2026 |
| HUB Investment Partners, LLC | History | Reduced | 10,306 | 497 | 0.01% | 0.01% | 26 | -5,198 | -33.53% | Q3 2026 | Nov 03, 2026 |
| Creative Planning | History | Added to | 10,068 | 486 | 0.0% | 0.0% | 27 | +2,096 | 26.29% | Q3 2026 | Nov 02, 2026 |
| ENTREWEALTH, LLC | History | New | 10,000 | 483 | 0.17% | — | 29 | +10,000 | New | Q3 2026 | Oct 14, 2026 |
| BROWN WEALTH MANAGEMENT, LLC | History | Added to | 9,999 | 483 | 0.11% | 0.07% | 28 | +3,197 | 47.0% | Q3 2026 | Oct 20, 2026 |
| Cresset Asset Management, LLC | History | No change | 9,516 | 461 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CAP Partners, LLC | History | Added to | 9,403 | 454 | 0.21% | 0.18% | 31 | +1,614 | 20.72% | Q3 2026 | Oct 19, 2026 |
| XML Financial, LLC | History | New | 9,204 | 444 | 0.03% | — | 32 | +9,204 | New | Q3 2026 | Oct 29, 2026 |
| HERBST GROUP, LLC | History | Added to | 9,124 | 440 | 0.25% | 0.22% | 33 | +817 | 9.84% | Q3 2026 | Oct 20, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 9,045 | 437 | 0.0% | 0.0% | 34 | +2,131 | 30.82% | Q3 2026 | Nov 02, 2026 |
| NewEdge Advisors, LLC | History | No change | 8,714 | 422 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 8,650 | 418 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| THRYVE WEALTH MANAGEMENT LLC | History | Added to | 8,410 | 406 | 0.23% | 0.14% | 37 | +3,089 | 58.05% | Q3 2026 | Oct 09, 2026 |
| BCS Wealth Management | History | No change | 7,913 | 382 | 0.07% | 0.07% | 38 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 7,653 | 370 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 6,915 | 334 | 0.0% | 0.0% | 40 | -1,168 | -14.45% | Q3 2026 | Nov 02, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 6,218 | 301 | 0.02% | 0.02% | 41 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 6,211 | 300 | 0.01% | 0.0% | 42 | +1,964 | 46.24% | Q3 2026 | Oct 21, 2026 |
| HBW ADVISORY SERVICES LLC | History | Reduced | 6,112 | 295 | 0.03% | 0.03% | 43 | -100 | -1.61% | Q3 2026 | Oct 14, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | New | 5,984 | 289 | 0.01% | — | 44 | +5,984 | New | Q3 2026 | Oct 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 5,830 | 282 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Avidian Wealth Enterprises, LLC | History | New | 5,430 | 262 | 0.01% | — | 46 | +5,430 | New | Q3 2026 | Oct 08, 2026 |
| JANE STREET GROUP, LLC | History | No change | 5,326 | 258 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Jaffetilchin Investment Partners, LLC | History | No change | 4,799 | 232 | 0.01% | 0.01% | 48 | 0 | 0.0% | Q2 2026 | Oct 20, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 4,762 | 230 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| WealthPlan Investment Management, LLC | History | Added to | 4,541 | 219 | 0.01% | 0.01% | 50 | +293 | 6.9% | Q3 2026 | Oct 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 4,258 | 206 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| EFG International AG | History | No change | 4,170 | 202 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Parallel Advisors, LLC | History | Added to | 3,509 | 169 | 0.0% | 0.0% | 53 | +2,400 | 216.41% | Q3 2026 | Nov 03, 2026 |
| Rossby Financial, LCC | History | New | 2,528 | 122 | 0.02% | — | 54 | +2,528 | New | Q3 2026 | Nov 05, 2026 |
| UBS Group AG | History | No change | 2,349 | 113 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 2,186 | 105 | 0.0% | 0.0% | 56 | +1,393 | 175.66% | Q3 2026 | Nov 04, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 1,547 | 74 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Innovative Asset Advisors Group, LLC | History | No change | 1,400 | 67 | 0.03% | 0.03% | 58 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 1,308 | 63 | 0.0% | 0.0% | 59 | +312 | 31.33% | Q3 2026 | Oct 20, 2026 |
| NFSG Corp | History | No change | 1,182 | 57 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| US BANCORP \DE\ | History | New | 1,084 | 52 | 0.0% | — | 61 | +1,084 | New | Q3 2026 | Nov 05, 2026 |
| IMA Advisory Services, Inc. | History | No change | 450 | 21 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Latitude Advisors, LLC | History | New | 434 | 20 | 0.01% | — | 63 | +434 | New | Q3 2026 | Oct 27, 2026 |
| Founders Financial Alliance, LLC | History | No change | 381 | 18 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| BFC Planning, Inc. | History | No change | 294 | 14 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 248 | 12 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| ANGELES WEALTH MANAGEMENT, LLC | History | New | 195 | 9 | 0.0% | — | 67 | +195 | New | Q3 2026 | Oct 26, 2026 |
| Capital Analysts, LLC | History | No change | 98 | 5 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| IFP Advisors, Inc | History | No change | 100 | 4 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Main Street Group, LTD | History | No change | 100 | 4 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 43 | 2 | 0.0% | 0.0% | 71 | +5 | 13.16% | Q3 2026 | Nov 02, 2026 |
| GFS Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -40,600 | -100.0% | Q3 2026 | Nov 03, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -17,452 | -100.0% | Q3 2026 | Oct 23, 2026 |
| ZEGA Investments, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -4,274 | -100.0% | Q3 2026 | Nov 04, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -1,600 | -100.0% | Q3 2026 | Oct 15, 2026 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -693 | -100.0% | Q3 2026 | Nov 05, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -515 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Capital Investment Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q3 2026 | Oct 30, 2026 |
| TSFG, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -274 | -100.0% | Q3 2026 | Oct 23, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2026 | Oct 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MORGAN STANLEY | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |