Principal Exchange-Traded Funds - LCAP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | History | Added to | 4,819,169 | 139,707 | 2.05% | 1.34% | 1 | +1,879,888 | 63.96% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 4,784,973 | 138,716 | 0.04% | 0.03% | 2 | +1,854,428 | 63.28% | Q1 2026 | May 04, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 2,901,856 | 84,124 | 0.04% | 0.05% | 3 | -196,431 | -6.34% | Q1 2026 | May 04, 2026 |
| MORGAN STANLEY | History | Added to | 60,484 | 1,753 | 0.0% | 0.0% | 4 | +59,828 | 9120.12% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 33,173 | 961 | 0.0% | 0.0% | 5 | +20,528 | 162.34% | Q1 2026 | May 12, 2026 |
| Simplicity Wealth,LLC | History | Reduced | 15,744 | 456 | 0.03% | 0.03% | 6 | -50 | -0.32% | Q1 2026 | Apr 30, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,733 | 50 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Pinnacle Bancorp, Inc. | History | New | 170 | 4 | 0.0% | — | 8 | +170 | New | Q1 2026 | Apr 22, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -119 | -100.0% | Q1 2026 | May 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 25 | 0 | — | — | — | +25 | New | Q1 2026 | May 07, 2026 |