Principal Exchange-Traded Funds - LCAP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | History | No change | 48,561,966 | 1,611,056 | 0.79% | 0.79% | 1 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 5,804,126 | 192,348 | 2.32% | 2.32% | 2 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 5,746,819 | 190,449 | 0.04% | 0.04% | 3 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| NewEdge Advisors, LLC | History | No change | 270,115 | 8,951 | 0.03% | 0.03% | 4 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 66,357 | 2,199 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 37,799 | 1,252 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 34,054 | 1,128 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 26,866 | 890 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Simplicity Wealth,LLC | History | No change | 16,397 | 543 | 0.02% | 0.02% | 9 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| JANE STREET GROUP, LLC | History | No change | 13,105 | 434 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 4,162 | 136 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 1,559 | 52 | 0.0% | 0.0% | 12 | -174 | -10.04% | Q3 2026 | Oct 08, 2026 |
| CITIGROUP INC | History | No change | 513 | 17 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 220 | 7 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Farther Finance Advisors, LLC | History | New | 194 | 6 | 0.0% | — | 15 | +194 | New | Q3 2026 | Oct 08, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 50 | 1 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |