Northern Lights Fund Trust IV - ISMD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Inspire Advisors, LLC | History | Added to | 1,445,003 | 57,756 | 4.71% | 5.12% | 1 | +2,322 | 0.16% | Q1 2026 | May 15, 2026 |
| OneAscent Financial Services LLC | History | Added to | 776,568 | 31,039 | 1.68% | 0.34% | 2 | +681,954 | 720.77% | Q1 2026 | Apr 21, 2026 |
| Christian Investment Advisors, Inc. | History | Reduced | 361,249 | 14,962 | 9.45% | 11.63% | 3 | -10,591 | -2.85% | Q1 2026 | May 08, 2026 |
| LPL Financial LLC | History | Added to | 214,359 | 8,567 | 0.0% | 0.0% | 4 | +7,804 | 3.78% | Q1 2026 | May 06, 2026 |
| PAX Financial Group, LLC | History | Added to | 199,934 | 7,991 | 1.36% | 1.32% | 5 | +2,253 | 1.14% | Q1 2026 | Apr 27, 2026 |
| Inspire Investing, LLC | History | Reduced | 189,855 | 7,588 | 0.62% | 0.77% | 6 | -31,360 | -14.18% | Q1 2026 | Apr 23, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 144,528 | 5,776 | 0.13% | 0.0% | 7 | +139,339 | 2685.28% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 94,887 | 3,792 | 0.0% | 0.0% | 8 | +35,779 | 60.53% | Q1 2026 | May 15, 2026 |
| Sound Financial Strategies Group, LLC | History | Added to | 77,651 | 3,103 | 2.12% | 1.25% | 9 | +31,727 | 69.09% | Q1 2026 | May 08, 2026 |
| AlphaStar Capital Management, LLC | History | Added to | 67,386 | 2,693 | 0.2% | 0.19% | 10 | +756 | 1.13% | Q1 2026 | Apr 15, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 66,190 | 2,645 | 0.19% | 0.03% | 11 | +55,689 | 530.32% | Q1 2026 | Apr 20, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 56,698 | 2,301 | 0.0% | 0.01% | 12 | -67,769 | -54.45% | Q1 2026 | Apr 08, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 49,957 | 1,996 | 0.12% | 0.44% | 13 | -131,557 | -72.48% | Q1 2026 | Apr 13, 2026 |
| UBS Group AG | History | Reduced | 41,535 | 1,660 | 0.0% | 0.0% | 14 | -700 | -1.66% | Q1 2026 | May 05, 2026 |
| WorthPointe, LLC | History | Reduced | 40,193 | 1,606 | 0.43% | 0.56% | 15 | -14,775 | -26.88% | Q1 2026 | May 12, 2026 |
| JANE STREET GROUP, LLC | History | New | 38,359 | 1,533 | 0.0% | — | 16 | +38,359 | New | Q1 2026 | May 12, 2026 |
| GTS SECURITIES LLC | History | Added to | 36,719 | 1,467 | 0.05% | 0.03% | 17 | +11,325 | 44.6% | Q1 2026 | May 14, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 35,546 | 1,420 | 0.04% | 0.05% | 18 | +2,254 | 6.77% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 35,377 | 1,414 | 0.0% | 0.0% | 19 | +3,045 | 9.42% | Q1 2026 | May 13, 2026 |
| Chevy Chase Trust Holdings, LLC | History | New | 34,285 | 1,370 | 0.0% | — | 20 | +34,285 | New | Q1 2026 | May 15, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 31,100 | 1,243 | 0.0% | 0.0% | 21 | +19,900 | 177.68% | Q1 2026 | May 15, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | Added to | 30,088 | 1,203 | 0.01% | 0.01% | 22 | +2,441 | 8.83% | Q1 2026 | May 15, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 29,025 | 1,160 | 0.06% | 0.05% | 23 | +6,642 | 29.67% | Q1 2026 | Apr 15, 2026 |
| LVZ, Inc. | History | Reduced | 28,811 | 1,151 | 0.13% | 0.13% | 24 | -1,255 | -4.17% | Q1 2026 | Apr 28, 2026 |
| Independent Advisor Alliance | History | New | 27,900 | 1,115 | 0.01% | — | 25 | +27,900 | New | Q1 2026 | May 12, 2026 |
| Bare Financial Services, Inc | History | Reduced | 27,703 | 1,107 | 0.29% | 0.31% | 26 | -834 | -2.92% | Q1 2026 | May 14, 2026 |
| Cornerstone Financial Management LLC | History | Added to | 26,408 | 1,055 | 0.97% | 0.89% | 27 | +1,721 | 6.97% | Q1 2026 | May 08, 2026 |
| Focus Partners Advisor Solutions, LLC | History | Added to | 25,265 | 1,009 | 0.01% | 0.01% | 28 | +8,104 | 47.22% | Q1 2026 | May 13, 2026 |
| Financial Advisory Corp | History | Added to | 21,610 | 863 | 0.12% | 0.12% | 29 | +587 | 2.79% | Q1 2026 | Apr 10, 2026 |
| Frontier Asset Management, LLC | History | Reduced | 21,483 | 858 | 0.18% | 0.2% | 30 | -1,273 | -5.59% | Q1 2026 | May 06, 2026 |
| FAMILY WEALTH PARTNERS, LLC | History | Added to | 21,079 | 842 | 0.29% | 0.19% | 31 | +7,264 | 52.58% | Q1 2026 | Apr 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 20,803 | 832 | 0.0% | 0.0% | 32 | +269 | 1.31% | Q1 2026 | Apr 30, 2026 |
| Trust Point Inc. | History | Added to | 19,796 | 791 | 0.07% | 0.04% | 33 | +5,205 | 35.67% | Q1 2026 | Apr 15, 2026 |
| Koss-Olinger Consulting, LLC | History | No change | 18,988 | 758 | 0.06% | 0.06% | 34 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| CWM, LLC | History | Reduced | 18,494 | 739 | 0.0% | 0.0% | 35 | -993 | -5.1% | Q1 2026 | May 14, 2026 |
| AE Wealth Management LLC | History | Added to | 17,585 | 702 | 0.0% | 0.0% | 36 | +5,738 | 48.43% | Q1 2026 | May 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 17,188 | 686 | 0.0% | 0.0% | 37 | +1,904 | 12.46% | Q1 2026 | Apr 27, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 16,795 | 662 | 0.0% | 0.0% | 38 | +7,635 | 83.35% | Q1 2026 | May 15, 2026 |
| RMG Wealth Management LLC | History | New | 14,136 | 642 | 0.07% | — | 39 | +14,136 | New | Q1 2026 | May 14, 2026 |
| IFP Advisors, Inc | History | Added to | 14,968 | 598 | 0.01% | 0.01% | 40 | +383 | 2.63% | Q1 2026 | Apr 13, 2026 |
| Revisor Wealth Management LLC | History | Reduced | 14,716 | 589 | 0.16% | 0.18% | 41 | -705 | -4.57% | Q1 2026 | Apr 27, 2026 |
| Providence Financial Advisors, LLC | History | Added to | 14,333 | 572 | 0.33% | 0.48% | 42 | +1,806 | 14.42% | Q1 2026 | May 12, 2026 |
| Sterling Investment Advisors, Ltd. | History | No change | 14,300 | 571 | 0.1% | 0.1% | 43 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Keel Point, LLC | History | No change | 14,331 | 552 | 0.03% | 0.03% | 44 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Farther Finance Advisors, LLC | History | New | 13,658 | 549 | 0.01% | — | 45 | +13,658 | New | Q1 2026 | Apr 07, 2026 |
| Faithward Advisors, LLC | History | Reduced | 13,274 | 530 | 0.08% | 0.08% | 46 | -341 | -2.5% | Q1 2026 | Apr 17, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 11,752 | 469 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 11,586 | 463 | 0.02% | 0.03% | 48 | +5,709 | 97.14% | Q1 2026 | May 15, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 11,506 | 459 | 0.0% | 0.0% | 49 | -11,506 | -50.0% | Q1 2026 | May 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 11,397 | 455 | 0.0% | 0.0% | 50 | +2,825 | 32.96% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 10,405 | 416 | 0.0% | 0.0% | 51 | -1,482 | -12.47% | Q1 2026 | May 15, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 9,995 | 399 | 0.01% | 0.0% | 52 | +7,216 | 259.66% | Q1 2026 | May 04, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 9,093 | 363 | 0.01% | 0.0% | 53 | +4,341 | 91.35% | Q1 2026 | May 15, 2026 |
| Whitaker-Myers Wealth Managers, LTD. | History | Added to | 8,793 | 351 | 0.07% | 0.06% | 54 | +1,014 | 13.04% | Q1 2026 | Apr 09, 2026 |
| RFG Advisory, LLC | History | New | 7,711 | 308 | 0.01% | — | 55 | +7,711 | New | Q1 2026 | Apr 17, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 7,606 | 304 | 0.0% | 0.0% | 56 | -204 | -2.61% | Q1 2026 | May 15, 2026 |
| Ascentis Independent Advisors | History | Added to | 7,369 | 294 | 0.02% | 0.04% | 57 | +496 | 7.22% | Q1 2026 | Apr 28, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 7,318 | 292 | 0.0% | 0.0% | 58 | -405 | -5.24% | Q1 2026 | May 04, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 6,989 | 279 | 0.0% | 0.0% | 59 | +6,107 | 692.4% | Q1 2026 | May 07, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 6,501 | 259 | 0.04% | 0.04% | 60 | -256 | -3.79% | Q1 2026 | May 08, 2026 |
| Strategic Blueprint, LLC | History | Added to | 5,935 | 237 | 0.01% | 0.01% | 61 | +283 | 5.01% | Q1 2026 | Apr 29, 2026 |
| Simplicity Wealth,LLC | History | Added to | 5,892 | 235 | 0.01% | 0.01% | 62 | +645 | 12.29% | Q1 2026 | Apr 30, 2026 |
| Pinnacle Financial Partners, Inc. | History | New | 5,568 | 222 | 0.0% | — | 63 | +5,568 | New | Q1 2026 | May 14, 2026 |
| Waverly Advisors, LLC | History | No change | 5,347 | 213 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Harvest Investment Services, LLC | History | Reduced | 5,061 | 202 | 0.04% | 0.05% | 65 | -2,306 | -31.3% | Q1 2026 | May 14, 2026 |
| Larry Mathis Financial Planning, LLC | History | New | 5,011 | 200 | 0.18% | — | 66 | +5,011 | New | Q1 2026 | Apr 21, 2026 |
| Cornerstone Planning Group LLC | History | Added to | 4,189 | 188 | 0.03% | 0.03% | 67 | +12 | 0.29% | Q1 2026 | May 06, 2026 |
| TopTier Wealth Management, LLC | History | New | 2,653 | 106 | 0.07% | — | 68 | +2,653 | New | Q1 2026 | May 05, 2026 |
| MORGAN STANLEY | History | Added to | 2,581 | 103 | 0.0% | 0.0% | 69 | +1,570 | 155.29% | Q1 2026 | May 15, 2026 |
| HOWE & RUSLING INC | History | No change | 2,573 | 102 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Fairman Group, LLC | History | Reduced | 2,544 | 101 | 0.09% | 0.21% | 71 | -4,178 | -62.15% | Q1 2026 | Apr 23, 2026 |
| Arax Advisory Partners | History | No change | 2,357 | 94 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Root Financial Partners, LLC | History | New | 1,643 | 65 | 0.0% | — | 73 | +1,643 | New | Q1 2026 | Apr 24, 2026 |
| MCF Advisors LLC | History | Reduced | 1,539 | 61 | 0.0% | 0.0% | 74 | -598 | -27.98% | Q1 2026 | May 11, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 1,285 | 51 | 0.0% | 0.0% | 75 | -803 | -38.46% | Q1 2026 | Apr 07, 2026 |
| AdvisorNet Financial, Inc | History | New | 1,155 | 46 | 0.0% | — | 76 | +1,155 | New | Q1 2026 | Apr 17, 2026 |
| MAI Capital Management | History | No change | 822 | 32 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Blue Trust, Inc. | History | No change | 812 | 32 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 625 | 24 | 0.0% | 0.0% | 79 | +50 | 8.7% | Q1 2026 | Apr 30, 2026 |
| Values First Advisors, Inc. | History | No change | 416 | 16 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | Added to | 370 | 14 | 0.0% | 0.0% | 81 | +75 | 25.42% | Q1 2026 | Apr 15, 2026 |
| Noble Wealth Management PBC | History | No change | 300 | 11 | 0.01% | 0.01% | 82 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| PEOPLES FINANCIAL SERVICES CORP. | History | New | 246 | 9 | 0.0% | — | 84 | +246 | New | Q1 2026 | Apr 20, 2026 |
| Winch Advisory Services, LLC | History | No change | 237 | 9 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| CX Institutional | History | No change | 148 | 6 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| FMR LLC | History | No change | 148 | 5 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 87 | 3 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 75 | 2 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| IAG Wealth Partners, LLC | History | No change | 63 | 2 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,705 | -100.0% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,535 | -100.0% | Q1 2026 | May 15, 2026 |
| Q3 Asset Management | History | Closed out | 0 | 0 | — | 0.08% | — | -8,685 | -100.0% | Q1 2026 | Apr 28, 2026 |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -7,694 | -100.0% | Q1 2026 | Apr 30, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,102 | -100.0% | Q1 2026 | May 04, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,091 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -834 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Wealth Watch Advisors, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -211 | -100.0% | Q1 2026 | May 15, 2026 |
| Camelot Portfolios, LLC | History | Closed out | 0 | 0 | — | — | — | -23 | -100.0% | Q1 2026 | May 08, 2026 |
| CITIGROUP INC | History | Added to | 10 | 0 | — | — | — | +9 | 900.0% | Q1 2026 | May 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 11, 2026 |
| Allworth Financial LP | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| GeoWealth Management, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |