JAPAN SMALLER CAPITALIZATION FUND INC - JOF
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | History | Added to | 5,495,862 | 60,894 | 0.1% | 0.09% | 1 | +7,970 | 0.15% | Q4 2025 | Jan 15, 2026 |
| 1607 Capital Partners, LLC | History | Reduced | 3,990,675 | 44,216 | 3.01% | 3.3% | 2 | -160,628 | -3.87% | Q4 2025 | Feb 17, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Reduced | 3,479,014 | 38,547 | 2.89% | 2.74% | 3 | -41,054 | -1.17% | Q4 2025 | Feb 13, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | Added to | 3,470,865 | 38,457 | 0.07% | 0.03% | 4 | +1,157,842 | 50.06% | Q4 2025 | Feb 17, 2026 |
| Saba Capital Management, L.P. | History | Reduced | 1,632,530 | 18,088 | 0.54% | 0.66% | 5 | -644,054 | -28.29% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 569,213 | 6,306 | 0.0% | 0.0% | 6 | -222,887 | -28.14% | Q4 2025 | Feb 17, 2026 |
| Karpus Management, Inc. | History | Reduced | 566,415 | 6,275 | 0.19% | 0.22% | 7 | -95,673 | -14.45% | Q4 2025 | Feb 17, 2026 |
| Almitas Capital LLC | History | Reduced | 435,985 | 4,830 | 1.06% | 1.16% | 8 | -45,657 | -9.48% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Reduced | 294,575 | 3,263 | 0.0% | 0.0% | 9 | -16,760 | -5.38% | Q4 2025 | Feb 13, 2026 |
| Bulldog Investors, LLP | History | Reduced | 217,441 | 2,409 | 0.54% | 0.53% | 10 | -507 | -0.23% | Q4 2025 | Feb 13, 2026 |
| Pekin Hardy Strauss, Inc. | History | Added to | 205,920 | 2,281 | 0.21% | 0.21% | 11 | +8,453 | 4.28% | Q4 2025 | Jan 30, 2026 |
| Mraz, Amerine & Associates, Inc. | History | Added to | 174,710 | 1,935 | 0.29% | 0.25% | 12 | +19,659 | 12.68% | Q4 2025 | Feb 06, 2026 |
| RAFFLES ASSOCIATES LP | History | Reduced | 139,462 | 1,545 | 1.16% | 1.44% | 13 | -7,827 | -5.31% | Q4 2025 | Feb 17, 2026 |
| Focus Partners Wealth | History | New | 122,289 | 1,354 | 0.0% | — | 14 | +122,289 | New | Q4 2025 | Feb 13, 2026 |
| Barry Investment Advisors, LLC | History | Reduced | 115,120 | 1,275 | 0.28% | 0.35% | 15 | -31,590 | -21.53% | Q4 2025 | Feb 09, 2026 |
| Hara Capital LLC | History | Reduced | 113,014 | 1,252 | 0.7% | 0.8% | 16 | -15,398 | -11.99% | Q4 2025 | Jan 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 106,962 | 1,185 | 0.0% | 0.0% | 17 | +5,835 | 5.77% | Q4 2025 | Feb 18, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 93,681 | 1,037 | 0.33% | 0.35% | 18 | -3,894 | -3.99% | Q4 2025 | Jan 26, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 85,070 | 942 | 0.14% | 0.12% | 19 | +11,764 | 16.05% | Q4 2025 | Feb 09, 2026 |
| CIBC WORLD MARKET INC. | History | Added to | 80,398 | 890 | 0.0% | 0.0% | 20 | +21,698 | 36.96% | Q4 2025 | Feb 10, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 63,928 | 708 | 0.0% | 0.0% | 21 | -1,735 | -2.64% | Q4 2025 | Feb 13, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | New | 57,890 | 641 | 0.04% | — | 23 | +57,890 | New | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | New | 57,879 | 641 | 0.0% | — | 22 | +57,879 | New | Q4 2025 | Feb 11, 2026 |
| BAROMETER CAPITAL MANAGEMENT INC. | History | Reduced | 2,450 | 595 | 0.14% | 0.1% | 24 | -40,050 | -94.24% | Q4 2025 | Feb 12, 2026 |
| Hudson Portfolio Management LLC | History | No change | 50,781 | 562 | 0.48% | 0.47% | 25 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Noble Wealth Management PBC | History | Reduced | 47,378 | 524 | 0.26% | 0.3% | 26 | -5,867 | -11.02% | Q4 2025 | Jan 05, 2026 |
| Spectrum Asset Management, Inc. (NB/CA) | History | New | 47,055 | 521 | 0.17% | — | 27 | +47,055 | New | Q4 2025 | Jan 26, 2026 |
| Altium Capital Management LLC | History | New | 39,775 | 440 | 1.74% | — | 28 | +39,775 | New | Q4 2025 | Feb 06, 2026 |
| BARD ASSOCIATES INC | History | Reduced | 39,292 | 435 | 0.11% | 0.13% | 29 | -8,467 | -17.73% | Q4 2025 | Feb 13, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 34,882 | 386 | 0.01% | 0.01% | 30 | -38 | -0.11% | Q4 2025 | Jan 09, 2026 |
| DKM Wealth Management, Inc. | History | No change | 34,001 | 376 | 0.28% | 0.29% | 31 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| BEAM WEALTH ADVISORS, INC. | History | Reduced | 30,500 | 337 | 0.09% | 0.09% | 32 | -2,000 | -6.15% | Q4 2025 | Feb 04, 2026 |
| SAX WEALTH ADVISORS, LLC | History | New | 27,225 | 301 | 0.01% | — | 33 | +27,225 | New | Q4 2025 | Jan 12, 2026 |
| Mills Wealth Advisors LLC | History | Reduced | 24,818 | 274 | 0.11% | 0.11% | 34 | -48 | -0.19% | Q4 2025 | Jan 27, 2026 |
| Triasima Portfolio Management inc. | History | Added to | 21,800 | 241 | 0.04% | 0.03% | 35 | +6,000 | 37.97% | Q4 2025 | Feb 02, 2026 |
| INGALLS & SNYDER LLC | History | No change | 20,000 | 222 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| ROBERTS GLORE & CO INC /IL/ | History | No change | 17,633 | 195 | 0.05% | 0.05% | 37 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Successful Portfolios LLC | History | No change | 15,000 | 167 | 0.09% | 0.09% | 38 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Colonial Trust Advisors | History | New | 9,399 | 104 | 0.01% | — | 39 | +9,399 | New | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 8,918 | 98 | 0.0% | 0.0% | 40 | +94 | 1.07% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Reduced | 8,191 | 90 | 0.0% | 0.0% | 41 | -501 | -5.76% | Q4 2025 | Jan 29, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 6,055 | 67 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| CWM, LLC | History | No change | 4,506 | 50 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 3,900 | 43 | 0.0% | — | 44 | +3,900 | New | Q4 2025 | Feb 03, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 1,851 | 20 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| US BANCORP \DE\ | History | No change | 1,525 | 16 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| JPMORGAN CHASE & CO | History | New | 710 | 7 | 0.0% | — | 47 | +710 | New | Q4 2025 | Feb 11, 2026 |
| Ancora Advisors LLC | History | No change | 500 | 5 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 300 | 3 | 0.0% | — | 49 | +300 | New | Q4 2025 | Jan 15, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 200 | 2 | 0.0% | — | 50 | +200 | New | Q4 2025 | Jan 21, 2026 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -131,934 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Marex Group plc | History | Closed out | 0 | 0 | — | 0.0% | — | -27,109 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Quantedge Capital Pte Ltd | History | Closed out | 0 | 0 | — | 0.09% | — | -15,522 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Seed Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -10,400 | -100.0% | Q3 2025 | Oct 15, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,107 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q3 2025 | Mar 31, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 2 | 0 | — | — | — | +1 | 100.0% | Q4 2025 | Feb 13, 2026 |