SPDR SERIES TRUST - KIE
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 7 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GOLDMAN SACHS GROUP INC | History | Added to | 1,486,296 | 89,400 | 0.01% | 0.01% | 1 | +123,462 | 9.06% | Q4 2025 | Mar 25, 2026 |
| Shaolin Capital Management LLC | History | New | 1,250,000 | 75,187 | 2.33% | — | 2 | +1,250,000 | New | Q4 2025 | Feb 17, 2026 |
| CITIGROUP INC | History | Reduced | 927,695 | 55,800 | 0.02% | 0.03% | 3 | -254,424 | -21.52% | Q4 2025 | Feb 13, 2026 |
| J.Safra Asset Management Corp | History | Added to | 719,781 | 43,294 | 2.27% | 2.51% | 4 | +23,190 | 3.33% | Q4 2025 | Feb 11, 2026 |
| MORGAN STANLEY | History | Reduced | 700,455 | 42,132 | 0.0% | 0.01% | 5 | -792,802 | -53.09% | Q4 2025 | Feb 13, 2026 |
| FACTORY MUTUAL INSURANCE CO | History | Reduced | 605,150 | 36,399 | 0.37% | 0.36% | 6 | -9,950 | -1.62% | Q4 2025 | Jan 23, 2026 |
| LPL Financial LLC | History | Reduced | 361,980 | 21,773 | 0.01% | 0.01% | 7 | -31,728 | -8.06% | Q4 2025 | Feb 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 326,826 | 19,658 | 0.0% | 0.0% | 8 | -164,624 | -33.5% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 299,207 | 17,997 | 0.0% | 0.0% | 9 | +66,545 | 28.6% | Q4 2025 | Feb 17, 2026 |
| Perbak Capital Partners LLP | History | Added to | 292,505 | 17,594 | 5.37% | 1.99% | 10 | +102,366 | 53.84% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 286,985 | 17,262 | 0.0% | 0.0% | 11 | +221,663 | 339.34% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 281,500 | 16,932 | 0.02% | 0.05% | 12 | -234,300 | -45.42% | Q4 2025 | Feb 17, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | New | 262,174 | 15,769 | 0.02% | — | 13 | +262,174 | New | Q4 2025 | Feb 17, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 259,489 | 15,608 | 0.22% | 0.25% | 14 | -17,687 | -6.38% | Q4 2025 | Feb 09, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | New | 251,650 | 15,136 | 0.01% | — | 15 | +251,650 | New | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 248,383 | 14,940 | 0.0% | 0.0% | 16 | +27,991 | 12.7% | Q4 2025 | Jan 29, 2026 |
| Qube Research & Technologies Ltd | History | Added to | 230,474 | 13,863 | 0.01% | 0.0% | 17 | +230,325 | 154580.54% | Q4 2025 | Feb 17, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 212,560 | 12,785 | 0.01% | 0.0% | 18 | +197,801 | 1340.21% | Q4 2025 | Feb 17, 2026 |
| Jain Global LLC | History | New | 139,119 | 8,368 | 0.04% | — | 19 | +139,119 | New | Q4 2025 | Feb 17, 2026 |
| DRW Securities, LLC | History | Added to | 124,042 | 7,461 | 0.2% | 0.01% | 20 | +115,000 | 1271.84% | Q4 2025 | Feb 12, 2026 |
| CUMBERLAND ADVISORS INC | History | Reduced | 122,910 | 7,393 | 2.8% | 2.82% | 21 | -780 | -0.63% | Q4 2025 | Feb 02, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 78,275 | 4,708 | 0.01% | 0.01% | 22 | +1,376 | 1.79% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 76,913 | 4,626 | 0.0% | 0.0% | 23 | -2,062 | -2.61% | Q4 2025 | Feb 13, 2026 |
| Lido Advisors, LLC | History | Reduced | 77,711 | 4,609 | 0.01% | 0.01% | 24 | -1,044 | -1.33% | Q4 2025 | Feb 10, 2026 |
| Triangle Securities Wealth Management | History | Reduced | 76,553 | 4,604 | 0.97% | 1.05% | 25 | -1,704 | -2.18% | Q4 2025 | Jan 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 73,540 | 4,424 | 0.0% | — | 26 | +73,540 | New | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 63,201 | 3,801 | 0.0% | 0.0% | 27 | -1,528 | -2.36% | Q4 2025 | Feb 17, 2026 |
| MARSHALL WACE, LLP | History | New | 55,867 | 3,360 | 0.0% | — | 28 | +55,867 | New | Q4 2025 | Feb 13, 2026 |
| Arete Wealth Advisors, LLC | History | New | 54,449 | 3,275 | 0.2% | — | 29 | +54,449 | New | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 53,784 | 3,235 | 0.0% | 0.0% | 30 | -8,983 | -14.31% | Q4 2025 | Feb 18, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 34,741 | 2,089 | 0.0% | 0.0% | 31 | -6,763 | -16.29% | Q4 2025 | Feb 10, 2026 |
| Jefferies Financial Group Inc. | History | New | 33,786 | 2,032 | 0.01% | — | 32 | +33,786 | New | Q4 2025 | Feb 09, 2026 |
| AMICA MUTUAL INSURANCE CO | History | No change | 28,059 | 1,687 | 0.15% | 0.15% | 33 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Ellis Investment Partners, LLC | History | Added to | 27,851 | 1,675 | 0.29% | 0.3% | 34 | +59 | 0.21% | Q4 2025 | Feb 02, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 25,325 | 1,523 | 0.04% | 0.08% | 35 | -23,357 | -47.98% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 23,877 | 1,436 | 0.0% | 0.0% | 36 | -12,266 | -33.94% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 20,688 | 1,244 | 0.0% | 0.0% | 37 | -395 | -1.87% | Q4 2025 | Feb 13, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | Reduced | 20,000 | 1,203 | 0.0% | 20.4% | 38 | -54,061 | -73.0% | Q4 2025 | Feb 17, 2026 |
| CSS LLC/IL | History | New | 20,000 | 1,203 | 0.05% | — | 39 | +20,000 | New | Q4 2025 | Feb 17, 2026 |
| Spire Wealth Management | History | No change | 19,794 | 1,190 | 0.04% | 0.04% | 40 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 17,863 | 1,074 | 0.02% | 0.02% | 41 | -599 | -3.24% | Q4 2025 | Feb 06, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 17,582 | 1,057 | 0.0% | 0.0% | 42 | +152 | 0.87% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Added to | 16,796 | 1,010 | 0.0% | 0.0% | 43 | +600 | 3.7% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | New | 16,750 | 1,007 | 0.0% | — | 44 | +16,750 | New | Q4 2025 | Feb 12, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 15,312 | 921 | 0.0% | 0.0% | 45 | -30 | -0.2% | Q4 2025 | Feb 11, 2026 |
| FORONJY FINANCIAL LLC | History | Added to | 14,957 | 899 | 0.38% | 0.36% | 46 | +1,019 | 7.31% | Q4 2025 | Feb 03, 2026 |
| FMR LLC | History | Added to | 14,466 | 870 | 0.0% | 0.0% | 47 | +1,000 | 7.43% | Q4 2025 | Feb 17, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 14,333 | 862 | 0.02% | 0.02% | 48 | -408 | -2.77% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 13,999 | 842 | 0.0% | 0.0% | 49 | -2,538 | -15.35% | Q4 2025 | Feb 12, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 13,962 | 839 | 0.12% | — | 50 | +13,962 | New | Q4 2025 | Feb 17, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 13,085 | 787 | 0.0% | 0.0% | 51 | +10,628 | 432.56% | Q4 2025 | Feb 12, 2026 |
| BLUE JEAN FINANCIAL LLC | History | New | 12,466 | 749 | 0.61% | — | 52 | +12,466 | New | Q4 2025 | Feb 13, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | Added to | 12,257 | 737 | 0.08% | 0.08% | 53 | +16 | 0.13% | Q4 2025 | Jan 20, 2026 |
| Neuberger Berman Group LLC | History | No change | 12,000 | 721 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 11,001 | 661 | 0.01% | 0.01% | 55 | +644 | 6.22% | Q4 2025 | Jan 29, 2026 |
| JMAC ENTERPRISES LLC | History | No change | 10,611 | 638 | 0.12% | 0.12% | 56 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 10,128 | 609 | 0.0% | 0.0% | 57 | +1,098 | 12.16% | Q4 2025 | Mar 16, 2026 |
| GTS SECURITIES LLC | History | New | 10,088 | 606 | 0.02% | — | 58 | +10,088 | New | Q4 2025 | Feb 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 9,010 | 541 | 0.0% | 0.0% | 59 | -106 | -1.16% | Q4 2025 | Feb 17, 2026 |
| Jump Financial, LLC | History | Reduced | 8,978 | 540 | 0.01% | 0.07% | 60 | -87,341 | -90.68% | Q4 2025 | Feb 17, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | New | 8,689 | 522 | 0.01% | — | 61 | +8,689 | New | Q4 2025 | Feb 13, 2026 |
| Zinnia Wealth Advisory, LLC | History | New | 7,849 | 472 | 0.51% | — | 62 | +7,849 | New | Q4 2025 | Feb 13, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Reduced | 7,454 | 448 | 0.03% | 0.04% | 63 | -2,322 | -23.75% | Q4 2025 | Jan 23, 2026 |
