iSHARES TRUST - KXI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Fisher Asset Management, LLC | History | Added to | 6,678,424 | 447,521 | 0.15% | 0.13% | 1 | +645,775 | 10.7% | Q1 2026 | May 05, 2026 |
| BlackRock, Inc. | History | Added to | 1,498,070 | 100,385 | 0.0% | 0.0% | 2 | +78,211 | 5.51% | Q1 2026 | May 13, 2026 |
| MORGAN STANLEY | History | Added to | 326,935 | 21,907 | 0.0% | 0.0% | 3 | +53,072 | 19.38% | Q1 2026 | May 15, 2026 |
| Morningstar Investment Management LLC | History | Reduced | 260,487 | 17,455 | 1.08% | 1.12% | 4 | -33,334 | -11.35% | Q1 2026 | May 14, 2026 |
| Federation des caisses Desjardins du Quebec | History | Reduced | 103,178 | 6,913 | 0.02% | 0.05% | 5 | -118,327 | -53.42% | Q1 2026 | May 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 99,039 | 6,636 | 0.0% | 0.0% | 6 | +40,711 | 69.8% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 87,933 | 5,892 | 0.0% | 0.0% | 7 | -1,965 | -2.19% | Q1 2026 | May 05, 2026 |
| LPL Financial LLC | History | Reduced | 85,204 | 5,709 | 0.0% | 0.0% | 8 | -395 | -0.46% | Q1 2026 | May 06, 2026 |
| Banco Santander, S.A. | History | New | 77,716 | 5,207 | 0.04% | — | 9 | +77,716 | New | Q1 2026 | May 08, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 67,804 | 4,543 | 0.0% | 0.0% | 10 | +12,306 | 22.17% | Q1 2026 | May 14, 2026 |
| ICICI Prudential Asset Management Co Ltd | History | No change | 64,610 | 4,310 | 0.52% | 0.49% | 11 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Creative Planning | History | Added to | 58,027 | 3,888 | 0.0% | 0.0% | 12 | +313 | 0.54% | Q1 2026 | May 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 48,749 | 3,266 | 0.0% | 0.0% | 13 | +3,499 | 7.73% | Q1 2026 | May 11, 2026 |
| NORTHLAND SECURITIES, INC. | History | Added to | 48,730 | 3,265 | 3.11% | 2.9% | 14 | +1,994 | 4.27% | Q1 2026 | May 04, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 44,764 | 2,999 | 0.0% | 0.0% | 15 | +30,517 | 214.2% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 36,113 | 2,419 | 0.0% | 0.0% | 16 | -3,813 | -9.55% | Q1 2026 | May 04, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 34,921 | 2,340 | 0.0% | 0.0% | 17 | +23,185 | 197.55% | Q1 2026 | May 12, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 34,869 | 2,336 | 0.0% | 0.0% | 18 | -2,309 | -6.21% | Q1 2026 | Apr 27, 2026 |
| BESSEMER GROUP INC | History | Reduced | 34,732 | 2,327 | 0.0% | 0.0% | 19 | -6,710 | -16.19% | Q1 2026 | May 06, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 32,744 | 2,194 | 0.0% | 0.0% | 20 | -2,838 | -7.98% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 32,333 | 2,166 | 0.0% | 0.0% | 21 | -1,026 | -3.08% | Q1 2026 | Apr 27, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 26,120 | 1,750 | 0.0% | 0.0% | 22 | +551 | 2.15% | Q1 2026 | May 14, 2026 |
| Northstar Financial Companies, Inc. | History | Added to | 23,433 | 1,570 | 1.25% | 0.74% | 23 | +9,077 | 63.23% | Q1 2026 | May 05, 2026 |
| Independent Advisor Alliance | History | New | 22,046 | 1,477 | 0.02% | — | 24 | +22,046 | New | Q1 2026 | May 12, 2026 |
| JANE STREET GROUP, LLC | History | New | 19,127 | 1,281 | 0.0% | — | 25 | +19,127 | New | Q1 2026 | May 12, 2026 |
| Y.D. More Investments Ltd | History | New | 17,500 | 1,172 | 0.05% | — | 26 | +17,500 | New | Q1 2026 | May 04, 2026 |
| MGB Wealth Management, LLC | History | No change | 17,340 | 1,121 | 0.32% | 0.32% | 27 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Reduced | 16,046 | 1,075 | 0.02% | 0.02% | 28 | -168 | -1.04% | Q1 2026 | Apr 15, 2026 |
| HighTower Advisors, LLC | History | Added to | 15,423 | 1,033 | 0.0% | 0.0% | 29 | +659 | 4.46% | Q1 2026 | May 05, 2026 |
| PATRIOT INVESTMENT MANAGEMENT GROUP, INC. | History | No change | 15,371 | 1,030 | 0.07% | 0.06% | 30 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Clearstead Advisors, LLC | History | New | 14,048 | 941 | 0.01% | — | 31 | +14,048 | New | Q1 2026 | May 06, 2026 |
| McKinley Carter Wealth Services, Inc. | History | No change | 13,852 | 928 | 0.05% | 0.05% | 32 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| CALTON & ASSOCIATES, INC. | History | Added to | 11,937 | 799 | 0.11% | 0.11% | 33 | +150 | 1.27% | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 11,642 | 780 | 0.0% | 0.0% | 34 | +391 | 3.48% | Q1 2026 | May 15, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 11,329 | 759 | 0.0% | — | 35 | +11,329 | New | Q1 2026 | May 15, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 10,847 | 726 | 0.03% | 0.08% | 36 | -23,809 | -68.7% | Q1 2026 | May 14, 2026 |
| WealthBridge Capital Management, LLC | History | No change | 10,250 | 686 | 0.16% | 0.15% | 37 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Equitable Holdings, Inc. | History | No change | 10,091 | 652 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| FMR LLC | History | Reduced | 9,051 | 606 | 0.0% | 0.0% | 39 | -935 | -9.36% | Q1 2026 | May 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 8,851 | 588 | 0.0% | 0.0% | 40 | +1,085 | 13.97% | Q1 2026 | May 15, 2026 |
| Fortis Advisors, LLC | History | New | 8,413 | 563 | 0.28% | — | 41 | +8,413 | New | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Added to | 7,877 | 527 | 0.0% | 0.0% | 42 | +564 | 7.71% | Q1 2026 | May 13, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 7,347 | 492 | 0.09% | 0.08% | 43 | 0 | 0.0% | Q1 2026 | May 20, 2026 |
| Focus Financial Network, Inc. | History | No change | 6,598 | 442 | 0.02% | 0.01% | 44 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| CX Institutional | History | Added to | 6,384 | 428 | 0.01% | 0.01% | 45 | +3,463 | 118.56% | Q1 2026 | Apr 06, 2026 |
| LOM Asset Management Ltd | History | No change | 6,000 | 402 | 0.12% | 0.11% | 46 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 5,739 | 384 | 0.01% | 0.01% | 47 | -19 | -0.33% | Q1 2026 | Apr 27, 2026 |
| Financial Perspectives, Inc | History | New | 5,633 | 377 | 0.11% | — | 48 | +5,633 | New | Q1 2026 | May 11, 2026 |
| GTS SECURITIES LLC | History | Reduced | 5,506 | 368 | 0.01% | 0.02% | 49 | -5,209 | -48.61% | Q1 2026 | May 14, 2026 |
| BARCLAYS PLC | History | No change | 5,200 | 348 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Private Advisor Group, LLC | History | Added to | 5,005 | 335 | 0.0% | 0.0% | 51 | +101 | 2.06% | Q1 2026 | Apr 24, 2026 |
| Focus Partners Wealth | History | No change | 4,979 | 333 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 4,934 | 330 | 0.0% | 0.0% | 53 | +866 | 21.29% | Q1 2026 | May 15, 2026 |
| Affiance Financial, LLC | History | No change | 4,800 | 321 | 0.05% | 0.05% | 54 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 4,756 | 318 | 0.0% | 0.0% | 55 | -30 | -0.63% | Q1 2026 | May 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 4,738 | 317 | 0.0% | 0.0% | 56 | -1 | -0.02% | Q1 2026 | May 15, 2026 |
| Glassman Wealth Services | History | No change | 4,700 | 314 | 0.04% | 0.04% | 57 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 4,435 | 297 | 0.0% | 0.0% | 58 | +665 | 17.64% | Q1 2026 | May 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 4,315 | 289 | 0.0% | 0.0% | 59 | -1,079 | -20.0% | Q1 2026 | May 04, 2026 |
| BLUEDOOR PRIVATE WEALTH, LLC | History | No change | 4,275 | 286 | 0.13% | 0.13% | 60 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| KCM INVESTMENT ADVISORS LLC | History | Added to | 4,266 | 285 | 0.01% | 0.01% | 61 | +122 | 2.94% | Q1 2026 | May 15, 2026 |
| NTV ASSET MANAGEMENT LLC | History | New | 4,250 | 284 | 0.03% | — | 62 | +4,250 | New | Q1 2026 | Apr 28, 2026 |
| M&T BANK CORP | History | No change | 4,060 | 272 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| SILVIA MCCOLL WEALTH MANAGEMENT, LLC | History | No change | 4,000 | 268 | 0.18% | 0.17% | 64 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Ellis Investment Partners, LLC | History | No change | 3,983 | 266 | 0.05% | 0.04% | 65 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| LEAVELL INVESTMENT MANAGEMENT, INC. | History | Reduced | 3,715 | 248 | 0.01% | 0.01% | 66 | -186 | -4.77% | Q1 2026 | May 12, 2026 |
| CENTRAL VALLEY ADVISORS, LLC | History | Added to | 3,650 | 244 | 0.07% | 0.06% | 67 | +343 | 10.37% | Q1 2026 | Apr 09, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 3,488 | 234 | 0.0% | 0.0% | 69 | -1,650 | -32.11% | Q1 2026 | Apr 08, 2026 |
| MAI Capital Management | History | Reduced | 3,493 | 234 | 0.0% | 0.0% | 68 | -223 | -6.0% | Q1 2026 | May 15, 2026 |
| Intelligent Financial Strategies | History | Reduced | 3,481 | 233 | 0.12% | 0.12% | 70 | -235 | -6.32% | Q1 2026 | Apr 28, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 3,352 | 225 | 0.0% | 0.0% | 71 | -79 | -2.3% | Q1 2026 | Apr 30, 2026 |
| Stonehage Fleming Financial Services Holdings Ltd | History | No change | 3,368 | 225 | 0.01% | 0.01% | 72 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 3,229 | 216 | 0.0% | 0.0% | 73 | +900 | 38.64% | Q1 2026 | May 08, 2026 |
| Janney Montgomery Scott LLC | History | No change | 3,189 | 214 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Qube Research & Technologies Ltd | History | New | 3,122 | 209 | 0.0% | — | 75 | +3,122 | New | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 3,099 | 207 | 0.0% | 0.0% | 76 | -45 | -1.43% | Q1 2026 | May 13, 2026 |
| Curi Capital, LLC | History | New | 3,032 | 203 | 0.0% | — | 77 | +3,032 | New | Q1 2026 | May 15, 2026 |
| Opus Financial Solutions LLC | History | New | 3,014 | 201 | 0.19% | — | 79 | +3,014 | New | Q1 2026 | May 08, 2026 |
| Slow Capital, Inc. | History | Reduced | 3,013 | 201 | 0.03% | 0.03% | 78 | -443 | -12.82% | Q1 2026 | Apr 24, 2026 |
| Geneos Wealth Management Inc. | History | No change | 2,664 | 178 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| IFP Advisors, Inc | History | Reduced | 2,313 | 154 | 0.0% | 0.0% | 81 | -174 | -7.0% | Q1 2026 | Apr 13, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | New | 2,200 | 147 | 0.0% | — | 83 | +2,200 | New | Q1 2026 | May 04, 2026 |
| TD Waterhouse Canada Inc. | History | Reduced | 2,205 | 147 | 0.0% | 0.0% | 82 | -224 | -9.22% | Q1 2026 | May 12, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 2,187 | 146 | 0.0% | 0.0% | 84 | +923 | 73.02% | Q1 2026 | May 01, 2026 |
| Manchester Capital Management LLC | History | No change | 2,150 | 144 | 0.02% | 0.02% | 85 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Front Row Advisors LLC | History | Reduced | 1,894 | 126 | 0.04% | 0.04% | 86 | -142 | -6.97% | Q1 2026 | May 19, 2026 |
| Anchor Investment Management, LLC | History | No change | 1,435 | 96 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| AE Wealth Management LLC | History | Added to | 1,361 | 91 | 0.0% | 0.0% | 88 | +254 | 22.94% | Q1 2026 | May 13, 2026 |
| COMERICA BANK | History | No change | 1,118 | 72 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 972 | 65 | 0.0% | 0.0% | 90 | +84 | 9.46% | Q1 2026 | May 07, 2026 |
| Allworth Financial LP | History | Reduced | 937 | 62 | 0.0% | 0.0% | 91 | -166 | -15.05% | Q1 2026 | May 14, 2026 |
| Caitlin John, LLC | History | No change | 832 | 55 | 0.03% | 0.03% | 92 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 800 | 53 | 0.0% | 0.0% | 93 | -54 | -6.32% | Q1 2026 | May 13, 2026 |
| Triumph Capital Management | History | Reduced | 738 | 49 | 0.01% | 0.02% | 94 | -825 | -52.78% | Q1 2026 | May 13, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 664 | 44 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Parallel Advisors, LLC | History | Added to | 545 | 36 | 0.0% | 0.0% | 96 | +136 | 33.25% | Q1 2026 | May 07, 2026 |
| Advisory Services Network, LLC | History | New | 500 | 33 | 0.0% | — | 97 | +500 | New | Q1 2026 | May 15, 2026 |
| Richard Bernstein Advisors LLC | History | Reduced | 444 | 29 | 0.0% | 0.0% | 98 | -288 | -39.34% | Q1 2026 | Apr 22, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 414 | 27 | 0.0% | 0.0% | 99 | +109 | 35.74% | Q1 2026 | May 08, 2026 |
| Oakworth Capital, Inc. | History | No change | 400 | 26 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| CWM, LLC | History | Reduced | 380 | 25 | 0.0% | 0.0% | 101 | -125 | -24.75% | Q1 2026 | May 14, 2026 |
| Cornerstone Planning Group LLC | History | Added to | 284 | 19 | 0.0% | 0.0% | 102 | +1 | 0.35% | Q1 2026 | May 06, 2026 |
| Glen Eagle Advisors, LLC | History | Reduced | 280 | 18 | 0.0% | 0.01% | 103 | -420 | -60.0% | Q1 2026 | May 15, 2026 |
| Key FInancial Inc | History | New | 257 | 17 | 0.0% | — | 104 | +257 | New | Q1 2026 | Apr 24, 2026 |
| Capital Analysts, LLC | History | New | 220 | 15 | 0.0% | — | 105 | +220 | New | Q1 2026 | May 14, 2026 |
| Synergy Investment Management, LLC | History | New | 200 | 13 | 0.0% | — | 109 | +200 | New | Q1 2026 | May 14, 2026 |
| NBC SECURITIES, INC. | History | No change | 200 | 13 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Global Trust Asset Management, LLC | History | No change | 200 | 13 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Archer Investment Corp | History | No change | 198 | 13 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 186 | 12 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| AlphaCore Capital LLC | History | No change | 185 | 12 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SageView Advisory Group, LLC | History | No change | 186 | 12 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 172 | 11 | 0.0% | 0.0% | 113 | -13 | -7.03% | Q1 2026 | Apr 27, 2026 |
| NFSG Corp | History | No change | 175 | 11 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 160 | 10 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 153 | 9 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Plante Moran Financial Advisors, LLC | History | No change | 142 | 9 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Balentine LLC | History | No change | 117 | 7 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Rachor Investment Advisory Services, LLC | History | No change | 115 | 7 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| ASSETMARK, INC | History | New | 93 | 6 | 0.0% | — | 122 | +93 | New | Q1 2026 | May 06, 2026 |
| FAS Wealth Partners, Inc. | History | No change | 100 | 6 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Arlington Trust Co LLC | History | No change | 100 | 6 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| US BANCORP \DE\ | History | No change | 76 | 5 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Merkkuri Wealth Advisors LLC | History | New | 58 | 3 | 0.0% | — | 126 | +58 | New | Q1 2026 | Apr 21, 2026 |
| Quaker Wealth Management, LLC | History | No change | 57 | 3 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Blue Trust, Inc. | History | No change | 50 | 3 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Farther Finance Advisors, LLC | History | New | 23 | 1 | 0.0% | — | 128 | +23 | New | Q1 2026 | Apr 07, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 23 | 1 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| GRIMES & Co WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -38,526 | -100.0% | Q1 2026 | Apr 21, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -29,872 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Crescent Grove Advisors, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -20,700 | -100.0% | Q1 2026 | May 06, 2026 |
| Cresset Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,425 | -100.0% | Q1 2026 | May 15, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,927 | -100.0% | Q1 2026 | Apr 17, 2026 |
| Financial & Tax Architects, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -3,775 | -100.0% | Q1 2026 | Apr 23, 2026 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,151 | -100.0% | Q1 2026 | May 14, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -556 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Kohmann Bosshard Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -426 | -100.0% | Q1 2026 | May 01, 2026 |
| TCTC Holdings, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -312 | -100.0% | Q1 2026 | May 07, 2026 |
| Transamerica Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -178 | -100.0% | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -99 | -100.0% | Q1 2026 | May 15, 2026 |
| Laurel Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -60 | -100.0% | Q1 2026 | May 12, 2026 |
| Root Financial Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -39 | -100.0% | Q1 2026 | Apr 24, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Rossby Financial, LCC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |