Little Harbor Advisors, LLC - LODI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SUN LIFE FINANCIAL INC | History | No change | 2,000,000 | 50,370 | 2.58% | 2.58% | 1 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LPL Financial LLC | History | Added to | 692,717 | 17,234 | 0.0% | 0.0% | 2 | +112,185 | 19.32% | Q3 2026 | Nov 06, 2026 |
| Spartan Wealth Advisory Services LLC | History | No change | 261,316 | 6,581 | 0.54% | 0.54% | 3 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| HighPoint Advisor Group LLC | History | New | 235,569 | 5,860 | 0.2% | — | 4 | +235,569 | New | Q3 2026 | Nov 09, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 88,027 | 2,190 | 0.04% | 0.03% | 5 | +34,020 | 62.99% | Q3 2026 | Oct 13, 2026 |
| Sanctuary Advisors, LLC | History | No change | 74,508 | 1,876 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Grantvest Financial Group LLC | History | Added to | 47,905 | 1,191 | 0.69% | 0.68% | 7 | +1,278 | 2.74% | Q3 2026 | Oct 21, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 44,938 | 1,118 | 0.0% | 0.0% | 8 | +23,174 | 106.48% | Q3 2026 | Nov 02, 2026 |
| Waverly Advisors, LLC | History | No change | 40,900 | 1,030 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | Added to | 34,233 | 851 | 0.0% | 0.0% | 10 | +15,100 | 78.92% | Q3 2026 | Nov 10, 2026 |
| Global Retirement Partners, LLC | History | New | 17,658 | 439 | 0.01% | — | 11 | +17,658 | New | Q3 2026 | Nov 10, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 17,307 | 435 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 15,626 | 388 | 0.0% | 0.0% | 13 | +6,930 | 79.69% | Q3 2026 | Nov 06, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 13,042 | 324 | 0.0% | 0.0% | 14 | +2,042 | 18.56% | Q3 2026 | Nov 02, 2026 |
| Claro Advisors Inc. | History | New | 11,812 | 293 | 0.03% | — | 15 | +11,812 | New | Q3 2026 | Nov 02, 2026 |
| World Investment Advisors | History | No change | 10,492 | 265 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Stirlingshire Investments, Inc. | History | Added to | 9,887 | 247 | 0.17% | 0.17% | 17 | +755 | 8.27% | Q3 2026 | Nov 05, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 9,506 | 239 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Advisors Asset Management, Inc. | History | No change | 1,121 | 27 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |
| UBS Group AG | History | New | 380 | 9 | 0.0% | — | 20 | +380 | New | Q3 2026 | Nov 10, 2026 |
| GUIDANCE CAPITAL, INC | History | Closed out | 0 | 0 | — | 0.08% | — | -15,713 | -100.0% | Q3 2026 | Nov 03, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,149 | -100.0% | Q3 2026 | Nov 02, 2026 |