| Kaizen Financial Strategies | History | No change | 7,150 | 430 | 0.19% | 0.19% | 64 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Wealthfront Advisers LLC | History | Reduced | 7,121 | 428 | 0.0% | 0.0% | 65 | -296 | -3.99% | Q4 2025 | Jan 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 6,855 | 412 | 0.0% | 0.0% | 66 | +174 | 2.6% | Q4 2025 | Feb 05, 2026 |
| EP Wealth Advisors, LLC | History | New | 6,516 | 391 | 0.0% | — | 67 | +6,516 | New | Q4 2025 | Feb 18, 2026 |
| Avior Wealth Management, LLC | History | Added to | 6,409 | 385 | 0.01% | 0.01% | 68 | +33 | 0.52% | Q4 2025 | Jan 06, 2026 |
| First Heartland Consultants, Inc. | History | Reduced | 6,394 | 384 | 0.03% | 0.03% | 69 | -300 | -4.48% | Q4 2025 | Jan 09, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 6,043 | 363 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| HB Wealth Management, LLC | History | No change | 5,760 | 346 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| PFG Investments, LLC | History | Reduced | 5,650 | 339 | 0.02% | 0.02% | 72 | -119 | -2.06% | Q4 2025 | Jan 26, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 5,550 | 333 | 0.02% | 0.02% | 73 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Trexquant Investment LP | History | Added to | 5,433 | 326 | 0.0% | 0.0% | 74 | +988 | 22.23% | Q4 2025 | Feb 17, 2026 |
| Pinnacle Family Advisors, LLC | History | New | 5,300 | 318 | 0.14% | — | 75 | +5,300 | New | Q4 2025 | Feb 17, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 4,714 | 283 | 0.0% | 0.0% | 76 | -1,603 | -25.38% | Q4 2025 | Jan 08, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 4,505 | 270 | 0.0% | 0.01% | 77 | -1,407,807 | -99.68% | Q4 2025 | Feb 11, 2026 |
| Segment Wealth Management, LLC | History | No change | 4,460 | 268 | 0.02% | 0.02% | 78 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 4,430 | 266 | 0.01% | 0.01% | 79 | +166 | 3.89% | Q4 2025 | Feb 13, 2026 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 4,329 | 260 | 0.0% | 0.0% | 80 | -1,000 | -18.77% | Q4 2025 | Feb 17, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 4,078 | 245 | 0.0% | 0.0% | 81 | +120 | 3.03% | Q4 2025 | Feb 06, 2026 |
| COMERICA BANK | History | Added to | 4,079 | 245 | 0.0% | 0.0% | 82 | +98 | 2.46% | Q4 2025 | Jan 29, 2026 |
| Equitable Holdings, Inc. | History | New | 3,887 | 233 | 0.0% | — | 83 | +3,887 | New | Q4 2025 | Feb 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 3,738 | 224 | 0.0% | 0.0% | 84 | +644 | 20.81% | Q4 2025 | Feb 12, 2026 |
| Perennial Investment Advisors, LLC | History | No change | 3,700 | 222 | 0.02% | 0.02% | 85 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Merit Financial Group, LLC | History | Reduced | 3,622 | 217 | 0.0% | 0.0% | 86 | -4,994 | -57.96% | Q4 2025 | Jan 26, 2026 |
| BlackRock, Inc. | History | Reduced | 3,617 | 217 | 0.0% | 0.0% | 88 | -483 | -11.78% | Q4 2025 | Feb 12, 2026 |
| Running Point Capital Advisors, LLC | History | No change | 3,621 | 217 | 0.06% | 0.06% | 87 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | New | 3,452 | 207 | 0.01% | — | 89 | +3,452 | New | Q4 2025 | Jan 28, 2026 |
| CoreCap Advisors, LLC | History | Added to | 3,415 | 205 | 0.01% | 0.01% | 90 | +309 | 9.95% | Q4 2025 | Jan 13, 2026 |
| FineMark National Bank & Trust | History | New | 3,379 | 203 | 0.01% | — | 91 | +3,379 | New | Q4 2025 | Feb 12, 2026 |
| Manchester Capital Management LLC | History | No change | 3,300 | 198 | 0.03% | 0.03% | 92 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Nova Wealth Management, Inc. | History | Reduced | 2,387 | 143 | 0.1% | 0.11% | 93 | -173 | -6.76% | Q4 2025 | Jan 14, 2026 |
| IFC & Insurance Marketing, Inc. | History | New | 2,260 | 136 | 0.13% | — | 94 | +2,260 | New | Q4 2025 | Feb 12, 2026 |
| US BANCORP \DE\ | History | Reduced | 2,079 | 125 | 0.0% | 0.0% | 95 | -74 | -3.44% | Q4 2025 | Jan 30, 2026 |
| EASTERN BANK | History | No change | 2,075 | 124 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Crews Bank & Trust | History | Added to | 1,635 | 98 | 0.01% | 0.01% | 97 | +45 | 2.83% | Q4 2025 | Jan 21, 2026 |
| BARCLAYS PLC | History | New | 1,592 | 95 | 0.0% | — | 98 | +1,592 | New | Q4 2025 | Feb 13, 2026 |
| AlphaCore Capital LLC | History | Added to | 1,535 | 92 | 0.0% | 0.0% | 99 | +781 | 103.58% | Q4 2025 | Feb 05, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 1,113 | 66 | 0.0% | 0.0% | 100 | +6 | 0.54% | Q4 2025 | Jan 20, 2026 |
| CWM, LLC | History | Added to | 1,086 | 65 | 0.0% | 0.0% | 101 | +1,000 | 1162.79% | Q4 2025 | Jan 26, 2026 |
| Allworth Financial LP | History | New | 1,042 | 62 | 0.0% | — | 102 | +1,042 | New | Q4 2025 | Feb 05, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 1,019 | 61 | 0.0% | 0.0% | 103 | -825 | -44.74% | Q4 2025 | Feb 10, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 1,026 | 61 | 0.0% | 0.0% | 104 | -151 | -12.83% | Q4 2025 | Feb 18, 2026 |
| WPG Advisers, LLC | History | No change | 900 | 54 | 0.04% | 0.04% | 105 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Provident Wealth Management, LLC | History | No change | 800 | 48 | 0.01% | 0.01% | 106 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Federation des caisses Desjardins du Quebec | History | Added to | 788 | 47 | 0.0% | 0.0% | 107 | +340 | 75.89% | Q4 2025 | Feb 12, 2026 |
| MAI Capital Management | History | Added to | 602 | 36 | 0.0% | 0.0% | 108 | +356 | 144.72% | Q4 2025 | Feb 13, 2026 |
| Silicon Valley Capital Partners | History | Added to | 614 | 36 | 0.0% | 0.0% | 109 | +3 | 0.49% | Q4 2025 | Feb 13, 2026 |
| Activest Wealth Management | History | No change | 612 | 36 | 0.01% | 0.01% | 110 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| IFP Advisors, Inc | History | No change | 567 | 34 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| AE Wealth Management LLC | History | Reduced | 501 | 30 | 0.0% | 0.0% | 112 | -2,100 | -80.74% | Q4 2025 | Jan 26, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 458 | 27 | 0.0% | 0.0% | 113 | +46 | 11.17% | Q4 2025 | Feb 17, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 411 | 24 | 0.0% | 0.0% | 114 | +360 | 705.88% | Q4 2025 | Jan 23, 2026 |
| Fourth Dimension Wealth, LLC | History | No change | 403 | 24 | 0.01% | 0.01% | 115 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 396 | 23 | 0.0% | — | 116 | +396 | New | Q4 2025 | Feb 09, 2026 |
| Russell Investments Group, Ltd. | History | No change | 397 | 23 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| ASSETMARK, INC | History | New | 290 | 17 | 0.0% | — | 118 | +290 | New | Q4 2025 | Jan 23, 2026 |
| PRIVATE TRUST CO NA | History | No change | 273 | 16 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| GoalVest Advisory LLC | History | Reduced | 261 | 15 | 0.0% | 0.01% | 122 | -263 | -50.19% | Q4 2025 | Jan 05, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | New | 258 | 15 | 0.01% | — | 120 | +258 | New | Q4 2025 | Jan 20, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 250 | 15 | 0.0% | — | 121 | +250 | New | Q4 2025 | Jan 21, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 248 | 14 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| NBC SECURITIES, INC. | History | No change | 200 | 12 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Garton & Associates Financial Advisors LLC | History | New | 195 | 11 | 0.01% | — | 125 | +195 | New | Q4 2025 | Feb 18, 2026 |
| Key Capital Management, INC | History | New | 176 | 10 | 0.01% | — | 128 | +176 | New | Q4 2025 | Jan 26, 2026 |
| Orion Capital Management LLC | History | Added to | 176 | 10 | 0.0% | 0.0% | 127 | +1 | 0.57% | Q4 2025 | Feb 03, 2026 |
| Rosenberg Matthew Hamilton | History | No change | 167 | 10 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| Quantbot Technologies LP | History | New | 144 | 8 | 0.0% | — | 129 | +144 | New | Q4 2025 | Feb 10, 2026 |
| CX Institutional | History | Reduced | 120 | 7 | 0.0% | 0.0% | 130 | -103 | -46.19% | Q4 2025 | Feb 02, 2026 |
| Smartleaf Asset Management LLC | History | Reduced | 111 | 6 | 0.0% | 0.0% | 133 | -235 | -67.92% | Q4 2025 | Feb 13, 2026 |
| Godfrey Financial Associates, Inc. | History | New | 104 | 6 | 0.01% | — | 135 | +104 | New | Q4 2025 | Feb 10, 2026 |
| CURIO WEALTH, LLC | History | New | 100 | 6 | 0.0% | — | 134 | +100 | New | Q4 2025 | Feb 11, 2026 |
| North Star Investment Management Corp. | History | No change | 100 | 6 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 100 | 6 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 89 | 5 | 0.0% | — | 137 | +89 | New | Q4 2025 | Feb 03, 2026 |
| Sound Income Strategies, LLC | History | No change | 93 | 5 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 67 | 4 | 0.0% | — | 138 | +67 | New | Q4 2025 | Feb 13, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 78 | 4 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 55 | 3 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management | History | New | 45 | 2 | 0.0% | — | 142 | +45 | New | Q4 2025 | Mar 05, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | New | 43 | 2 | 0.0% | — | 141 | +43 | New | Q4 2025 | Jan 07, 2026 |
| Luminist Capital LLC | History | No change | 28 | 1 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Central Pacific Bank - Trust Division | History | No change | 24 | 1 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| Csenge Advisory Group | History | Closed out | 0 | 0 | — | 0.45% | — | -157,159 | -100.0% | Q3 2025 | Oct 28, 2025 |
| Capital Planning Advisors, LLC | History | Closed out | 0 | 0 | — | 1.13% | — | -138,450 | -100.0% | Q3 2025 | Nov 07, 2025 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.01% | — | -41,299 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -16,021 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -7,940 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Concorde Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -7,735 | -100.0% | Q3 2025 | Nov 14, 2025 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,380 | -100.0% | Q3 2025 | Nov 13, 2025 |
| CITIZENS FINANCIAL GROUP INC/RI | History | Closed out | 0 | 0 | — | 0.0% | — | -4,958 | -100.0% | Q3 2025 | Oct 24, 2025 |
| IFG Advisory, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,095 | -100.0% | Q3 2025 | Nov 12, 2025 |
| JERICHO FINANCIAL, LLP | History | Closed out | 0 | 0 | — | 0.13% | — | -3,718 | -100.0% | Q3 2025 | Oct 29, 2025 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -1,559 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,374 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Park Square Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -956 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Global Trust Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -460 | -100.0% | Q3 2025 | Oct 28, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -311 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Main Street Group, LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -310 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Golden State Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q3 2025 | Nov 03, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -33 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Sherman Asset Management, Inc. | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q3 2025 | Nov 05, 2025 |
| North Capital, Inc. | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Oct 09, 2025 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Larson Financial Group LLC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |