Northern Lights Fund Trust IV - ISMD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Inspire Advisors, LLC | History | No change | 1,579,201 | 78,920 | 5.49% | 5.49% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OneAscent Financial Services LLC | History | No change | 793,784 | 39,686 | 1.9% | 1.9% | 2 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Christian Investment Advisors, Inc. | History | No change | 336,477 | 16,822 | 9.92% | 9.92% | 3 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| LPL Financial LLC | History | No change | 262,369 | 13,117 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Inspire Investing, LLC | History | No change | 206,820 | 10,340 | 0.42% | 0.42% | 5 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PAX Financial Group, LLC | History | No change | 200,796 | 10,039 | 1.49% | 1.49% | 6 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Sound Financial Strategies Group, LLC | History | No change | 78,430 | 3,921 | 2.49% | 2.49% | 7 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 70,865 | 3,543 | 0.22% | 0.22% | 8 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| AlphaStar Capital Management, LLC | History | No change | 70,736 | 3,536 | 0.22% | 0.22% | 9 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 67,415 | 3,316 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 64,475 | 3,223 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 51,047 | 2,552 | 0.12% | 0.12% | 12 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| GTS SECURITIES LLC | History | No change | 45,717 | 2,285 | 0.05% | 0.05% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 42,800 | 2,139 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 41,621 | 2,080 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Simplicity Wealth,LLC | History | No change | 40,936 | 2,046 | 0.07% | 0.07% | 16 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Cetera Investment Advisers | History | No change | 37,044 | 1,852 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 36,857 | 1,842 | 0.06% | 0.06% | 18 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| WorthPointe, LLC | History | No change | 35,099 | 1,754 | 0.44% | 0.44% | 19 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | No change | 34,824 | 1,739 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 32,910 | 1,645 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| CARLSON FINANCIAL, INC. | History | No change | 31,681 | 1,583 | 0.81% | 0.81% | 22 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| Chevy Chase Trust Holdings, LLC | History | No change | 31,330 | 1,566 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LVZ, Inc. | History | No change | 28,646 | 1,432 | 0.15% | 0.15% | 24 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Focus Partners Advisor Solutions, LLC | History | No change | 27,900 | 1,394 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Bare Financial Services, Inc | History | No change | 27,551 | 1,377 | 0.32% | 0.32% | 26 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| FAMILY WEALTH PARTNERS, LLC | History | No change | 23,465 | 1,173 | 0.36% | 0.36% | 27 | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| Cornerstone Financial Management LLC | History | No change | 23,462 | 1,173 | 0.94% | 0.94% | 28 | 0 | 0.0% | Q2 2026 | Aug 28, 2026 |
| AE Wealth Management LLC | History | No change | 22,368 | 1,118 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 20,432 | 1,010 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Financial Advisory Corp | History | No change | 19,696 | 984 | 0.13% | 0.13% | 31 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | No change | 19,070 | 953 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Koss-Olinger Consulting, LLC | History | No change | 18,988 | 949 | 0.07% | 0.07% | 33 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Trust Point Inc. | History | No change | 18,952 | 947 | 0.08% | 0.08% | 34 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 18,579 | 928 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Providence Financial Advisors, LLC | History | No change | 16,694 | 834 | 0.47% | 0.47% | 36 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| IFP Advisors, Inc | History | No change | 15,350 | 767 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| RMG Wealth Management LLC | History | No change | 14,836 | 746 | 0.08% | 0.08% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Keel Point, LLC | History | No change | 14,331 | 716 | 0.04% | 0.04% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sterling Investment Advisors, Ltd. | History | No change | 14,300 | 714 | 0.12% | 0.12% | 40 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 14,212 | 710 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 13,897 | 694 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pinnacle Financial Partners, Inc. | History | No change | 13,702 | 685 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Faithward Advisors, LLC | History | No change | 13,252 | 662 | 0.08% | 0.08% | 44 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Farther Finance Advisors, LLC | History | No change | 13,191 | 659 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Revisor Wealth Management LLC | History | No change | 11,489 | 576 | 0.14% | 0.14% | 46 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 11,462 | 573 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 11,113 | 555 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, LLC | History | No change | 10,911 | 545 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Frontier Asset Management, LLC | History | No change | 10,808 | 540 | 0.1% | 0.1% | 50 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 9,940 | 496 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 9,902 | 495 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 9,244 | 462 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Whitaker-Myers Wealth Managers, LTD. | History | No change | 9,127 | 456 | 0.08% | 0.08% | 54 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| Q3 Asset Management | History | No change | 8,283 | 414 | 0.08% | 0.08% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Focus Financial Network, Inc. | History | No change | 8,251 | 414 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| ROYAL BANK OF CANADA | History | No change | 7,751 | 388 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 7,044 | 352 | 0.02% | 0.02% | 58 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| LaSalle St. Investment Advisors, LLC | History | No change | 6,658 | 332 | 0.04% | 0.04% | 59 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 6,483 | 324 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Gambit Capital Management, LLC | History | No change | 6,344 | 317 | 0.18% | 0.18% | 61 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Waverly Advisors, LLC | History | No change | 6,068 | 303 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LITTLEJOHN FINANCIAL SERVICES, INC. | History | No change | 5,993 | 299 | 0.22% | 0.22% | 63 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Hilltop Holdings Inc. | History | No change | 5,385 | 269 | 0.02% | 0.02% | 64 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Legacy Wealth Asset Management, LLC | History | No change | 5,350 | 267 | 0.06% | 0.06% | 65 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| PFG Advisors | History | No change | 5,330 | 266 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| Harvest Investment Services, LLC | History | No change | 5,048 | 252 | 0.04% | 0.04% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Larry Mathis Financial Planning, LLC | History | No change | 5,011 | 250 | 0.19% | 0.19% | 68 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 4,676 | 233 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| CreativeOne Wealth, LLC | History | No change | 4,522 | 226 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 4,406 | 220 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LifeWealth Investments, LLC | History | No change | 4,412 | 220 | 0.06% | 0.06% | 72 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| Merit Financial Group, LLC | History | No change | 4,371 | 218 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| AdvisorNet Financial, Inc | History | No change | 4,315 | 215 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Crossmark Global Holdings, Inc. | History | No change | 4,324 | 215 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| Betterment LLC | History | No change | 4,280 | 214 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MCF Advisors LLC | History | No change | 4,129 | 207 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cornerstone Planning Group LLC | History | No change | 4,207 | 207 | 0.03% | 0.03% | 78 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| COURIER CAPITAL LLC | History | No change | 4,128 | 206 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| JOHNSON INVESTMENT COUNSEL INC | History | No change | 4,036 | 201 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Arax Advisory Partners | History | No change | 4,004 | 200 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Geneos Wealth Management Inc. | History | No change | 4,000 | 200 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MORGAN STANLEY | History | No change | 2,595 | 129 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Fairman Group, LLC | History | No change | 2,551 | 128 | 0.1% | 0.1% | 84 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| HOWE & RUSLING INC | History | No change | 2,243 | 112 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 2,128 | 106 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 1,614 | 80 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Continuum Advisory, LLC | History | No change | 1,491 | 74 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,331 | 66 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,285 | 64 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 945 | 47 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Blue Trust, Inc. | History | No change | 864 | 43 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| PRIVATE TRUST CO NA | History | No change | 625 | 31 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| PEOPLES FINANCIAL SERVICES CORP. | History | No change | 470 | 23 | 0.01% | 0.01% | 94 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| IFG Advisory, LLC | History | No change | 386 | 19 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 370 | 18 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| Values First Advisors, Inc. | History | No change | 309 | 15 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Noble Wealth Management PBC | History | No change | 300 | 13 | 0.01% | 0.01% | 98 | 0 | 0.0% | Q3 2026 | Oct 01, 2026 |
| Winch Advisory Services, LLC | History | No change | 238 | 11 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 210 | 10 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 208 | 10 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| FMR LLC | History | No change | 189 | 9 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| StrongBox Wealth, LLC | History | No change | 198 | 9 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 182 | 9 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CX Institutional | History | No change | 148 | 7 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q3 2026 | Oct 02, 2026 |
| IAG Wealth Partners, LLC | History | No change | 63 | 3 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 55 | 2 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Allworth Financial LP | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |