NEOS ETF Trust - IYRI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Gradient Investments LLC | History | Reduced | 164,764 | 7,448 | 0.11% | 0.11% | 1 | -1,982 | -1.19% | Q3 2026 | Oct 08, 2026 |
| Sound Income Strategies, LLC | History | New | 158,215 | 7,110 | 0.32% | — | 2 | +158,215 | New | Q3 2026 | Oct 09, 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | Reduced | 138,672 | 6,200 | 0.8% | 1.03% | 3 | -2,233 | -1.58% | Q3 2026 | Oct 20, 2026 |
| Cascade Wealth Advisors, Inc | History | No change | 106,514 | 5,301 | 2.13% | 2.13% | 4 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| MADDEN SECURITIES Corp | History | Reduced | 84,746 | 3,831 | 1.01% | 1.37% | 5 | -15,454 | -15.42% | Q3 2026 | Oct 27, 2026 |
| RFG Advisory, LLC | History | Added to | 83,309 | 3,766 | 0.05% | 0.05% | 6 | +17,910 | 27.39% | Q3 2026 | Nov 03, 2026 |
| New England Private Wealth Advisors LLC | History | Added to | 77,545 | 3,505 | 0.33% | 0.32% | 7 | +12,125 | 18.53% | Q3 2026 | Oct 19, 2026 |
| Moran Wealth Management, LLC | History | Added to | 63,638 | 2,877 | 0.08% | 0.06% | 8 | +15,502 | 32.2% | Q3 2026 | Oct 22, 2026 |
| Cherry Creek Investment Advisors, Inc. | History | Reduced | 29,585 | 1,337 | 0.51% | 0.84% | 9 | -13,847 | -31.88% | Q3 2026 | Oct 14, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 28,666 | 1,295 | 0.01% | 0.0% | 10 | +23,166 | 421.2% | Q3 2026 | Oct 23, 2026 |
| Summit Financial, LLC | History | No change | 25,944 | 1,274 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CAP Partners, LLC | History | Added to | 22,318 | 1,008 | 0.46% | 0.45% | 12 | +3,708 | 19.92% | Q3 2026 | Oct 19, 2026 |
| CITADEL ADVISORS LLC | History | No change | 19,000 | 933 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 18,322 | 899 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LPL Financial LLC | History | No change | 16,686 | 819 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 17,517 | 791 | 0.0% | 0.0% | 16 | +7,299 | 71.43% | Q3 2026 | Oct 27, 2026 |
| Parallel Advisors, LLC | History | Added to | 17,176 | 776 | 0.01% | 0.01% | 17 | +7,726 | 81.76% | Q3 2026 | Nov 03, 2026 |
| World Investment Advisors | History | No change | 15,762 | 745 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| High Net Worth Advisory Group LLC | History | Added to | 16,132 | 729 | 0.15% | 0.17% | 19 | +15 | 0.09% | Q3 2026 | Oct 26, 2026 |
| Core Wealth Advisors, Inc. | History | No change | 14,283 | 701 | 0.14% | 0.14% | 20 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ROYAL BANK OF CANADA | History | No change | 11,817 | 580 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PVG ASSET MANAGEMENT CORP | History | Reduced | 12,527 | 566 | 0.39% | 0.36% | 22 | -5 | -0.04% | Q3 2026 | Oct 19, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 10,331 | 507 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ENTREWEALTH, LLC | History | No change | 10,000 | 452 | 0.16% | 0.18% | 24 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 9,010 | 407 | 0.0% | — | 25 | +9,010 | New | Q3 2026 | Nov 02, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 7,561 | 371 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 6,794 | 333 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 7,100 | 320 | 0.01% | 0.01% | 28 | +1,100 | 18.33% | Q3 2026 | Oct 13, 2026 |
| Jaffetilchin Investment Partners, LLC | History | No change | 6,491 | 318 | 0.02% | 0.02% | 29 | 0 | 0.0% | Q2 2026 | Oct 20, 2026 |
| Mariner, LLC | History | No change | 5,567 | 273 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 5,253 | 257 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | No change | 5,045 | 247 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Compound Planning, Inc. | History | No change | 5,016 | 246 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Sovran Advisors, LLC | History | New | 5,169 | 239 | 0.02% | — | 34 | +5,169 | New | Q3 2026 | Oct 30, 2026 |
| WORLD EQUITY GROUP, INC. | History | Added to | 4,513 | 204 | 0.08% | 0.05% | 35 | +120 | 2.73% | Q3 2026 | Oct 14, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 2,289 | 112 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| US BANCORP \DE\ | History | No change | 2,028 | 99 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 896 | 44 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | No change | 762 | 34 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Sunrise Financial Services, LLC | History | New | 573 | 25 | 0.01% | — | 40 | +573 | New | Q3 2026 | Oct 21, 2026 |
| Founders Financial Alliance, LLC | History | No change | 493 | 24 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 464 | 20 | 0.0% | 0.0% | 42 | +106 | 29.61% | Q3 2026 | Oct 21, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 400 | 18 | 0.0% | 0.0% | 43 | -47 | -10.51% | Q3 2026 | Oct 08, 2026 |
| Roble, Belko & Company, Inc | History | No change | 215 | 11 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Planning Strategies Inc. | History | Added to | 238 | 10 | 0.01% | 0.01% | 45 | +6 | 2.59% | Q3 2026 | Oct 02, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 200 | 9 | 0.0% | 0.0% | 47 | -600 | -75.0% | Q3 2026 | Oct 08, 2026 |
| Financial Management Professionals, Inc. | History | Added to | 218 | 9 | 0.0% | 0.0% | 46 | +12 | 5.83% | Q3 2026 | Oct 23, 2026 |
| NFSG Corp | History | No change | 155 | 7 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Global Retirement Partners, LLC | History | No change | 80 | 3 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 21 | 1 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GFS Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -160,185 | -100.0% | Q3 2026 | Nov 03, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,758 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Markowski Investments | History | Closed out | 0 | 0 | — | 0.01% | — | -986 | -100.0% | Q3 2026 | Oct 30, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -325 | -100.0% | Q3 2026 | Oct 13, 2026 |
| TSFG, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -306 | -100.0% | Q3 2026 | Oct 23, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |