Lineage Cell Therapeutics, Inc. - LCTX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BROADWOOD CAPITAL INC | History | No change | 49,560,992 | 78,306 | 5.52% | 4.86% | 1 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| VANGUARD GROUP INC | History | No change | 9,644,276 | 16,105 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | New | 8,318,685 | 13,143 | 0.0% | — | 3 | +8,318,685 | New | Q1 2026 | May 15, 2026 |
| Defender Capital, LLC. | History | Reduced | 6,729,599 | 10,632 | 3.77% | 3.7% | 4 | -99,500 | -1.46% | Q1 2026 | Apr 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 5,561,374 | 8,786 | 0.0% | 0.0% | 5 | +3,450,955 | 163.52% | Q1 2026 | May 15, 2026 |
| RAFFLES ASSOCIATES LP | History | No change | 5,362,788 | 8,473 | 7.35% | 6.72% | 6 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| COMERICA BANK | History | No change | 4,600,000 | 7,682 | 0.03% | 0.03% | 7 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 4,600,000 | 7,268 | 0.01% | — | 8 | +4,600,000 | New | Q1 2026 | May 01, 2026 |
| BlackRock, Inc. | History | Added to | 3,864,757 | 6,106 | 0.0% | 0.0% | 9 | +30,644 | 0.8% | Q1 2026 | May 13, 2026 |
| ARMISTICE CAPITAL, LLC | History | New | 3,182,799 | 5,028 | 0.09% | — | 10 | +3,182,799 | New | Q1 2026 | May 15, 2026 |
| MARSHALL WACE, LLP | History | Added to | 3,065,033 | 4,842 | 0.0% | 0.0% | 11 | +1,702,972 | 125.03% | Q1 2026 | May 14, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 2,523,114 | 3,988 | 0.0% | 0.0% | 12 | +61,921 | 2.52% | Q1 2026 | May 15, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 2,125,100 | 3,357 | 0.01% | 0.01% | 13 | -279,700 | -11.63% | Q1 2026 | May 14, 2026 |
| MORGAN STANLEY | History | Reduced | 1,868,491 | 2,952 | 0.0% | 0.0% | 14 | -130,172 | -6.51% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 1,406,285 | 2,221 | 0.0% | 0.0% | 15 | +595,670 | 73.48% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 1,370,461 | 2,165 | 0.0% | 0.0% | 16 | +1,187,334 | 648.37% | Q1 2026 | May 05, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | New | 1,324,158 | 2,092 | 0.0% | — | 17 | +1,324,158 | New | Q1 2026 | May 08, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 1,169,427 | 1,847 | 0.0% | 0.0% | 18 | -269,319 | -18.72% | Q1 2026 | May 15, 2026 |
| STATE STREET CORP | History | Added to | 1,090,111 | 1,722 | 0.0% | 0.0% | 19 | +73,900 | 7.27% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 993,208 | 1,569 | 0.0% | 0.0% | 20 | -11,586 | -1.15% | Q1 2026 | May 12, 2026 |
| RED CRANE WEALTH MANAGEMENT, LLC | History | No change | 597,263 | 943 | 0.78% | 0.82% | 21 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| NORTHERN TRUST CORP | History | Added to | 499,127 | 788 | 0.0% | 0.0% | 22 | +19,854 | 4.14% | Q1 2026 | May 14, 2026 |
| SEI INVESTMENTS CO | History | Added to | 422,274 | 667 | 0.0% | 0.0% | 23 | +152,963 | 56.8% | Q1 2026 | May 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 419,355 | 662 | 0.0% | 0.0% | 24 | +221,506 | 111.96% | Q1 2026 | May 15, 2026 |
| BARCLAYS PLC | History | Added to | 393,309 | 621 | 0.0% | 0.0% | 25 | +44,799 | 12.85% | Q1 2026 | May 14, 2026 |
| Informed Momentum Co LLC | History | Reduced | 346,615 | 547 | 0.06% | 0.08% | 26 | -95,606 | -21.62% | Q1 2026 | May 13, 2026 |
| Point72 Asset Management, L.P. | History | Added to | 304,363 | 480 | 0.0% | 0.0% | 27 | +144,955 | 90.93% | Q1 2026 | May 15, 2026 |
| Qube Research & Technologies Ltd | History | Added to | 259,561 | 410 | 0.0% | 0.0% | 28 | +48,213 | 22.81% | Q1 2026 | May 15, 2026 |
| HRT FINANCIAL LP | History | New | 232,264 | 366 | 0.0% | — | 29 | +232,264 | New | Q1 2026 | May 14, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | No change | 221,000 | 349 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| McMillan Office, Inc. | History | No change | 216,000 | 341 | 0.04% | 0.04% | 31 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| FMR LLC | History | Added to | 193,308 | 305 | 0.0% | 0.0% | 32 | +1,348 | 0.7% | Q1 2026 | May 15, 2026 |
| Brevan Howard Capital Management LP | History | New | 186,794 | 295 | 0.0% | — | 33 | +186,794 | New | Q1 2026 | May 15, 2026 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 185,061 | 292 | 0.02% | 0.05% | 34 | -145,920 | -44.09% | Q1 2026 | May 08, 2026 |
| CITIGROUP INC | History | Added to | 175,078 | 276 | 0.0% | 0.0% | 35 | +104,340 | 147.5% | Q1 2026 | May 11, 2026 |
| Catalyst Funds Management Pty Ltd | History | Added to | 170,300 | 269 | 0.05% | 0.02% | 36 | +107,900 | 172.92% | Q1 2026 | May 11, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 166,248 | 262 | 0.0% | 0.0% | 37 | -367,504 | -68.85% | Q1 2026 | May 15, 2026 |
| Squarepoint Ops LLC | History | Added to | 143,190 | 226 | 0.0% | 0.0% | 38 | +78,081 | 119.92% | Q1 2026 | May 15, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 129,924 | 205 | 0.0% | 0.0% | 39 | +15 | 0.01% | Q1 2026 | May 15, 2026 |
| Jain Global LLC | History | Added to | 122,051 | 192 | 0.0% | 0.0% | 40 | +83,200 | 214.15% | Q1 2026 | May 15, 2026 |
| Hudson Bay Capital Management LP | History | Added to | 111,287 | 175 | 0.0% | 0.0% | 41 | +36,840 | 49.48% | Q1 2026 | May 13, 2026 |
| OMERS ADMINISTRATION Corp | History | Reduced | 109,000 | 172 | 0.0% | 0.0% | 42 | -174,200 | -61.51% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 102,828 | 162 | 0.0% | 0.0% | 43 | -1,439 | -1.38% | Q1 2026 | Apr 27, 2026 |
| Williams Jones Wealth Management, LLC. | History | No change | 101,300 | 160 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| HighTower Advisors, LLC | History | Added to | 99,870 | 157 | 0.0% | 0.0% | 45 | +1,500 | 1.52% | Q1 2026 | May 05, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 88,585 | 139 | 0.0% | 0.0% | 46 | -177,000 | -66.65% | Q1 2026 | May 15, 2026 |
| Vanguard Global Advisers, LLC | History | New | 85,795 | 135 | 0.0% | — | 48 | +85,795 | New | Q1 2026 | May 08, 2026 |
| Voleon Capital Management LP | History | Added to | 85,739 | 135 | 0.0% | 0.0% | 47 | +14,771 | 20.81% | Q1 2026 | May 15, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | Added to | 83,795 | 132 | 0.01% | 0.01% | 50 | +50,000 | 147.95% | Q1 2026 | Apr 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 83,984 | 132 | 0.0% | 0.0% | 49 | +3,799 | 4.74% | Q1 2026 | May 14, 2026 |
| Virtu Financial LLC | History | New | 63,807 | 101 | 0.0% | — | 51 | +63,807 | New | Q1 2026 | May 14, 2026 |
| SummitTX Capital, L.P. | History | Added to | 60,833 | 96 | 0.0% | 0.0% | 52 | +39,514 | 185.35% | Q1 2026 | May 15, 2026 |
| Diametric Capital, LP | History | New | 59,029 | 93 | 0.02% | — | 53 | +59,029 | New | Q1 2026 | May 15, 2026 |
| Schonfeld Strategic Advisors LLC | History | Added to | 48,017 | 75 | 0.0% | 0.0% | 54 | +34,699 | 260.54% | Q1 2026 | May 15, 2026 |
| CIBC WORLD MARKET INC. | History | No change | 47,050 | 74 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Beirne Wealth Consulting Services, LLC | History | No change | 45,000 | 71 | 0.02% | 0.02% | 56 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Jefferies Financial Group Inc. | History | Reduced | 44,192 | 69 | 0.0% | 0.0% | 57 | -14,898 | -25.21% | Q1 2026 | May 07, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 38,290 | 60 | 0.0% | 0.0% | 58 | -393 | -1.02% | Q1 2026 | May 15, 2026 |
| Jump Financial, LLC | History | New | 36,120 | 57 | 0.0% | — | 60 | +36,120 | New | Q1 2026 | May 14, 2026 |
| ORG Partners LLC | History | No change | 34,600 | 57 | 0.01% | 0.01% | 59 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 34,810 | 55 | 0.0% | 0.0% | 61 | +18,868 | 118.35% | Q1 2026 | May 12, 2026 |
| Rathbones Group PLC | History | No change | 35,000 | 55 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| XTX Topco Ltd | History | Reduced | 32,368 | 51 | 0.0% | 0.0% | 63 | -9,913 | -23.45% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 32,205 | 50 | 0.0% | 0.0% | 65 | +4,420 | 15.91% | Q1 2026 | May 06, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 30,012 | 50 | 0.0% | 0.0% | 64 | -12 | -0.04% | Q1 2026 | May 15, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 31,096 | 49 | 0.0% | 0.0% | 66 | -19,407 | -38.43% | Q1 2026 | May 13, 2026 |
| Ascentis Independent Advisors | History | New | 30,912 | 48 | 0.0% | — | 68 | +30,912 | New | Q1 2026 | Apr 28, 2026 |
| Mesirow Financial Investment Management, Inc. | History | New | 30,500 | 48 | 0.0% | — | 67 | +30,500 | New | Q1 2026 | Apr 21, 2026 |
| NINE MASTS CAPITAL Ltd | History | New | 29,194 | 46 | 0.01% | — | 69 | +29,194 | New | Q1 2026 | May 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 27,847 | 43 | 0.0% | 0.0% | 70 | +100 | 0.36% | Q1 2026 | Apr 30, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | Added to | 26,921 | 42 | 0.0% | 0.0% | 71 | +1,863 | 7.43% | Q1 2026 | May 15, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 23,187 | 36 | 0.0% | 0.0% | 73 | +3,716 | 19.08% | Q1 2026 | May 15, 2026 |
| Bank of New York Mellon Corp | History | No change | 23,213 | 36 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| PFG Investments, LLC | History | No change | 22,202 | 35 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| ExodusPoint Capital Management, LP | History | Reduced | 21,157 | 33 | 0.0% | 0.0% | 75 | -160,537 | -88.36% | Q1 2026 | May 14, 2026 |
| LMR Partners LLP | History | New | 21,160 | 33 | 0.0% | — | 76 | +21,160 | New | Q1 2026 | May 15, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Reduced | 20,390 | 32 | 0.0% | 0.01% | 77 | -3,208 | -13.59% | Q1 2026 | May 15, 2026 |
| ELCO Management Co., LLC | History | No change | 20,500 | 32 | 0.02% | 0.02% | 78 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Private Advisor Group, LLC | History | Reduced | 20,029 | 31 | 0.0% | 0.0% | 80 | -29 | -0.14% | Q1 2026 | Apr 24, 2026 |
| CHAPIN DAVIS, INC. | History | No change | 20,029 | 31 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Allegheny Financial Group | History | No change | 20,000 | 31 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| DEFINE FINANCIAL, LLC | History | No change | 20,000 | 31 | 0.02% | 0.02% | 82 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| GC Wealth Management RIA, LLC | History | No change | 18,714 | 29 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 17,937 | 28 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Quantessence Capital LLC | History | New | 16,281 | 25 | 0.12% | — | 88 | +16,281 | New | Q1 2026 | May 15, 2026 |
| Founders Capital Management | History | Added to | 16,000 | 25 | 0.01% | 0.01% | 86 | +4,000 | 33.33% | Q1 2026 | Apr 21, 2026 |
| MAI Capital Management | History | Reduced | 15,879 | 25 | 0.0% | 0.0% | 85 | -742 | -4.46% | Q1 2026 | May 15, 2026 |
| AssuredPartners Investment Advisors, LLC | History | No change | 16,500 | 25 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| CTC Alternative Strategies, Ltd. | History | New | 15,307 | 24 | 0.05% | — | 89 | +15,307 | New | Q1 2026 | May 21, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | New | 14,942 | 23 | 0.0% | — | 92 | +14,942 | New | Q1 2026 | May 15, 2026 |
| Elgethun Capital Management | History | No change | 15,000 | 23 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| SkyOak Wealth, LLC | History | No change | 15,000 | 23 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Creative Planning | History | Reduced | 13,685 | 21 | 0.0% | 0.0% | 93 | -4,522 | -24.84% | Q1 2026 | May 12, 2026 |
| STONERIDGE INVESTMENT PARTNERS LLC | History | No change | 12,540 | 20 | 0.01% | 0.01% | 94 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Lafayette Investments, Inc. | History | No change | 13,000 | 20 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Mariner, LLC | History | Reduced | 12,514 | 19 | 0.0% | 0.0% | 97 | -584 | -4.46% | Q1 2026 | May 13, 2026 |
| OXFORD FINANCIAL GROUP, LTD. LLC | History | No change | 12,630 | 19 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 11,800 | 19 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Piscataqua Savings Bank | History | No change | 12,499 | 19 | 0.01% | 0.01% | 99 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Farrow Financial, Inc. | History | No change | 11,500 | 18 | 0.01% | 0.01% | 100 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| SIMPLEX TRADING, LLC | History | New | 10,398 | 16 | 0.0% | — | 105 | +10,398 | New | Q1 2026 | May 14, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 10,944 | 16 | 0.0% | 0.0% | 101 | +1,560 | 16.62% | Q1 2026 | May 13, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 10,000 | 16 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| WoodTrust Financial Corp | History | No change | 10,000 | 16 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| LAZARI CAPITAL MANAGEMENT, INC. | History | No change | 10,500 | 16 | 0.01% | 0.01% | 104 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| SCOTIA CAPITAL INC. | History | Reduced | 10,000 | 15 | 0.0% | 0.0% | 106 | -16,750 | -62.62% | Q1 2026 | May 13, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | No change | 10,000 | 15 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Quadrant Private Wealth Management, LLC | History | No change | 10,000 | 15 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Beverly Hills Private Wealth, LLC | History | No change | 10,000 | 15 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | New | 9,379 | 14 | 0.0% | — | 110 | +9,379 | New | Q1 2026 | May 14, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 7,135 | 11 | 0.0% | 0.0% | 111 | -325 | -4.36% | Q1 2026 | Apr 27, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 5,309 | 8 | 0.0% | 0.0% | 112 | -198 | -3.6% | Q1 2026 | May 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 4,500 | 6 | 0.0% | 0.0% | 113 | +2,500 | 125.0% | Q1 2026 | May 15, 2026 |
| ALBION FINANCIAL GROUP /UT | History | No change | 3,043 | 4 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Pacifica Partners Inc. | History | No change | 2,926 | 4 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Sunbelt Securities, Inc. | History | New | 2,000 | 3 | 0.0% | — | 117 | +2,000 | New | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Reduced | 2,329 | 3 | 0.0% | 0.0% | 116 | -86 | -3.56% | Q1 2026 | May 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 1,300 | 2 | 0.0% | — | 123 | +1,300 | New | Q1 2026 | May 08, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,600 | 2 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 1,589 | 2 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| TRUST CO OF VERMONT | History | No change | 1,553 | 2 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,400 | 2 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 1,500 | 2 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 887 | 1 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 1,000 | 1 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Lighthouse Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -84,600 | -100.0% | Q1 2026 | May 14, 2026 |
| NWAM LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -62,131 | -100.0% | Q1 2026 | May 04, 2026 |
| Fort Sheridan Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -55,177 | -100.0% | Q1 2026 | May 06, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -30,632 | -100.0% | Q1 2026 | May 15, 2026 |
| IEQ CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,447 | -100.0% | Q1 2026 | May 14, 2026 |
| DLD Asset Management, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -20,000 | -100.0% | Q1 2026 | May 13, 2026 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,789 | -100.0% | Q1 2026 | Apr 16, 2026 |
| SPROTT INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2026 | May 08, 2026 |
| Federation des caisses Desjardins du Quebec | History | New | 500 | 0 | — | — | — | +500 | New | Q1 2026 | May 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 544 | 0 | — | — | — | +455 | 511.24% | Q1 2026 | Apr 07, 2026 |
| Western Wealth Management, LLC | History | New | 300 | 0 | — | — | — | +300 | New | Q1 2026 | May 19, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | — | — | -252 | -100.0% | Q1 2026 | May 08, 2026 |
| Smartleaf Asset Management LLC | History | New | 177 | 0 | — | — | — | +177 | New | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 408 | 0 | — | — | — | +172 | 72.88% | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | Added to | 128 | 0 | — | — | — | +100 | 357.14% | Q1 2026 | May 13, 2026 |
| Strategic Investment Solutions, Inc. /IL | History | Closed out | 0 | 0 | — | — | — | -44 | -100.0% | Q1 2026 | May 01, 2026 |
| True Wealth Design, LLC | History | Closed out | 0 | 0 | — | — | — | -5 | -100.0% | Q1 2026 | Apr 13, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 3 | 0 | — | — | — | +3 | New | Q1 2026 | May 11, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 29 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Allworth Financial LP | History | No change | 22 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Larson Financial Group LLC | History | No change | 150 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Rossby Financial, LCC | History | No change | 58 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |