Li Auto Inc. - LI
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 7,816,096 | 132,326 | 0.02% | 0.02% | 1 | +386,628 | 5.2% | Q4 2025 | Feb 17, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 7,441,839 | 125,990 | 0.2% | 0.27% | 2 | -689,800 | -8.48% | Q4 2025 | Feb 12, 2026 |
| Xiamen Xinweidachuang Investment Partnership (Limited Partnership) | History | No change | 4,926,165 | 83,399 | 100.0% | 100.0% | 3 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| MORGAN STANLEY | History | Added to | 2,915,832 | 49,365 | 0.0% | 0.0% | 4 | +914,941 | 45.73% | Q4 2025 | Feb 13, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 2,556,680 | 43,284 | 0.01% | 0.01% | 5 | -440,326 | -14.69% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 2,537,906 | 42,966 | 0.01% | 0.01% | 6 | -849,929 | -25.09% | Q4 2025 | Feb 12, 2026 |
| PEAK6 LLC | History | Added to | 2,453,584 | 41,539 | 0.08% | 0.04% | 7 | +1,453,662 | 145.38% | Q4 2025 | Mar 12, 2026 |
| Sculptor Capital LP | History | No change | 2,411,000 | 40,818 | 0.42% | 0.72% | 8 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Added to | 2,254,901 | 38,175 | 0.01% | 0.01% | 9 | +464,358 | 25.93% | Q4 2025 | Jan 29, 2026 |
| SIH Partners, LLLP | History | Added to | 2,199,063 | 37,230 | 0.71% | 0.56% | 10 | +1,426,745 | 184.74% | Q4 2025 | Feb 17, 2026 |
| Walleye Trading LLC | History | Reduced | 2,187,543 | 37,035 | 0.05% | 0.13% | 11 | -1,076,237 | -32.98% | Q4 2025 | Feb 13, 2026 |
| Squarepoint Ops LLC | History | Added to | 1,701,551 | 28,807 | 0.03% | 0.01% | 12 | +1,345,359 | 377.71% | Q4 2025 | Feb 13, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 1,555,392 | 26,332 | 0.01% | 0.02% | 13 | +199,776 | 14.74% | Q4 2025 | Feb 13, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 1,525,500 | 25,826 | 0.01% | 0.02% | 14 | -186,463 | -10.89% | Q4 2025 | Feb 11, 2026 |
| CITIGROUP INC | History | Added to | 1,417,667 | 24,001 | 0.01% | 0.01% | 15 | +230,928 | 19.46% | Q4 2025 | Feb 13, 2026 |
| IMC-Chicago, LLC | History | Reduced | 1,113,400 | 18,849 | 0.01% | 0.02% | 16 | -917,292 | -45.17% | Q4 2025 | Jan 29, 2026 |
| BlackRock, Inc. | History | Reduced | 826,194 | 13,987 | 0.0% | 0.0% | 17 | -61,394 | -6.92% | Q4 2025 | Feb 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 804,785 | 13,625 | 0.0% | 0.0% | 18 | +28,349 | 3.65% | Q4 2025 | Mar 25, 2026 |
| GROUP ONE TRADING LLC | History | Added to | 785,114 | 13,291 | 0.02% | 0.03% | 19 | +42,854 | 5.77% | Q4 2025 | Feb 12, 2026 |
| Walleye Capital LLC | History | Added to | 751,984 | 12,731 | 0.04% | 0.0% | 20 | +743,184 | 8445.27% | Q4 2025 | Feb 13, 2026 |
| HSBC HOLDINGS PLC | History | Added to | 727,702 | 12,258 | 0.01% | 0.0% | 21 | +630,516 | 648.77% | Q4 2025 | Mar 20, 2026 |
| Maxi Investments CY Ltd | History | No change | 633,000 | 10,717 | 1.95% | 3.34% | 22 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Verition Fund Management LLC | History | Added to | 617,239 | 10,449 | 0.04% | 0.05% | 23 | +159,366 | 34.81% | Q4 2025 | Feb 13, 2026 |
| Legal & General Group Plc | History | Reduced | 573,032 | 9,704 | 0.0% | 0.0% | 24 | -16,853 | -2.86% | Q4 2025 | Feb 09, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 560,000 | 9,480 | 0.01% | 0.0% | 25 | +398,000 | 245.68% | Q4 2025 | Feb 17, 2026 |
| BARCLAYS PLC | History | Added to | 536,718 | 9,086 | 0.0% | 0.0% | 26 | +331,118 | 161.05% | Q4 2025 | Feb 13, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 521,543 | 8,829 | 0.0% | 0.0% | 27 | +457,342 | 712.36% | Q4 2025 | Feb 10, 2026 |
| SG Americas Securities, LLC | History | Added to | 932,125 | 8,528 | 0.01% | 0.01% | 28 | +261,389 | 38.97% | Q4 2025 | Jan 09, 2026 |
| CMT Capital Markets Trading GmbH | History | Added to | 468,730 | 7,936 | 0.07% | 0.1% | 29 | +45,150 | 10.66% | Q4 2025 | Feb 20, 2026 |
| STATE STREET CORP | History | Added to | 435,232 | 7,368 | 0.0% | 0.0% | 30 | +75,648 | 21.04% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 419,429 | 7,100 | 0.0% | 0.0% | 31 | -188,949 | -31.06% | Q4 2025 | Feb 17, 2026 |
| CREDIT AGRICOLE S A | History | Added to | 386,710 | 6,547 | 0.01% | 0.01% | 32 | +187,231 | 93.86% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 382,423 | 6,474 | 0.0% | 0.0% | 33 | +366,852 | 2356.0% | Q4 2025 | Feb 11, 2026 |
| Point72 Asset Management, L.P. | History | Added to | 362,200 | 6,132 | 0.01% | 0.01% | 34 | +98,500 | 37.35% | Q4 2025 | Feb 17, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Added to | 355,600 | 6,020 | 0.01% | 0.0% | 35 | +218,400 | 159.18% | Q4 2025 | Feb 17, 2026 |
| Qube Research & Technologies Ltd | History | Added to | 326,200 | 5,522 | 0.01% | 0.0% | 36 | +298,400 | 1073.38% | Q4 2025 | Feb 17, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 321,035 | 5,435 | 0.0% | 0.0% | 37 | +134,251 | 71.88% | Q4 2025 | Feb 17, 2026 |
| HRT FINANCIAL LP | History | Added to | 294,892 | 4,991 | 0.02% | 0.01% | 38 | +213,929 | 264.23% | Q4 2025 | Feb 12, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 268,670 | 4,548 | 0.0% | 0.0% | 39 | -2,498 | -0.92% | Q4 2025 | Feb 12, 2026 |
| CREDIT INDUSTRIEL ET COMMERCIAL | History | Added to | 223,835 | 3,789 | 0.29% | 0.03% | 40 | +207,349 | 1257.73% | Q4 2025 | Feb 03, 2026 |
| Capital Markets Trading UK LLP | History | Reduced | 187,563 | 3,175 | 0.05% | 0.18% | 41 | -305,737 | -61.98% | Q4 2025 | Feb 20, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 175,379 | 2,969 | 0.0% | 0.0% | 42 | -1,286 | -0.73% | Q4 2025 | Feb 09, 2026 |
| Invesco Ltd. | History | Reduced | 152,244 | 2,577 | 0.0% | 0.0% | 43 | -6,457 | -4.07% | Q4 2025 | Feb 19, 2026 |
| DekaBank Deutsche Girozentrale | History | No change | 76,450 | 2,508 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| VAN ECK ASSOCIATES CORP | History | Added to | 146,949 | 2,488 | 0.0% | 0.0% | 45 | +4,183 | 2.93% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 137,035 | 2,320 | 0.0% | — | 46 | +137,035 | New | Q4 2025 | Feb 17, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 134,596 | 2,278 | 0.0% | 0.0% | 47 | -264,570 | -66.28% | Q4 2025 | Feb 17, 2026 |
| Nuveen, LLC | History | No change | 104,343 | 1,766 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | No change | 100,700 | 1,704 | 0.01% | 0.02% | 49 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Optiver Holding B.V. | History | New | 93,613 | 1,616 | 0.0% | — | 50 | +93,613 | New | Q4 2025 | Feb 17, 2026 |
| Mitsubishi UFJ Asset Management Co., Ltd. | History | Added to | 92,756 | 1,600 | 0.0% | 0.0% | 51 | +32,212 | 53.2% | Q4 2025 | Feb 03, 2026 |
| Vontobel Holding Ltd. | History | Added to | 79,297 | 1,342 | 0.0% | 0.0% | 52 | +64,959 | 453.05% | Q4 2025 | Feb 13, 2026 |
| Quantinno Capital Management LP | History | Added to | 73,935 | 1,251 | 0.0% | 0.0% | 53 | +34,807 | 88.96% | Q4 2025 | Feb 17, 2026 |
| IQ EQ FUND MANAGEMENT (IRELAND) Ltd | History | New | 69,273 | 1,172 | 0.08% | — | 54 | +69,273 | New | Q4 2025 | Feb 12, 2026 |
| XY Capital Ltd | History | Reduced | 68,881 | 1,166 | 0.73% | 1.26% | 55 | -25,540 | -27.05% | Q4 2025 | Feb 12, 2026 |
| PROFUND ADVISORS LLC | History | Reduced | 67,217 | 1,137 | 0.03% | 0.06% | 56 | -8,385 | -11.09% | Q4 2025 | Feb 06, 2026 |
| FMR LLC | History | Added to | 64,126 | 1,085 | 0.0% | 0.0% | 57 | +26,273 | 69.41% | Q4 2025 | Feb 17, 2026 |
| Symmetry Investments LP | History | New | 57,340 | 970 | 0.08% | — | 58 | +57,340 | New | Q4 2025 | Feb 17, 2026 |
| Marex Group plc | History | Added to | 53,651 | 908 | 0.01% | 0.0% | 59 | +37,486 | 231.9% | Q4 2025 | Feb 12, 2026 |
| PING CAPITAL MANAGEMENT, INC. | History | New | 45,000 | 761 | 0.22% | — | 60 | +45,000 | New | Q4 2025 | Feb 02, 2026 |
| Tidal Investments LLC | History | Reduced | 42,659 | 722 | 0.0% | 0.01% | 61 | -58,219 | -57.71% | Q4 2025 | Feb 13, 2026 |
| KBC Group NV | History | Reduced | 41,275 | 699 | 0.0% | 0.0% | 62 | -532 | -1.27% | Q4 2025 | Jan 26, 2026 |
| Advisors Preferred, LLC | History | New | 38,847 | 670 | 0.11% | — | 63 | +38,847 | New | Q4 2025 | Feb 02, 2026 |
| VICTORY FINANCIAL GROUP, LLC | History | New | 37,677 | 637 | 0.08% | — | 64 | +37,677 | New | Q4 2025 | Jan 15, 2026 |
| Aberdeen Group plc | History | Added to | 37,624 | 636 | 0.0% | 0.0% | 65 | +8,782 | 30.45% | Q4 2025 | Jan 16, 2026 |
| Leonteq Securities AG | History | Added to | 35,921 | 608 | 0.02% | 0.02% | 66 | +15,538 | 76.23% | Q4 2025 | Feb 06, 2026 |
| Vident Advisory, LLC | History | Added to | 33,313 | 563 | 0.01% | 0.01% | 67 | +5,793 | 21.05% | Q4 2025 | Feb 18, 2026 |
| Crossmark Global Holdings, Inc. | History | Reduced | 31,581 | 534 | 0.01% | 0.01% | 68 | -157 | -0.49% | Q4 2025 | Feb 03, 2026 |
| Schonfeld Strategic Advisors LLC | History | New | 30,725 | 520 | 0.0% | — | 69 | +30,725 | New | Q4 2025 | Feb 17, 2026 |
| Persistent Asset Partners Ltd | History | New | 30,000 | 507 | 0.23% | — | 70 | +30,000 | New | Q4 2025 | Feb 17, 2026 |
| MACQUARIE GROUP LTD | History | Added to | 28,726 | 486 | 0.0% | 0.0% | 71 | +3,724 | 14.89% | Q4 2025 | Feb 13, 2026 |
| Ovata Capital Management Ltd | History | No change | 29,000 | 483 | 0.06% | 0.15% | 72 | 0 | 0.0% | Q4 2025 | Mar 03, 2026 |
| Virtu Financial LLC | History | New | 28,298 | 479 | 0.02% | — | 73 | +28,298 | New | Q4 2025 | Feb 23, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | Added to | 27,113 | 459 | 0.0% | 0.01% | 74 | +1,121 | 4.31% | Q4 2025 | Feb 13, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 26,996 | 457 | 0.01% | 0.01% | 75 | +1,624 | 6.4% | Q4 2025 | Feb 12, 2026 |
| EDMOND DE ROTHSCHILD HOLDING S.A. | History | No change | 26,814 | 453 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Abacus Wealth Partners, LLC | History | New | 24,702 | 418 | 0.04% | — | 77 | +24,702 | New | Q4 2025 | Feb 05, 2026 |
| Laird Norton Wetherby Trust Company, LLC | History | New | 24,686 | 417 | 0.01% | — | 78 | +24,686 | New | Q4 2025 | Feb 17, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 22,495 | 380 | 0.0% | 0.0% | 79 | +108 | 0.48% | Q4 2025 | Jan 26, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 21,421 | 362 | 0.0% | 0.0% | 80 | -16,600 | -43.66% | Q4 2025 | Feb 18, 2026 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Added to | 21,105 | 357 | 0.0% | 0.0% | 81 | +1,167 | 5.85% | Q4 2025 | Jan 27, 2026 |
| Corient Private Wealth LLC | History | Added to | 21,048 | 356 | 0.0% | 0.0% | 82 | +8,666 | 69.99% | Q4 2025 | Mar 09, 2026 |
| Parallax Volatility Advisers, L.P. | History | New | 20,000 | 338 | 0.0% | — | 83 | +20,000 | New | Q4 2025 | Feb 17, 2026 |
| ExodusPoint Capital Management, LP | History | New | 18,859 | 319 | 0.0% | — | 84 | +18,859 | New | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 17,350 | 293 | 0.0% | 0.0% | 85 | -200 | -1.14% | Q4 2025 | Feb 13, 2026 |
| Polymer Capital Management (HK) LTD | History | Reduced | 16,500 | 279 | 0.04% | 0.35% | 86 | -83,960 | -83.58% | Q4 2025 | Feb 13, 2026 |
| Ethic Inc. | History | Reduced | 15,868 | 268 | 0.0% | 0.01% | 87 | -6,780 | -29.94% | Q4 2025 | Feb 03, 2026 |
| Ballentine Partners, LLC | History | Added to | 13,786 | 233 | 0.0% | 0.0% | 88 | +1,208 | 9.6% | Q4 2025 | Feb 03, 2026 |
| Brooklyn Investment Group | History | New | 13,052 | 223 | 0.01% | — | 89 | +13,052 | New | Q4 2025 | Feb 12, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 12,296 | 208 | 0.0% | 0.0% | 90 | -11,641 | -48.63% | Q4 2025 | Feb 11, 2026 |
| Sequoia Financial Advisors, LLC | History | New | 11,866 | 200 | 0.0% | — | 91 | +11,866 | New | Q4 2025 | Feb 03, 2026 |
| Empowered Funds, LLC | History | New | 11,630 | 196 | 0.0% | — | 92 | +11,630 | New | Q4 2025 | Feb 18, 2026 |
| Pinpoint Asset Management (Singapore) Pte. Ltd. | History | New | 11,400 | 193 | 0.04% | — | 93 | +11,400 | New | Q4 2025 | Feb 13, 2026 |
| Creative Planning | History | Reduced | 11,253 | 190 | 0.0% | 0.0% | 94 | -7,064 | -38.57% | Q4 2025 | Feb 17, 2026 |
| QRG CAPITAL MANAGEMENT, INC. | History | Added to | 10,709 | 181 | 0.0% | 0.0% | 95 | +168 | 1.59% | Q4 2025 | Feb 02, 2026 |
| Alpine Global Management, LLC | History | New | 10,320 | 174 | 0.04% | — | 96 | +10,320 | New | Q4 2025 | Feb 26, 2026 |
| Mariner, LLC | History | Reduced | 10,106 | 171 | 0.0% | 0.0% | 97 | -2,107 | -17.25% | Q4 2025 | Feb 13, 2026 |
| Tuttle Capital Management, LLC | History | New | 10,044 | 170 | 0.38% | — | 98 | +10,044 | New | Q4 2025 | Jan 08, 2026 |
| China Universal Asset Management Co., Ltd. | History | Reduced | 10,000 | 169 | 0.01% | 0.06% | 99 | -20,000 | -66.67% | Q4 2025 | Jan 29, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | Reduced | 9,629 | 163 | 0.0% | 0.0% | 100 | -420 | -4.18% | Q4 2025 | Feb 09, 2026 |
| Twin Lakes Capital Management, LLC | History | No change | 9,384 | 158 | 0.07% | 0.11% | 101 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 7,527 | 127 | 0.0% | 0.0% | 102 | -2,759 | -26.82% | Q4 2025 | Feb 06, 2026 |
| US BANCORP \DE\ | History | Reduced | 7,228 | 122 | 0.0% | 0.0% | 103 | -2,755 | -27.6% | Q4 2025 | Jan 30, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 6,983 | 118 | 0.0% | 0.0% | 104 | -2,352 | -25.2% | Q4 2025 | Jan 20, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 6,886 | 116 | 0.0% | 0.01% | 105 | -225,349 | -97.03% | Q4 2025 | Feb 17, 2026 |
| JTC Employer Solutions Trustee Ltd | History | No change | 5,580 | 94 | 0.01% | 0.01% | 106 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| NewEdge Advisors, LLC | History | No change | 5,100 | 86 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| DV EQUITIES, LLC | History | New | 4,228 | 71 | 0.01% | — | 108 | +4,228 | New | Q4 2025 | Feb 17, 2026 |
| Mizuho Securities Co. Ltd. | History | No change | 3,950 | 66 | 0.88% | 0.69% | 109 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | Reduced | 3,742 | 63 | 0.0% | 0.01% | 110 | -415,588 | -99.11% | Q4 2025 | Feb 17, 2026 |
| Daiwa Securities Group Inc. | History | No change | 3,500 | 59 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 3,049 | 51 | 0.0% | 0.0% | 112 | -1,393 | -31.36% | Q4 2025 | Feb 13, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 2,955 | 50 | 0.0% | 0.0% | 113 | -264 | -8.2% | Q4 2025 | Feb 13, 2026 |
| CX Institutional | History | Added to | 2,948 | 50 | 0.0% | 0.0% | 114 | +17 | 0.58% | Q4 2025 | Feb 02, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | Reduced | 2,440 | 41 | 0.0% | 0.04% | 115 | -45,696 | -94.93% | Q4 2025 | Feb 13, 2026 |
| Banque Cantonale Vaudoise | History | Reduced | 2,311 | 39 | 0.0% | 0.0% | 116 | -238 | -9.34% | Q4 2025 | Feb 06, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 1,720 | 29 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 1,674 | 28 | 0.0% | 0.0% | 118 | +1,268 | 312.32% | Q4 2025 | Jan 23, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 1,601 | 27 | 0.0% | 0.0% | 119 | -200 | -11.1% | Q4 2025 | Feb 03, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 1,461 | 24 | 0.0% | 0.0% | 120 | -3,806 | -72.26% | Q4 2025 | Feb 17, 2026 |
| Parallel Advisors, LLC | History | Reduced | 1,414 | 23 | 0.0% | 0.0% | 121 | -2,985 | -67.86% | Q4 2025 | Feb 11, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 1,100 | 18 | 0.0% | 0.0% | 123 | -199 | -15.32% | Q4 2025 | Mar 16, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 1,116 | 18 | 0.0% | 0.0% | 122 | +159 | 16.61% | Q4 2025 | Feb 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 980 | 16 | 0.0% | 0.0% | 124 | +298 | 43.7% | Q4 2025 | Feb 10, 2026 |
| Arax Advisory Partners | History | Added to | 887 | 15 | 0.0% | 0.0% | 125 | +809 | 1037.18% | Q4 2025 | Feb 13, 2026 |
| CWM, LLC | History | Reduced | 795 | 13 | 0.0% | 0.0% | 126 | -506 | -38.89% | Q4 2025 | Jan 26, 2026 |
| Compagnie Lombard Odier SCmA | History | No change | 650 | 11 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Strategic Advocates LLC | History | No change | 602 | 10 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Bell Investment Advisors, Inc | History | Added to | 542 | 9 | 0.0% | 0.0% | 129 | +394 | 266.22% | Q4 2025 | Feb 24, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 518 | 8 | 0.0% | 0.0% | 131 | -881 | -62.97% | Q4 2025 | Feb 17, 2026 |
| Purpose Unlimited Inc. | History | New | 525 | 8 | 0.0% | — | 133 | +525 | New | Q4 2025 | Mar 20, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 473 | 8 | 0.0% | 0.0% | 130 | +13 | 2.83% | Q4 2025 | Feb 17, 2026 |
| Westfuller Advisors, LLC | History | No change | 519 | 8 | 0.0% | 0.01% | 132 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Rakuten Securities, Inc. | History | Reduced | 455 | 7 | 0.0% | 0.01% | 137 | -1,146 | -71.58% | Q4 2025 | Jan 29, 2026 |
| Westside Investment Management, Inc. | History | Reduced | 454 | 7 | 0.0% | 0.0% | 135 | -454 | -50.0% | Q4 2025 | Jan 23, 2026 |
| Allworth Financial LP | History | New | 452 | 7 | 0.0% | — | 136 | +452 | New | Q4 2025 | Feb 05, 2026 |
| ASSETMARK, INC | History | Added to | 426 | 7 | 0.0% | 0.0% | 134 | +188 | 78.99% | Q4 2025 | Jan 23, 2026 |
| BFSG, LLC | History | No change | 300 | 5 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | New | 240 | 4 | 0.0% | — | 139 | +240 | New | Q4 2025 | Feb 12, 2026 |
| MAI Capital Management | History | Reduced | 294 | 4 | 0.0% | 0.0% | 140 | -120 | -28.99% | Q4 2025 | Feb 13, 2026 |
| JFS WEALTH ADVISORS, LLC | History | Added to | 272 | 4 | 0.0% | 0.0% | 141 | +63 | 30.14% | Q4 2025 | Jan 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 275 | 4 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| TSFG, LLC | History | No change | 224 | 4 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| MASECO LLP | History | No change | 243 | 4 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Elequin Capital, LP | History | New | 200 | 3 | 0.0% | — | 147 | +200 | New | Q4 2025 | Feb 17, 2026 |
| Global Retirement Partners, LLC | History | Added to | 190 | 3 | 0.0% | 0.0% | 146 | +95 | 100.0% | Q4 2025 | Feb 06, 2026 |
| IFP Advisors, Inc | History | No change | 230 | 3 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | History | New | 125 | 2 | 0.0% | — | 148 | +125 | New | Q4 2025 | Feb 11, 2026 |
| DEUTSCHE BANK AG\ | History | Reduced | 155 | 2 | 0.0% | 0.0% | 149 | -17 | -9.88% | Q4 2025 | Feb 11, 2026 |
| WealthCollab, LLC | History | Reduced | 60 | 1 | 0.0% | 0.01% | 156 | -376 | -86.24% | Q4 2025 | Jan 27, 2026 |
| Blue Trust, Inc. | History | Reduced | 63 | 1 | 0.0% | 0.0% | 153 | -113 | -64.2% | Q4 2025 | Jan 16, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 112 | 1 | 0.0% | — | 150 | +112 | New | Q4 2025 | Feb 13, 2026 |
| Larson Financial Group LLC | History | New | 100 | 1 | 0.0% | — | 151 | +100 | New | Q4 2025 | Feb 06, 2026 |
| Bayforest Capital Ltd | History | New | 67 | 1 | 0.0% | — | 157 | +67 | New | Q4 2025 | Jan 27, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 96 | 1 | 0.0% | 0.0% | 155 | +14 | 17.07% | Q4 2025 | Feb 13, 2026 |
| True Wealth Design, LLC | History | Reduced | 80 | 1 | 0.0% | 0.0% | 154 | -10 | -11.11% | Q4 2025 | Jan 08, 2026 |
| Scarborough Advisors, LLC | History | No change | 60 | 1 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| BRILLIANCE ASSET MANAGEMENT LTD | History | Closed out | 0 | 0 | — | 24.08% | — | -1,781,895 | -100.0% | Q3 2025 | Nov 12, 2025 |
| RWC ASSET ADVISORS (US) LLC | History | Closed out | 0 | 0 | — | 6.8% | — | -1,638,544 | -100.0% | Q3 2025 | Oct 27, 2025 |
| Ghisallo Capital Management LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -400,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| RWC Asset Management LLP | History | Closed out | 0 | 0 | — | 0.44% | — | -359,124 | -100.0% | Q3 2025 | Oct 27, 2025 |
| LMR Partners LLP | History | Closed out | 0 | 0 | — | 0.04% | — | -324,500 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Man Group plc | History | Closed out | 0 | 0 | — | 0.01% | — | -323,405 | -100.0% | Q3 2025 | Nov 14, 2025 |
| DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. | History | Closed out | 0 | 0 | — | 0.49% | — | -185,300 | -100.0% | Q3 2025 | Nov 13, 2025 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -114,570 | -100.0% | Q3 2025 | Nov 13, 2025 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | 0.0% | — | -92,718 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Amundi | History | Closed out | 0 | 0 | — | 0.0% | — | -69,431 | -100.0% | Q3 2025 | Nov 14, 2025 |
| NINE MASTS CAPITAL Ltd | History | Closed out | 0 | 0 | — | 0.74% | — | -69,296 | -100.0% | Q3 2025 | Nov 13, 2025 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -68,879 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SK Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.4% | — | -45,500 | -100.0% | Q3 2025 | Oct 10, 2025 |
| ABC ARBITRAGE SA | History | Closed out | 0 | 0 | — | 0.09% | — | -34,145 | -100.0% | Q3 2025 | Nov 06, 2025 |
| DRW Securities, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -33,998 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BNP Paribas Asset Management Holding S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -18,848 | -100.0% | Q3 2025 | Nov 07, 2025 |
| DARK FOREST CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.02% | — | -15,771 | -100.0% | Q3 2025 | Nov 17, 2025 |
| B. Metzler seel. Sohn & Co. AG | History | Closed out | 0 | 0 | — | 0.0% | — | -15,296 | -100.0% | Q3 2025 | Nov 13, 2025 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -12,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Central Asset Investments & Management Holdings (HK) Ltd | History | Closed out | 0 | 0 | — | 0.18% | — | -12,000 | -100.0% | Q3 2025 | Nov 17, 2025 |
| Vise Technologies, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,974 | -100.0% | Q3 2025 | Nov 13, 2025 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,773 | -100.0% | Q3 2025 | Nov 12, 2025 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -10,687 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GFG Capital, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -9,895 | -100.0% | Q3 2025 | Oct 07, 2025 |
| Modern Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,839 | -100.0% | Q3 2025 | Nov 12, 2025 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -9,675 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Compound Planning, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -9,568 | -100.0% | Q3 2025 | Nov 10, 2025 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -8,945 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CHESAPEAKE CAPITAL CORP /IL/ | History | Closed out | 0 | 0 | — | 0.2% | — | -8,944 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Limestone Investment Advisors LP | History | Closed out | 0 | 0 | — | 0.02% | — | -8,742 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Cerity Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,735 | -100.0% | Q3 2025 | Oct 22, 2025 |
| OMERS ADMINISTRATION Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -8,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Groupe la Francaise | History | Closed out | 0 | 0 | — | 0.0% | — | -1,440 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -856 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Atlantic Union Bankshares Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -750 | -100.0% | Q3 2025 | Nov 04, 2025 |
| NISA INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -375 | -100.0% | Q3 2025 | Oct 23, 2025 |
| ROTHSCHILD INVESTMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -310 | -100.0% | Q3 2025 | Nov 07, 2025 |
| ST GERMAIN D J CO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -270 | -100.0% | Q3 2025 | Oct 07, 2025 |
| HIGHLINE WEALTH PARTNERS LLC | History | Reduced | 47 | 0 | — | 0.0% | — | -218 | -82.26% | Q4 2025 | Jan 15, 2026 |
| CoreCap Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2025 | Oct 22, 2025 |
| United Financial Planning Group LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -125 | -100.0% | Q3 2025 | Nov 13, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -61 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Parkside Financial Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -59 | -100.0% | Q3 2025 | Oct 30, 2025 |
| BAILLIE GIFFORD & CO | History | Reduced | 53 | 0 | — | 0.0% | — | -48 | -47.52% | Q4 2025 | Jan 23, 2026 |
| DV Trading LLC | History | New | 43 | 0 | — | — | — | +43 | New | Q4 2025 | Feb 17, 2026 |
| Physician Wealth Advisors, Inc. | History | New | 43 | 0 | — | — | — | +43 | New | Q4 2025 | Jan 29, 2026 |
| Caitong International Asset Management Co., Ltd | History | Closed out | 0 | 0 | — | — | — | -38 | -100.0% | Q3 2025 | Nov 19, 2025 |
| Triumph Capital Management | History | New | 35 | 0 | — | — | — | +35 | New | Q4 2025 | Feb 12, 2026 |
| Ares Financial Consulting, LLC | History | New | 35 | 0 | — | — | — | +35 | New | Q4 2025 | Jan 30, 2026 |
| FINANCIAL CONSULATE, INC | History | New | 33 | 0 | — | — | — | +33 | New | Q4 2025 | Jan 22, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | — | — | -15 | -100.0% | Q3 2025 | Oct 09, 2025 |
| Tradewinds Capital Management, LLC | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Clearstead Advisors, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Vermillion & White Wealth Management Group, LLC | History | No change | 30 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Abound Wealth Management | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Financial Perspectives, Inc | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Rossby Financial, LCC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |