ADVISORS SERIES TRUST - KAT
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 5 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SCHARF INVESTMENTS, LLC | History | Reduced | 4,701,050 | 258,561 | 6.95% | 7.21% | 1 | -396,667 | -7.78% | Q4 2025 | Jan 15, 2026 |
| Focus Partners Wealth | History | Added to | 2,654,763 | 146,014 | 0.17% | 0.19% | 2 | +536,567 | 25.33% | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | Reduced | 1,130,916 | 62,201 | 0.0% | 0.0% | 3 | -118,068 | -9.45% | Q4 2025 | Feb 13, 2026 |
| Intellectus Partners, LLC | History | Reduced | 222,719 | 12,249 | 2.37% | 2.63% | 4 | -18,536 | -7.68% | Q4 2025 | Feb 10, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 187,362 | 10,305 | 0.03% | 0.03% | 5 | -7,912 | -4.05% | Q4 2025 | Feb 05, 2026 |
| HighTower Advisors, LLC | History | Added to | 184,019 | 10,121 | 0.01% | 0.01% | 6 | +1,007 | 0.55% | Q4 2025 | Feb 06, 2026 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | History | New | 119,254 | 6,559 | 0.12% | — | 7 | +119,254 | New | Q4 2025 | Jan 16, 2026 |
| Roehl & Yi Investment Advisors, LLC | History | New | 74,510 | 4,098 | 1.63% | — | 8 | +74,510 | New | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | New | 62,344 | 3,428 | 0.0% | — | 9 | +62,344 | New | Q4 2025 | Feb 17, 2026 |
| Corient Private Wealth LLC | History | Added to | 57,171 | 3,144 | 0.0% | 0.0% | 10 | +4,107 | 7.74% | Q4 2025 | Mar 09, 2026 |
| Mariner, LLC | History | Added to | 54,717 | 3,009 | 0.0% | 0.0% | 11 | +49,862 | 1027.02% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 48,081 | 2,644 | 0.0% | 0.0% | 12 | +4,093 | 9.3% | Q4 2025 | Feb 18, 2026 |
| Ashton Thomas Private Wealth, LLC | History | No change | 39,108 | 2,150 | 0.05% | 0.06% | 13 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 29,179 | 1,604 | 0.0% | 0.0% | 14 | -63,046 | -68.36% | Q4 2025 | Feb 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 25,170 | 1,384 | 0.0% | 0.0% | 15 | +21,544 | 594.15% | Q4 2025 | Feb 17, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 18,560 | 1,020 | 0.0% | 0.0% | 16 | -1,106 | -5.62% | Q4 2025 | Feb 18, 2026 |
| LPL Financial LLC | History | Added to | 14,811 | 814 | 0.0% | 0.0% | 17 | +627 | 4.42% | Q4 2025 | Feb 11, 2026 |
| ASHTON THOMAS SECURITIES, LLC | History | Added to | 13,622 | 749 | 0.14% | 0.08% | 18 | +2,866 | 26.65% | Q4 2025 | Feb 02, 2026 |
| WELLS FARGO & COMPANY/MN | History | New | 13,467 | 740 | 0.0% | — | 19 | +13,467 | New | Q4 2025 | Feb 13, 2026 |
| Summit Financial, LLC | History | Reduced | 9,952 | 547 | 0.01% | 0.01% | 20 | -1,392 | -12.27% | Q4 2025 | Feb 13, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 9,298 | 511 | 0.01% | 0.01% | 21 | -1,249 | -11.84% | Q4 2025 | Feb 03, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | New | 6,990 | 384 | 0.0% | — | 22 | +6,990 | New | Q4 2025 | Feb 05, 2026 |
| Ridge Creek Global, Inc | History | New | 5,348 | 294 | 0.25% | — | 23 | +5,348 | New | Q4 2025 | Feb 13, 2026 |
| EXENCIAL WEALTH ADVISORS, LLC | History | No change | 5,145 | 282 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Apollon Wealth Management, LLC | History | No change | 4,503 | 247 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 4,371 | 240 | 0.0% | 0.0% | 26 | -4 | -0.09% | Q4 2025 | Feb 12, 2026 |
| Abound Wealth Management | History | Reduced | 3,761 | 206 | 0.05% | 0.06% | 27 | -150 | -3.84% | Q4 2025 | Jan 12, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,546 | 195 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Pinnacle Bancorp, Inc. | History | New | 2,296 | 126 | 0.04% | — | 29 | +2,296 | New | Q4 2025 | Jan 22, 2026 |
| COMERICA BANK | History | Reduced | 1,327 | 72 | 0.0% | 0.0% | 30 | -3 | -0.23% | Q4 2025 | Jan 29, 2026 |
| US BANCORP \DE\ | History | No change | 1,269 | 69 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 625 | 34 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Clearstead Advisors, LLC | History | No change | 583 | 32 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| UBS Group AG | History | Reduced | 328 | 18 | 0.0% | 0.0% | 34 | -61,339 | -99.47% | Q4 2025 | Jan 29, 2026 |
| FMR LLC | History | No change | 234 | 12 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Allworth Financial LP | History | New | 210 | 11 | 0.0% | — | 37 | +210 | New | Q4 2025 | Feb 05, 2026 |
| JPMORGAN CHASE & CO | History | No change | 201 | 11 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| ASSETMARK, INC | History | Reduced | 161 | 8 | 0.0% | 0.0% | 38 | -85 | -34.55% | Q4 2025 | Jan 23, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | New | 22 | 1 | 0.0% | — | 39 | +22 | New | Q4 2025 | Feb 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,272 | -100.0% | Q3 2025 | Nov 05, 2025 |