Principal Exchange-Traded Funds - IG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | History | Added to | 4,852,973 | 100,160 | 1.47% | 1.34% | 1 | +695,053 | 16.72% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 4,748,867 | 98,011 | 0.03% | 0.03% | 2 | +692,541 | 17.07% | Q1 2026 | May 04, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 953,027 | 19,669 | 0.01% | 0.01% | 3 | +8,965 | 0.95% | Q1 2026 | May 14, 2026 |
| Spartan Wealth Advisory Services LLC | History | New | 509,255 | 10,510 | 0.92% | — | 4 | +509,255 | New | Q1 2026 | May 06, 2026 |
| LEGACY FINANCIAL INDEPENDENT ADVISORS LLC | History | New | 239,466 | 4,942 | 2.57% | — | 5 | +239,466 | New | Q1 2026 | May 05, 2026 |
| Insight Wealth Partners, LLC | History | Added to | 226,628 | 4,677 | 0.66% | 0.63% | 6 | +6,038 | 2.74% | Q1 2026 | May 13, 2026 |
| Western Wealth Management, LLC | History | New | 134,126 | 2,768 | 0.1% | — | 7 | +134,126 | New | Q1 2026 | May 19, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 96,715 | 1,996 | 0.0% | 0.0% | 8 | +6,578 | 7.3% | Q1 2026 | May 15, 2026 |
| Mariner, LLC | History | Reduced | 96,224 | 1,985 | 0.0% | 0.0% | 9 | -11,603 | -10.76% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 76,048 | 1,570 | 0.0% | 0.0% | 10 | +5,881 | 8.38% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | New | 54,980 | 1,134 | 0.0% | — | 11 | +54,980 | New | Q1 2026 | May 15, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | No change | 47,103 | 968 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| JANE STREET GROUP, LLC | History | New | 36,230 | 747 | 0.0% | — | 13 | +36,230 | New | Q1 2026 | May 12, 2026 |
| LPL Financial LLC | History | Added to | 15,500 | 319 | 0.0% | 0.0% | 14 | +1,097 | 7.62% | Q1 2026 | May 06, 2026 |
| AlphaCore Capital LLC | History | No change | 11,762 | 242 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 9,716 | 200 | 0.01% | 0.01% | 16 | +8 | 0.08% | Q1 2026 | May 14, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 2,441 | 50 | 0.0% | 0.0% | 17 | -90 | -3.56% | Q1 2026 | Apr 27, 2026 |
| Smartleaf Asset Management LLC | History | No change | 1,523 | 31 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,349 | 28 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,000 | 20 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| IFP Advisors, Inc | History | New | 243 | 5 | 0.0% | — | 21 | +243 | New | Q1 2026 | Apr 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -9,309 | -100.0% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -919 | -100.0% | Q1 2026 | May 05, 2026 |
| Ascentis Independent Advisors | History | New | 25 | 0 | — | — | — | +25 | New | Q1 2026 | Apr 28, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2026 | May 11, 2026 |
| MORGAN STANLEY | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |