Principal Exchange-Traded Funds - LCAP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 48,561,966 | 1,611,056 | 0.79% | 0.04% | 1 | +45,660,110 | 1573.48% | Q2 2026 | Aug 04, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 5,804,126 | 192,348 | 2.32% | 2.05% | 2 | +984,957 | 20.44% | Q2 2026 | Aug 04, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 5,746,819 | 190,449 | 0.04% | 0.04% | 3 | +961,846 | 20.1% | Q2 2026 | Sep 23, 2026 |
| NewEdge Advisors, LLC | History | New | 270,115 | 8,951 | 0.03% | — | 4 | +270,115 | New | Q2 2026 | Aug 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | New | 66,357 | 2,199 | 0.0% | — | 5 | +66,357 | New | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | Reduced | 37,799 | 1,252 | 0.0% | 0.0% | 6 | -22,685 | -37.51% | Q2 2026 | Aug 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 34,054 | 1,128 | 0.0% | — | 7 | +34,054 | New | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | New | 26,866 | 890 | 0.0% | — | 8 | +26,866 | New | Q2 2026 | Aug 07, 2026 |
| Simplicity Wealth,LLC | History | Added to | 16,397 | 543 | 0.02% | 0.03% | 9 | +653 | 4.15% | Q2 2026 | Aug 06, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 13,105 | 434 | 0.0% | 0.0% | 10 | -20,068 | -60.49% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | New | 4,162 | 136 | 0.0% | — | 11 | +4,162 | New | Q2 2026 | Aug 12, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,733 | 57 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| CITIGROUP INC | History | New | 513 | 17 | 0.0% | — | 13 | +513 | New | Q2 2026 | Aug 03, 2026 |
| Pinnacle Bancorp, Inc. | History | Added to | 220 | 7 | 0.0% | 0.0% | 14 | +50 | 29.41% | Q2 2026 | Jul 28, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 50 | 1 | 0.0% | — | 15 | +25 | 100.0% | Q2 2026 | Aug 12, 2026 |