Northern Lights Fund Trust IV - IBD
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 7 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Inspire Advisors, LLC | History | Added to | 3,371,726 | 81,595 | 7.51% | 7.13% | 1 | +286,085 | 9.27% | Q4 2025 | Feb 13, 2026 |
| Faithward Advisors, LLC | History | Added to | 1,593,436 | 38,561 | 5.65% | 5.37% | 2 | +96,659 | 6.46% | Q4 2025 | Feb 17, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 987,188 | 23,889 | 1.51% | 1.52% | 3 | +49,299 | 5.26% | Q4 2025 | Feb 06, 2026 |
| Inspire Investing, LLC | History | Added to | 732,647 | 17,730 | 1.6% | 1.55% | 4 | +71,247 | 10.77% | Q4 2025 | Feb 17, 2026 |
| Bare Financial Services, Inc | History | Added to | 714,733 | 17,296 | 4.81% | 4.86% | 5 | +40,763 | 6.05% | Q4 2025 | Feb 06, 2026 |
| OneAscent Financial Services LLC | History | Added to | 638,917 | 15,461 | 1.42% | 0.03% | 6 | +628,007 | 5756.25% | Q4 2025 | Feb 11, 2026 |
| Christian Investment Advisors, Inc. | History | Added to | 608,768 | 14,732 | 11.94% | 11.3% | 7 | +26,464 | 4.54% | Q4 2025 | Jan 22, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 585,420 | 14,143 | 0.02% | — | 8 | +585,420 | New | Q4 2025 | Jan 08, 2026 |
| LPL Financial LLC | History | Added to | 420,194 | 10,168 | 0.0% | 0.0% | 9 | +69,114 | 19.69% | Q4 2025 | Feb 11, 2026 |
| PAX Financial Group, LLC | History | Added to | 338,696 | 8,196 | 1.41% | 1.44% | 10 | +7,062 | 2.13% | Q4 2025 | Feb 05, 2026 |
| WorthPointe, LLC | History | New | 312,296 | 7,557 | 1.99% | — | 11 | +312,296 | New | Q4 2025 | Jan 26, 2026 |
| OneAscent Wealth Management LLC | History | Added to | 291,119 | 7,045 | 2.34% | 2.36% | 12 | +573 | 0.2% | Q4 2025 | Feb 11, 2026 |
| Plan A Wealth LLC | History | Added to | 282,343 | 6,832 | 3.34% | 2.93% | 13 | +44,175 | 18.55% | Q4 2025 | Feb 06, 2026 |
| ASSETMARK, INC | History | Added to | 209,196 | 5,062 | 0.01% | 0.01% | 14 | +14,125 | 7.24% | Q4 2025 | Jan 23, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | Added to | 197,998 | 4,791 | 0.03% | 0.03% | 15 | +50,607 | 34.34% | Q4 2025 | Feb 17, 2026 |
| Valmark Advisers, Inc. | History | Reduced | 188,773 | 4,568 | 0.06% | 0.06% | 16 | -9,155 | -4.63% | Q4 2025 | Jan 26, 2026 |
| LVZ, Inc. | History | Reduced | 182,015 | 4,404 | 0.49% | 0.5% | 17 | -1,086 | -0.59% | Q4 2025 | Feb 10, 2026 |
| Legacy Wealth Asset Management, LLC | History | Added to | 159,631 | 3,863 | 0.95% | 0.89% | 18 | +7,998 | 5.27% | Q4 2025 | Jan 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 155,911 | 3,773 | 0.0% | 0.0% | 19 | +10,026 | 6.87% | Q4 2025 | Feb 10, 2026 |
| Cetera Investment Advisers | History | Added to | 154,269 | 3,733 | 0.0% | 0.0% | 20 | +22,597 | 17.16% | Q4 2025 | Feb 17, 2026 |
| OneAscent Investment Solutions LLC | History | Added to | 153,954 | 3,725 | 3.95% | 3.82% | 21 | +5,390 | 3.63% | Q4 2025 | Feb 11, 2026 |
| Range Financial Group LLC | History | Added to | 137,359 | 3,324 | 1.15% | 1.15% | 22 | +5,081 | 3.84% | Q4 2025 | Jan 15, 2026 |
| Allworth Financial LP | History | New | 124,128 | 3,003 | 0.01% | — | 23 | +124,128 | New | Q4 2025 | Feb 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 112,738 | 2,728 | 0.0% | 0.0% | 24 | +14,254 | 14.47% | Q4 2025 | Feb 17, 2026 |
| Belpointe Asset Management LLC | History | Added to | 101,832 | 2,464 | 0.09% | 0.09% | 25 | +3,968 | 4.05% | Q4 2025 | Jan 27, 2026 |
| TrueWealth Advisors, LLC | History | Added to | 92,226 | 2,231 | 0.58% | 0.55% | 26 | +7,947 | 9.43% | Q4 2025 | Jan 07, 2026 |
| VICUS CAPITAL | History | Added to | 83,349 | 2,017 | 0.15% | 0.15% | 27 | +3,491 | 4.37% | Q4 2025 | Jan 22, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 73,872 | 1,787 | 0.0% | 0.0% | 28 | -19,415 | -20.81% | Q4 2025 | Feb 18, 2026 |
| IFP Advisors, Inc | History | Added to | 73,637 | 1,782 | 0.04% | 0.05% | 29 | +646 | 0.89% | Q4 2025 | Feb 06, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 72,917 | 1,764 | 0.01% | 0.01% | 30 | +20,917 | 40.23% | Q4 2025 | Feb 13, 2026 |
| AlphaStar Capital Management, LLC | History | Added to | 65,930 | 1,595 | 0.12% | 0.11% | 31 | +12,386 | 23.13% | Q4 2025 | Feb 02, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 65,475 | 1,584 | 0.08% | 0.08% | 32 | +10,507 | 19.11% | Q4 2025 | Jan 26, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 62,992 | 1,524 | 0.0% | 0.0% | 33 | -1,615 | -2.5% | Q4 2025 | Feb 05, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 59,382 | 1,434 | 0.1% | 0.11% | 34 | +1,136 | 1.95% | Q4 2025 | Jan 15, 2026 |
| Allen Capital Group, LLC | History | Added to | 58,102 | 1,406 | 0.13% | 0.1% | 35 | +14,454 | 33.11% | Q4 2025 | Feb 09, 2026 |
| Cornerstone Financial Management LLC | History | New | 58,030 | 1,404 | 1.32% | — | 36 | +58,030 | New | Q4 2025 | Feb 13, 2026 |
| Optivise Advisory Services LLC | History | Added to | 55,308 | 1,338 | 0.77% | 0.41% | 37 | +26,592 | 92.6% | Q4 2025 | Jan 12, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 49,251 | 1,191 | 0.0% | 0.0% | 38 | +30,267 | 159.43% | Q4 2025 | Feb 17, 2026 |
| Blue Trust, Inc. | History | Added to | 47,888 | 1,158 | 0.01% | 0.0% | 39 | +31,948 | 200.43% | Q4 2025 | Jan 16, 2026 |
| HFG Wealth Management, LLC | History | Reduced | 41,726 | 1,009 | 0.56% | 0.95% | 40 | -30,645 | -42.34% | Q4 2025 | Jan 16, 2026 |
| First Heartland Consultants, Inc. | History | Added to | 40,882 | 989 | 0.07% | 0.05% | 41 | +13,891 | 51.47% | Q4 2025 | Jan 09, 2026 |
| Trust Point Inc. | History | Added to | 40,269 | 974 | 0.08% | 0.08% | 42 | +959 | 2.44% | Q4 2025 | Jan 13, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 37,512 | 907 | 0.02% | 0.36% | 43 | -577,506 | -93.9% | Q4 2025 | Feb 13, 2026 |
| Paradiem, LLC | History | No change | 34,789 | 841 | 0.2% | 0.2% | 44 | 0 | 0.0% | Q4 2025 | Jan 06, 2026 |
| SUMMIT WEALTH GROUP LLC / CO | History | New | 34,238 | 828 | 0.11% | — | 45 | +34,238 | New | Q4 2025 | Feb 04, 2026 |
| OneAscent Family Office, LLC | History | Added to | 33,746 | 816 | 0.55% | 0.52% | 46 | +7,468 | 28.42% | Q4 2025 | Feb 11, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Added to | 33,110 | 801 | 0.13% | 0.13% | 47 | +4,076 | 14.04% | Q4 2025 | Feb 17, 2026 |
| Turning Point Benefit Group, Inc. | History | Reduced | 30,298 | 733 | 0.38% | 0.57% | 48 | -8,514 | -21.94% | Q4 2025 | Jan 30, 2026 |
| AE Wealth Management LLC | History | New | 30,042 | 727 | 0.0% | — | 49 | +30,042 | New | Q4 2025 | Jan 26, 2026 |
| Simplicity Wealth,LLC | History | Added to | 26,611 | 643 | 0.04% | 0.03% | 50 | +6,260 | 30.76% | Q4 2025 | Jan 30, 2026 |
| Larry Mathis Financial Planning, LLC | History | New | 25,762 | 623 | 0.55% | — | 51 | +25,762 | New | Q4 2025 | Mar 11, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 24,584 | 594 | 0.0% | 0.0% | 52 | +2,051 | 9.1% | Q4 2025 | Feb 12, 2026 |
| Keel Point, LLC | History | Reduced | 23,897 | 578 | 0.03% | 0.04% | 53 | -61 | -0.25% | Q4 2025 | Feb 12, 2026 |
| LifeGuide Financial Advisors, LLC | History | Added to | 23,585 | 570 | 0.19% | 0.2% | 54 | +963 | 4.26% | Q4 2025 | Jan 05, 2026 |
| Merit Financial Group, LLC | History | Added to | 22,857 | 553 | 0.0% | 0.0% | 55 | +330 | 1.46% | Q4 2025 | Jan 26, 2026 |
| CWM, LLC | History | Reduced | 20,396 | 494 | 0.0% | 0.0% | 56 | -90 | -0.44% | Q4 2025 | Jan 26, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 20,087 | 486 | 0.0% | 0.0% | 57 | -41,457 | -67.36% | Q4 2025 | Mar 25, 2026 |
| Straight Path Wealth Management | History | Added to | 19,629 | 475 | 0.13% | 0.09% | 58 | +13,129 | 201.98% | Q4 2025 | Feb 11, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 19,126 | 462 | 0.02% | 0.01% | 59 | +6,643 | 53.22% | Q4 2025 | Feb 06, 2026 |
| Schwallier Wealth Management LLC | History | Added to | 19,147 | 462 | 0.3% | 0.26% | 60 | +1,881 | 10.89% | Q4 2025 | Feb 11, 2026 |
| Sanctuary Advisors, LLC | History | New | 17,415 | 421 | 0.0% | — | 61 | +17,415 | New | Q4 2025 | Jan 29, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 15,860 | 383 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 15,717 | 380 | 0.0% | 0.0% | 63 | +1,289 | 8.93% | Q4 2025 | Feb 13, 2026 |
| Trek Financial, LLC | History | No change | 15,086 | 365 | 0.02% | 0.02% | 64 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Hobbs Group Advisors, LLC | History | Added to | 15,057 | 364 | 0.11% | 0.11% | 65 | +141 | 0.95% | Q4 2025 | Jan 28, 2026 |
| Pioneer Wealth Management Group | History | Added to | 14,924 | 361 | 0.11% | 0.11% | 66 | +534 | 3.71% | Q4 2025 | Jan 12, 2026 |
| Waverly Advisors, LLC | History | New | 14,691 | 355 | 0.0% | — | 67 | +14,691 | New | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 14,568 | 353 | 0.0% | — | 68 | +14,568 | New | Q4 2025 | Feb 17, 2026 |
| Atria Investments, Inc | History | Added to | 14,278 | 345 | 0.0% | 0.0% | 69 | +79 | 0.56% | Q4 2025 | Feb 05, 2026 |
| Harvest Investment Services, LLC | History | Reduced | 13,327 | 322 | 0.06% | 0.08% | 70 | -2,783 | -17.27% | Q4 2025 | Feb 17, 2026 |
| HOWARD BAILEY SECURITIES, LLC | History | Reduced | 11,624 | 281 | 0.11% | 0.08% | 71 | -196 | -1.66% | Q4 2025 | Feb 11, 2026 |
| Cyndeo Wealth Partners, LLC | History | Added to | 11,398 | 275 | 0.01% | 0.02% | 72 | +2 | 0.02% | Q4 2025 | Jan 07, 2026 |
| PVG ASSET MANAGEMENT CORP | History | Added to | 11,071 | 267 | 0.57% | 0.81% | 73 | +1,900 | 20.72% | Q4 2025 | Jan 30, 2026 |
| PANORAMIC INVESTMENT ADVISORS, LLC | History | New | 10,500 | 254 | 0.14% | — | 74 | +10,500 | New | Q4 2025 | Feb 05, 2026 |
| Bedel Financial Consulting, Inc. | History | Added to | 9,605 | 232 | 0.02% | 0.03% | 75 | +534 | 5.89% | Q4 2025 | Jan 28, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 9,408 | 227 | 0.0% | 0.0% | 76 | +460 | 5.14% | Q4 2025 | Feb 13, 2026 |
| PFG Investments, LLC | History | Added to | 8,978 | 217 | 0.01% | 0.01% | 77 | +126 | 1.42% | Q4 2025 | Jan 26, 2026 |
| Advisory Services Network, LLC | History | Added to | 8,634 | 208 | 0.0% | 0.0% | 78 | +1,077 | 14.25% | Q4 2025 | Feb 17, 2026 |
| D.A. DAVIDSON & CO. | History | No change | 8,433 | 204 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| SHP Wealth Management | History | New | 7,430 | 179 | 0.01% | — | 80 | +7,430 | New | Q4 2025 | Mar 04, 2026 |
| Hanson & Doremus Investment Management | History | Added to | 6,535 | 158 | 0.02% | 0.02% | 81 | +60 | 0.93% | Q4 2025 | Jan 20, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 2,780 | 67 | 0.0% | 0.0% | 82 | -164 | -5.57% | Q4 2025 | Feb 09, 2026 |
| Ameritas Investment Partners, Inc. | History | Added to | 2,609 | 63 | 0.0% | 0.0% | 83 | +605 | 30.19% | Q4 2025 | Feb 11, 2026 |
| Values First Advisors, Inc. | History | Added to | 2,317 | 56 | 0.03% | 0.03% | 84 | +35 | 1.53% | Q4 2025 | Jan 30, 2026 |
| MAI Capital Management | History | No change | 1,638 | 39 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Larson Financial Group LLC | History | No change | 1,000 | 24 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Wealth Watch Advisors, INC | History | Added to | 924 | 22 | 0.01% | 0.01% | 87 | +65 | 7.57% | Q4 2025 | Feb 17, 2026 |
| Arax Advisory Partners | History | New | 732 | 17 | 0.0% | — | 88 | +732 | New | Q4 2025 | Feb 13, 2026 |
| Geneos Wealth Management Inc. | History | No change | 518 | 12 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| CX Institutional | History | New | 365 | 9 | 0.0% | — | 90 | +365 | New | Q4 2025 | Feb 02, 2026 |
| Smartleaf Asset Management LLC | History | No change | 373 | 9 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Godfrey Financial Associates, Inc. | History | New | 170 | 4 | 0.0% | — | 92 | +170 | New | Q4 2025 | Feb 10, 2026 |
| Clarity Asset Management, Inc. | History | Reduced | 120 | 2 | 0.0% | 0.02% | 95 | -1,053 | -89.77% | Q4 2025 | Feb 13, 2026 |
| MCF Advisors LLC | History | New | 88 | 2 | 0.0% | — | 94 | +88 | New | Q4 2025 | Feb 11, 2026 |
| FMR LLC | History | Added to | 94 | 2 | 0.0% | — | 93 | +71 | 308.7% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,462 | -100.0% | Q3 2025 | Nov 14, 2025 |
| RMG Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -15,653 | -100.0% | Q3 2025 | Oct 30, 2025 |
| Advisory Alpha, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,369 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Focus Financial Network, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,627 | -100.0% | Q3 2025 | Oct 10, 2025 |
| LGT Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.42% | — | -8,087 | -100.0% | Q3 2025 | Nov 17, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,990 | -100.0% | Q3 2025 | Nov 12, 2025 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -155 | -100.0% | Q3 2025 | Nov 13, 2025 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -109 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Horizon Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -58 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MORGAN STANLEY | History | Reduced | 1 | 0 | — | — | — | -31 | -96.88% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | — | — | -16 | -100.0% | Q3 2025 | Nov 13, 2025 |
| AdvisorNet Financial, Inc | History | No change | 37 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |