Northern Lights Fund Trust IV - ISMD
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Inspire Advisors, LLC | History | Added to | 1,442,681 | 55,658 | 5.12% | 5.32% | 1 | +11,177 | 0.78% | Q4 2025 | Feb 13, 2026 |
| Christian Investment Advisors, Inc. | History | Added to | 371,840 | 14,345 | 11.63% | 7.15% | 2 | +142,949 | 62.45% | Q4 2025 | Jan 22, 2026 |
| Inspire Investing, LLC | History | Reduced | 221,215 | 8,534 | 0.77% | 0.84% | 3 | -361 | -0.16% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 206,555 | 7,968 | 0.0% | 0.0% | 4 | +6,090 | 3.04% | Q4 2025 | Feb 11, 2026 |
| PAX Financial Group, LLC | History | Added to | 197,681 | 7,626 | 1.32% | 1.35% | 5 | +4,142 | 2.14% | Q4 2025 | Feb 05, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 181,514 | 7,002 | 0.44% | 0.42% | 6 | +19,802 | 12.25% | Q4 2025 | Feb 06, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 124,467 | 5,013 | 0.01% | — | 7 | +124,467 | New | Q4 2025 | Jan 08, 2026 |
| OneAscent Financial Services LLC | History | Reduced | 94,614 | 3,650 | 0.34% | 2.2% | 8 | -366,665 | -79.49% | Q4 2025 | Feb 11, 2026 |
| AlphaStar Capital Management, LLC | History | Added to | 66,630 | 2,570 | 0.19% | 0.21% | 9 | +3,983 | 6.36% | Q4 2025 | Feb 02, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 59,108 | 2,280 | 0.0% | 0.0% | 10 | -44,917 | -43.18% | Q4 2025 | Mar 25, 2026 |
| WorthPointe, LLC | History | New | 54,968 | 2,120 | 0.56% | — | 11 | +54,968 | New | Q4 2025 | Jan 26, 2026 |
| Sound Financial Strategies Group, LLC | History | Added to | 45,924 | 1,771 | 1.25% | 1.26% | 12 | +1,406 | 3.16% | Q4 2025 | Feb 03, 2026 |
| UBS Group AG | History | Added to | 42,235 | 1,629 | 0.0% | 0.0% | 13 | +2,344 | 5.88% | Q4 2025 | Jan 29, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 33,292 | 1,284 | 0.05% | 0.04% | 14 | +4,243 | 14.61% | Q4 2025 | Feb 06, 2026 |
| Cetera Investment Advisers | History | Added to | 32,332 | 1,247 | 0.0% | 0.0% | 15 | +4,687 | 16.95% | Q4 2025 | Feb 17, 2026 |
| LVZ, Inc. | History | Added to | 30,066 | 1,159 | 0.13% | 0.13% | 16 | +43 | 0.14% | Q4 2025 | Feb 10, 2026 |
| Bare Financial Services, Inc | History | No change | 28,537 | 1,100 | 0.31% | 0.33% | 17 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | Added to | 27,647 | 1,066 | 0.01% | 0.01% | 18 | +5,982 | 27.61% | Q4 2025 | Feb 17, 2026 |
| GTS SECURITIES LLC | History | Added to | 25,394 | 979 | 0.03% | 0.03% | 19 | +3,813 | 17.67% | Q4 2025 | Feb 13, 2026 |
| Cornerstone Financial Management LLC | History | New | 24,687 | 952 | 0.89% | — | 20 | +24,687 | New | Q4 2025 | Feb 13, 2026 |
| Sanctuary Advisors, LLC | History | New | 23,012 | 887 | 0.0% | — | 21 | +23,012 | New | Q4 2025 | Jan 29, 2026 |
| Frontier Asset Management, LLC | History | Added to | 22,756 | 877 | 0.2% | 0.12% | 22 | +10,781 | 90.03% | Q4 2025 | Feb 04, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 22,383 | 863 | 0.05% | 0.05% | 23 | +3,464 | 18.31% | Q4 2025 | Jan 26, 2026 |
| Financial Advisory Corp | History | Added to | 21,023 | 811 | 0.12% | 0.12% | 24 | +516 | 2.52% | Q4 2025 | Jan 27, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 20,534 | 792 | 0.0% | 0.0% | 25 | -9,578 | -31.81% | Q4 2025 | Feb 05, 2026 |
| CWM, LLC | History | Reduced | 19,487 | 752 | 0.0% | 0.01% | 26 | -41,609 | -68.1% | Q4 2025 | Jan 26, 2026 |
| Koss-Olinger Consulting, LLC | History | Reduced | 18,988 | 733 | 0.06% | 0.06% | 27 | -3,135 | -14.17% | Q4 2025 | Feb 10, 2026 |
| Focus Partners Advisor Solutions, LLC | History | Reduced | 17,161 | 662 | 0.01% | 0.01% | 28 | -6,230 | -26.63% | Q4 2025 | Feb 11, 2026 |
| Revisor Wealth Management LLC | History | Added to | 15,421 | 654 | 0.18% | 0.19% | 29 | +940 | 6.49% | Q4 2025 | Jan 27, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 15,284 | 589 | 0.0% | 0.0% | 30 | -2,231 | -12.74% | Q4 2025 | Feb 12, 2026 |
| Trust Point Inc. | History | Reduced | 14,591 | 562 | 0.04% | 0.05% | 31 | -1,885 | -11.44% | Q4 2025 | Jan 13, 2026 |
| IFP Advisors, Inc | History | Reduced | 14,585 | 562 | 0.01% | 0.02% | 32 | -1,694 | -10.41% | Q4 2025 | Feb 06, 2026 |
| Keel Point, LLC | History | No change | 14,331 | 552 | 0.03% | 0.03% | 33 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Sterling Investment Advisors, Ltd. | History | No change | 14,300 | 551 | 0.1% | 0.11% | 34 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| FAMILY WEALTH PARTNERS, LLC | History | Added to | 13,815 | 532 | 0.19% | 0.09% | 35 | +7,665 | 124.63% | Q4 2025 | Jan 14, 2026 |
| Faithward Advisors, LLC | History | Reduced | 13,615 | 525 | 0.08% | 0.08% | 36 | -61 | -0.45% | Q4 2025 | Feb 17, 2026 |
| Providence Financial Advisors, LLC | History | Added to | 12,527 | 483 | 0.48% | 0.36% | 37 | +2,741 | 28.01% | Q4 2025 | Feb 10, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 11,887 | 458 | 0.0% | 0.0% | 38 | -2,365 | -16.59% | Q4 2025 | Feb 17, 2026 |
| AE Wealth Management LLC | History | Added to | 11,847 | 457 | 0.0% | 0.0% | 39 | +1,814 | 18.08% | Q4 2025 | Jan 26, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 11,752 | 453 | 0.0% | 0.0% | 40 | +959 | 8.89% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 11,705 | 451 | 0.0% | 0.0% | 41 | +5,961 | 103.78% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 11,535 | 445 | 0.0% | — | 42 | +11,535 | New | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 11,200 | 432 | 0.0% | — | 43 | +11,200 | New | Q4 2025 | Feb 17, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 10,501 | 409 | 0.03% | 0.03% | 44 | +74 | 0.71% | Q4 2025 | Jan 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 9,160 | 353 | 0.0% | 0.0% | 45 | +2,477 | 37.06% | Q4 2025 | Feb 17, 2026 |
| Q3 Asset Management | History | New | 8,685 | 335 | 0.08% | — | 46 | +8,685 | New | Q4 2025 | Jan 27, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 8,572 | 330 | 0.0% | 0.0% | 47 | +335 | 4.07% | Q4 2025 | Feb 18, 2026 |
| ROYAL BANK OF CANADA | History | New | 7,810 | 301 | 0.0% | — | 48 | +7,810 | New | Q4 2025 | Feb 17, 2026 |
| Whitaker-Myers Wealth Managers, LTD. | History | Added to | 7,779 | 300 | 0.06% | 0.06% | 49 | +129 | 1.69% | Q4 2025 | Jan 22, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 7,723 | 297 | 0.0% | 0.0% | 50 | -4,437 | -36.49% | Q4 2025 | Feb 10, 2026 |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | History | Added to | 7,694 | 296 | 0.03% | 0.03% | 51 | +290 | 3.92% | Q4 2025 | Feb 13, 2026 |
| Harvest Investment Services, LLC | History | Added to | 7,367 | 284 | 0.05% | 0.06% | 52 | +68 | 0.93% | Q4 2025 | Feb 17, 2026 |
| Golden State Equity Partners | History | Added to | 6,873 | 265 | 0.04% | 0.04% | 53 | +386 | 5.95% | Q4 2025 | Jan 29, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Added to | 6,757 | 260 | 0.04% | 0.04% | 54 | +746 | 12.41% | Q4 2025 | Feb 17, 2026 |
| Fairman Group, LLC | History | Added to | 6,722 | 259 | 0.21% | 0.21% | 55 | +37 | 0.55% | Q4 2025 | Feb 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | New | 6,102 | 235 | 0.0% | — | 56 | +6,102 | New | Q4 2025 | Feb 13, 2026 |
| Gateway Wealth Partners, LLC | History | Reduced | 5,877 | 226 | 0.03% | 0.03% | 57 | -15 | -0.25% | Q4 2025 | Feb 11, 2026 |
| Strategic Blueprint, LLC | History | New | 5,652 | 218 | 0.01% | — | 58 | +5,652 | New | Q4 2025 | Jan 30, 2026 |
| Waverly Advisors, LLC | History | New | 5,347 | 206 | 0.0% | — | 59 | +5,347 | New | Q4 2025 | Feb 17, 2026 |
| Simplicity Wealth,LLC | History | New | 5,247 | 202 | 0.01% | — | 60 | +5,247 | New | Q4 2025 | Jan 30, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 5,189 | 200 | 0.0% | 0.15% | 61 | -155,938 | -96.78% | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 4,752 | 183 | 0.0% | 0.0% | 62 | -128 | -2.62% | Q4 2025 | Feb 09, 2026 |
| Cornerstone Planning Group LLC | History | Added to | 4,177 | 171 | 0.03% | 0.03% | 63 | +11 | 0.26% | Q4 2025 | Feb 02, 2026 |
| Kestra Advisory Services, LLC | History | New | 3,091 | 119 | 0.0% | — | 64 | +3,091 | New | Q4 2025 | Feb 13, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 2,779 | 107 | 0.0% | 0.0% | 65 | +1,061 | 61.76% | Q4 2025 | Jan 28, 2026 |
| HOWE & RUSLING INC | History | No change | 2,573 | 99 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Arax Advisory Partners | History | New | 2,357 | 90 | 0.0% | — | 67 | +2,357 | New | Q4 2025 | Feb 13, 2026 |
| MCF Advisors LLC | History | New | 2,137 | 82 | 0.0% | — | 68 | +2,137 | New | Q4 2025 | Feb 11, 2026 |
| CoreCap Advisors, LLC | History | No change | 2,088 | 80 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| MORGAN STANLEY | History | Reduced | 1,011 | 39 | 0.0% | 0.0% | 70 | -19 | -1.84% | Q4 2025 | Feb 13, 2026 |
| Sound Income Strategies, LLC | History | New | 834 | 34 | 0.0% | — | 72 | +834 | New | Q4 2025 | Jan 21, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 882 | 34 | 0.0% | 0.0% | 71 | +504 | 133.33% | Q4 2025 | Feb 10, 2026 |
| MAI Capital Management | History | No change | 822 | 31 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Blue Trust, Inc. | History | No change | 812 | 31 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| PRIVATE TRUST CO NA | History | No change | 575 | 22 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Values First Advisors, Inc. | History | Added to | 416 | 16 | 0.01% | 0.01% | 76 | +15 | 3.74% | Q4 2025 | Jan 30, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 295 | 11 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Noble Wealth Management PBC | History | No change | 300 | 11 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| Winch Advisory Services, LLC | History | Added to | 237 | 9 | 0.0% | 0.0% | 79 | +1 | 0.42% | Q4 2025 | Feb 03, 2026 |
| Wealth Watch Advisors, INC | History | Added to | 211 | 8 | 0.0% | 0.0% | 80 | +11 | 5.5% | Q4 2025 | Feb 17, 2026 |
| CX Institutional | History | New | 148 | 6 | 0.0% | — | 81 | +148 | New | Q4 2025 | Feb 02, 2026 |
| FMR LLC | History | Reduced | 148 | 5 | 0.0% | 0.0% | 82 | -8 | -5.13% | Q4 2025 | Feb 17, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 87 | 3 | 0.0% | — | 83 | +87 | New | Q4 2025 | Feb 09, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 75 | 2 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| IAG Wealth Partners, LLC | History | No change | 63 | 2 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| RMG Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -13,412 | -100.0% | Q3 2025 | Oct 30, 2025 |
| Optivise Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -6,964 | -100.0% | Q3 2025 | Oct 17, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -531 | -100.0% | Q3 2025 | Nov 12, 2025 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -288 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Camelot Portfolios, LLC | History | New | 23 | 0 | — | — | — | +23 | New | Q4 2025 | Jan 29, 2026 |
| Allworth Financial LP | History | New | 10 | 0 | — | — | — | +10 | New | Q4 2025 | Feb 05, 2026 |
| CITIGROUP INC | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 13, 2026 |
| GeoWealth Management, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |