Innovator ETFs Trust - KAUG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Gradient Investments LLC | History | Added to | 490,718 | 13,155 | 0.2% | 0.2% | 1 | +12,778 | 2.67% | Q1 2026 | Apr 13, 2026 |
| Berkshire Money Management, Inc. | History | Reduced | 485,177 | 13,006 | 1.33% | 6.32% | 2 | -2,011,067 | -80.56% | Q1 2026 | Apr 21, 2026 |
| Creative Planning | History | New | 216,870 | 5,813 | 0.0% | — | 3 | +216,870 | New | Q1 2026 | May 12, 2026 |
| SageView Advisory Group, LLC | History | No change | 205,288 | 5,446 | 0.18% | 0.18% | 4 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| First Heartland Consultants, Inc. | History | Added to | 200,848 | 5,384 | 0.41% | 0.39% | 5 | +9,363 | 4.89% | Q1 2026 | Apr 08, 2026 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 137,998 | 3,699 | 0.01% | 0.01% | 6 | -1,485 | -1.06% | Q1 2026 | May 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 122,225 | 3,276 | 0.0% | 0.0% | 7 | -1,882 | -1.52% | Q1 2026 | Apr 27, 2026 |
| Safe Harbor Wealth Advisors, LLC | History | No change | 100,802 | 2,733 | 2.65% | 2.65% | 8 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| HighTower Advisors, LLC | History | Reduced | 93,076 | 2,495 | 0.0% | 0.0% | 9 | -2,607 | -2.72% | Q1 2026 | May 05, 2026 |
| Cornerstone Wealth, LLC/TN | History | New | 71,900 | 2,009 | 1.13% | — | 10 | +71,900 | New | Q1 2026 | May 19, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 65,834 | 1,764 | 0.0% | 0.0% | 11 | -21,430 | -24.56% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 53,702 | 1,439 | 0.01% | 0.0% | 12 | +11,884 | 28.42% | Q1 2026 | Apr 30, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 39,766 | 1,066 | 0.02% | — | 13 | +39,766 | New | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | New | 33,639 | 886 | 0.0% | — | 14 | +33,639 | New | Q1 2026 | May 13, 2026 |
| Miller Financial Services LLC | History | Reduced | 27,685 | 742 | 0.81% | 0.89% | 15 | -850 | -2.98% | Q1 2026 | May 01, 2026 |
| Cetera Investment Advisers | History | Reduced | 20,588 | 551 | 0.0% | 0.0% | 16 | -2,215 | -9.71% | Q1 2026 | May 13, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 19,707 | 528 | 0.01% | 0.01% | 17 | -724 | -3.54% | Q1 2026 | May 11, 2026 |
| PFS Partners, LLC | History | Reduced | 19,559 | 524 | 0.24% | 0.24% | 18 | -81 | -0.41% | Q1 2026 | Apr 09, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 19,342 | 518 | 0.0% | 0.0% | 19 | -249 | -1.27% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 17,739 | 475 | 0.0% | 0.0% | 20 | -711 | -3.85% | Q1 2026 | May 14, 2026 |
| TopTier Wealth Management, LLC | History | Reduced | 17,457 | 467 | 0.29% | 0.32% | 21 | -95 | -0.54% | Q1 2026 | May 05, 2026 |
| AE Wealth Management LLC | History | Reduced | 15,502 | 415 | 0.0% | 0.0% | 22 | -270 | -1.71% | Q1 2026 | May 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 15,333 | 411 | 0.0% | 0.0% | 23 | -2,737 | -15.15% | Q1 2026 | Apr 30, 2026 |
| WEALTH ALLIANCE, LLC | History | No change | 15,221 | 408 | 0.04% | 0.04% | 24 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Faithward Advisors, LLC | History | Reduced | 14,062 | 376 | 0.05% | 0.06% | 25 | -675 | -4.58% | Q1 2026 | Apr 17, 2026 |
| WealthShield Partners, LLC | History | No change | 13,400 | 359 | 0.04% | 0.04% | 26 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 11,983 | 321 | 0.05% | 0.04% | 27 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Sherry Group, Inc. | History | No change | 11,305 | 303 | 0.33% | 0.31% | 28 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Outlook Wealth Advisors, LLC | History | No change | 9,467 | 253 | 0.06% | 0.06% | 29 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Brookstone Capital Management | History | Reduced | 9,436 | 252 | 0.0% | 0.0% | 30 | -1,730 | -15.49% | Q1 2026 | Apr 16, 2026 |
| FIDUCIARY FINANCIAL GROUP, LLC | History | No change | 9,077 | 243 | 0.03% | 0.03% | 31 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 8,800 | 235 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| FIRST COMMONWEALTH FINANCIAL CORP /PA/ | History | Reduced | 7,792 | 208 | 0.03% | 0.03% | 33 | -164 | -2.06% | Q1 2026 | May 14, 2026 |
| Atlantic Private Wealth, LLC | History | No change | 6,189 | 165 | 0.11% | 0.1% | 34 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| IFP Advisors, Inc | History | No change | 5,658 | 151 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 4,657 | 124 | 0.04% | 0.04% | 36 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | History | No change | 4,086 | 109 | 0.02% | 0.02% | 37 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 3,112 | 83 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 2,307 | 61 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Advisory Services Network, LLC | History | New | 1,007 | 26 | 0.0% | — | 41 | +1,007 | New | Q1 2026 | May 15, 2026 |
| Noble Wealth Management PBC | History | No change | 1,000 | 26 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| Capital Analysts, LLC | History | No change | 803 | 22 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 481 | 12 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | New | 209 | 5 | 0.0% | — | 45 | +209 | New | Q1 2026 | May 05, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 200 | 5 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| CORRADO ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.88% | — | -66,314 | -100.0% | Q1 2026 | Apr 30, 2026 |
| BCS Wealth Management | History | Closed out | 0 | 0 | — | 0.03% | — | -11,904 | -100.0% | Q1 2026 | Apr 17, 2026 |
| Trek Financial, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,665 | -100.0% | Q1 2026 | May 13, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,156 | -100.0% | Q1 2026 | May 14, 2026 |