LIGHTPATH TECHNOLOGIES INC - LPTH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | No change | 2,430,559 | 26,250 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | New | 2,584,260 | 25,920 | 0.0% | — | 2 | +2,584,260 | New | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 2,476,899 | 24,843 | 0.0% | 0.0% | 3 | +1,027,257 | 70.86% | Q1 2026 | May 15, 2026 |
| Hood River Capital Management LLC | History | Added to | 2,435,763 | 24,430 | 0.24% | 0.28% | 4 | +109,825 | 4.72% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 2,237,311 | 22,440 | 0.0% | 0.0% | 5 | +774,090 | 52.9% | Q1 2026 | May 15, 2026 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | Added to | 2,164,708 | 21,712 | 0.16% | 0.14% | 6 | +322,608 | 17.51% | Q1 2026 | May 15, 2026 |
| AWM Investment Company, Inc. | History | Reduced | 2,037,610 | 20,437 | 2.26% | 2.13% | 7 | -2,500 | -0.12% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 1,582,148 | 15,868 | 0.0% | 0.0% | 8 | +739,985 | 87.87% | Q1 2026 | May 15, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | Added to | 1,235,328 | 12,390 | 0.02% | 0.02% | 9 | +385,328 | 45.33% | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | Added to | 1,137,792 | 11,412 | 0.0% | 0.0% | 10 | +772,708 | 211.65% | Q1 2026 | May 13, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 1,133,316 | 11,367 | 0.0% | 0.0% | 11 | +540,614 | 91.21% | Q1 2026 | May 12, 2026 |
| Portolan Capital Management, LLC | History | Reduced | 1,040,462 | 10,435 | 0.56% | 1.35% | 12 | -1,291,722 | -55.39% | Q1 2026 | May 15, 2026 |
| ROYCE & ASSOCIATES LP | History | Reduced | 989,621 | 9,925 | 0.1% | 0.12% | 13 | -135,000 | -12.0% | Q1 2026 | May 12, 2026 |
| Qube Research & Technologies Ltd | History | New | 788,384 | 7,907 | 0.01% | — | 14 | +788,384 | New | Q1 2026 | May 15, 2026 |
| Relyea Zuckerberg Hanson LLC | History | No change | 765,605 | 7,679 | 0.77% | 0.84% | 15 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Granahan Investment Management, LLC | History | Added to | 753,621 | 7,558 | 0.37% | 0.3% | 16 | +97,601 | 14.88% | Q1 2026 | May 15, 2026 |
| GROUP ONE TRADING LLC | History | Added to | 714,423 | 7,165 | 0.01% | 0.0% | 17 | +520,650 | 268.69% | Q1 2026 | May 13, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 660,937 | 6,629 | 0.0% | 0.0% | 18 | +372,865 | 129.43% | Q1 2026 | May 14, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 654,409 | 6,563 | 0.0% | 0.0% | 19 | +342,142 | 109.57% | Q1 2026 | May 15, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 605,428 | 6,075 | 0.0% | 0.0% | 20 | +142,175 | 30.69% | Q1 2026 | May 15, 2026 |
| Palisades Investment Partners, LLC | History | New | 597,492 | 5,992 | 2.35% | — | 21 | +597,492 | New | Q1 2026 | Apr 30, 2026 |
| Marex Group plc | History | Added to | 557,675 | 5,593 | 0.04% | 0.02% | 22 | +280,284 | 101.04% | Q1 2026 | May 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 556,037 | 5,577 | 0.0% | 0.0% | 23 | +301,225 | 118.21% | Q1 2026 | May 15, 2026 |
| SEI INVESTMENTS CO | History | Added to | 538,788 | 5,404 | 0.0% | 0.0% | 24 | +229,515 | 74.21% | Q1 2026 | May 13, 2026 |
| NEEDHAM INVESTMENT MANAGEMENT LLC | History | New | 527,500 | 5,290 | 0.27% | — | 25 | +527,500 | New | Q1 2026 | May 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 521,468 | 5,230 | 0.0% | 0.0% | 26 | +166,329 | 46.83% | Q1 2026 | May 12, 2026 |
| MORGAN STANLEY | History | Reduced | 506,577 | 5,080 | 0.0% | 0.0% | 27 | -291,535 | -36.53% | Q1 2026 | May 15, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 431,390 | 4,326 | 0.0% | 0.0% | 28 | +6,952 | 1.64% | Q1 2026 | May 08, 2026 |
| Informed Momentum Co LLC | History | Added to | 428,086 | 4,293 | 0.5% | 0.24% | 29 | +230,622 | 116.79% | Q1 2026 | May 13, 2026 |
| Counterpoint Mutual Funds LLC | History | New | 423,658 | 4,249 | 0.64% | — | 30 | +423,658 | New | Q1 2026 | Apr 27, 2026 |
| PEREGRINE INVESTMENT MANAGEMENT INC | History | New | 400,000 | 4,012 | 3.15% | — | 31 | +400,000 | New | Q1 2026 | Apr 15, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 395,922 | 3,971 | 0.01% | 0.0% | 32 | +141,473 | 55.6% | Q1 2026 | May 14, 2026 |
| Squarepoint Ops LLC | History | Added to | 393,202 | 3,943 | 0.0% | 0.0% | 33 | +349,324 | 796.13% | Q1 2026 | May 15, 2026 |
| Telemark Asset Management, LLC | History | No change | 385,000 | 3,861 | 0.36% | 0.42% | 34 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| IMC-Chicago, LLC | History | Added to | 357,093 | 3,581 | 0.0% | 0.0% | 35 | +196,130 | 121.85% | Q1 2026 | May 05, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | New | 319,926 | 3,208 | 0.0% | — | 36 | +319,926 | New | Q1 2026 | May 08, 2026 |
| ING GROEP NV | History | No change | 308,000 | 3,089 | 0.02% | 0.02% | 37 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| APIS CAPITAL ADVISORS, LLC | History | Reduced | 276,000 | 2,768 | 0.43% | 0.8% | 38 | -148,000 | -34.91% | Q1 2026 | May 15, 2026 |
| STATE STREET CORP | History | Added to | 255,521 | 2,562 | 0.0% | 0.0% | 39 | +71,084 | 38.54% | Q1 2026 | May 15, 2026 |
| Walleye Capital LLC | History | Reduced | 254,855 | 2,556 | 0.01% | 0.01% | 40 | -142,083 | -35.79% | Q1 2026 | May 13, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | New | 247,855 | 2,485 | 0.0% | — | 41 | +247,855 | New | Q1 2026 | May 15, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | New | 244,470 | 2,452 | 0.0% | — | 42 | +244,470 | New | Q1 2026 | May 06, 2026 |
| ESSEX INVESTMENT MANAGEMENT CO LLC | History | Added to | 216,531 | 2,171 | 0.34% | 0.07% | 43 | +175,624 | 429.33% | Q1 2026 | May 11, 2026 |
| HUB Investment Partners, LLC | History | Added to | 206,128 | 2,067 | 0.05% | 0.06% | 44 | +5,746 | 2.87% | Q1 2026 | May 15, 2026 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | Added to | 195,077 | 1,957 | 0.03% | 0.03% | 45 | +52,125 | 36.46% | Q1 2026 | May 11, 2026 |
| Calamos Advisors LLC | History | Reduced | 139,019 | 1,394 | 0.0% | 0.01% | 46 | -3,349 | -2.35% | Q1 2026 | May 04, 2026 |
| DnB Asset Management AS | History | New | 123,919 | 1,242 | 0.0% | — | 47 | +123,919 | New | Q1 2026 | May 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 117,063 | 1,174 | 0.0% | 0.0% | 48 | -209,040 | -64.1% | Q1 2026 | May 15, 2026 |
| WEALTH EFFECTS LLC | History | Reduced | 115,500 | 1,158 | 0.41% | 0.41% | 49 | -5,000 | -4.15% | Q1 2026 | Apr 21, 2026 |
| NORTHERN TRUST CORP | History | Added to | 111,829 | 1,121 | 0.0% | 0.0% | 50 | +24,833 | 28.54% | Q1 2026 | May 14, 2026 |
| XTX Topco Ltd | History | New | 111,629 | 1,119 | 0.02% | — | 51 | +111,629 | New | Q1 2026 | May 15, 2026 |
| Hudson Bay Capital Management LP | History | Added to | 100,890 | 1,011 | 0.0% | 0.0% | 52 | +38,810 | 62.52% | Q1 2026 | May 13, 2026 |
| AIGH Capital Management LLC | History | Reduced | 100,000 | 1,003 | 0.14% | 2.69% | 53 | -930,738 | -90.3% | Q1 2026 | Apr 30, 2026 |
| MYDA Advisors LLC | History | Reduced | 93,717 | 939 | 0.15% | 1.03% | 54 | -406,283 | -81.26% | Q1 2026 | May 14, 2026 |
| Brevan Howard Capital Management LP | History | New | 90,694 | 909 | 0.01% | — | 55 | +90,694 | New | Q1 2026 | May 15, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Added to | 88,542 | 888 | 0.0% | 0.0% | 56 | +57,332 | 183.7% | Q1 2026 | May 15, 2026 |
| Polar Asset Management Partners Inc. | History | Reduced | 88,000 | 882 | 0.02% | 0.03% | 57 | -102,684 | -53.85% | Q1 2026 | May 15, 2026 |
| PEAK6 LLC | History | Reduced | 86,929 | 871 | 0.0% | 0.0% | 58 | -75,582 | -46.51% | Q1 2026 | May 13, 2026 |
| MARSHALL WACE, LLP | History | New | 82,010 | 822 | 0.0% | — | 59 | +82,010 | New | Q1 2026 | May 14, 2026 |
| POLEN CAPITAL MANAGEMENT LLC | History | New | 79,055 | 792 | 0.01% | — | 60 | +79,055 | New | Q1 2026 | May 14, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 67,053 | 673 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Legato Capital Management LLC | History | New | 65,294 | 654 | 0.06% | — | 62 | +65,294 | New | Q1 2026 | May 14, 2026 |
| 683 Capital Management, LLC | History | Reduced | 65,000 | 651 | 0.03% | 0.06% | 63 | -68,595 | -51.35% | Q1 2026 | May 15, 2026 |
| EntryPoint Capital, LLC | History | New | 63,639 | 638 | 0.19% | — | 64 | +63,639 | New | Q1 2026 | May 14, 2026 |
| THOMPSON DAVIS & CO., INC. | History | Reduced | 63,000 | 631 | 0.42% | 0.41% | 65 | -600 | -0.94% | Q1 2026 | Apr 16, 2026 |
| HARBOR CAPITAL ADVISORS, INC. | History | Reduced | 61,483 | 617 | 0.05% | 0.05% | 66 | -739 | -1.19% | Q1 2026 | Apr 28, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | New | 59,853 | 600 | 0.01% | — | 67 | +59,853 | New | Q1 2026 | Apr 27, 2026 |
| Schonfeld Strategic Advisors LLC | History | Added to | 58,721 | 588 | 0.0% | 0.0% | 68 | +43,674 | 290.25% | Q1 2026 | May 15, 2026 |
| SG Americas Securities, LLC | History | Added to | 57,684 | 579 | 0.0% | 0.0% | 69 | +3,276 | 6.02% | Q1 2026 | Apr 16, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 53,358 | 576 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 56,646 | 568 | 0.0% | 0.0% | 71 | -823 | -1.43% | Q1 2026 | May 04, 2026 |
| Steadtrust LLC | History | Reduced | 56,379 | 565 | 0.32% | 0.46% | 72 | -13,500 | -19.32% | Q1 2026 | Apr 15, 2026 |
| HRT FINANCIAL LP | History | New | 56,100 | 562 | 0.0% | — | 73 | +56,100 | New | Q1 2026 | May 14, 2026 |
| BRADLEY FOSTER & SARGENT INC/CT | History | New | 53,333 | 534 | 0.01% | — | 74 | +53,333 | New | Q1 2026 | May 15, 2026 |
| Union Square Park Capital Management, LLC | History | New | 50,000 | 501 | 0.28% | — | 75 | +50,000 | New | Q1 2026 | May 15, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Added to | 47,074 | 472 | 0.03% | 0.02% | 76 | +22,359 | 90.47% | Q1 2026 | May 12, 2026 |
| Engineers Gate Manager LP | History | New | 39,937 | 400 | 0.0% | — | 77 | +39,937 | New | Q1 2026 | May 15, 2026 |
| Murphy Pohlad Asset Management LLC | History | Reduced | 35,200 | 353 | 0.13% | 0.24% | 78 | -21,600 | -38.03% | Q1 2026 | Apr 14, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 34,181 | 342 | 0.0% | 0.0% | 79 | +10,000 | 41.35% | Q1 2026 | May 15, 2026 |
| BARCLAYS PLC | History | Reduced | 33,646 | 337 | 0.0% | 0.0% | 80 | -1,823 | -5.14% | Q1 2026 | May 14, 2026 |
| Point72 Asset Management, L.P. | History | New | 33,506 | 336 | 0.0% | — | 81 | +33,506 | New | Q1 2026 | May 15, 2026 |
| MANGROVE PARTNERS IM, LLC | History | No change | 31,922 | 320 | 0.03% | 0.03% | 82 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Jump Financial, LLC | History | New | 31,730 | 318 | 0.0% | — | 83 | +31,730 | New | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Reduced | 30,044 | 301 | 0.0% | 0.0% | 84 | -7,659 | -20.31% | Q1 2026 | May 05, 2026 |
| Quent Capital, LLC | History | No change | 30,000 | 300 | 0.02% | 0.02% | 85 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Pekin Hardy Strauss, Inc. | History | Added to | 29,100 | 291 | 0.03% | 0.02% | 86 | +11,100 | 61.67% | Q1 2026 | May 06, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 26,870 | 269 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| ExodusPoint Capital Management, LP | History | Added to | 26,246 | 263 | 0.0% | 0.0% | 88 | +9,890 | 60.47% | Q1 2026 | May 14, 2026 |
| Ironwood Investment Counsel, LLC | History | Added to | 25,665 | 257 | 0.04% | 0.04% | 89 | +665 | 2.66% | Q1 2026 | May 07, 2026 |
| Gotham Asset Management, LLC | History | New | 25,347 | 254 | 0.0% | — | 90 | +25,347 | New | Q1 2026 | May 15, 2026 |
| Jefferies Financial Group Inc. | History | Added to | 25,000 | 250 | 0.0% | 0.0% | 91 | +8,377 | 50.39% | Q1 2026 | May 07, 2026 |
| Vanguard Global Advisers, LLC | History | New | 21,357 | 214 | 0.0% | — | 92 | +21,357 | New | Q1 2026 | May 08, 2026 |
| Redhawk Wealth Advisors, Inc. | History | New | 20,500 | 205 | 0.02% | — | 93 | +20,500 | New | Q1 2026 | Apr 15, 2026 |
| LAKE STREET PRIVATE WEALTH, LLC | History | Added to | 20,000 | 200 | 0.03% | 0.01% | 94 | +10,000 | 100.0% | Q1 2026 | Apr 13, 2026 |
| Diametric Capital, LP | History | New | 19,717 | 197 | 0.05% | — | 95 | +19,717 | New | Q1 2026 | May 15, 2026 |
| Round Rock Advisors LLC | History | New | 19,239 | 192 | 0.03% | — | 96 | +19,239 | New | Q1 2026 | May 15, 2026 |
| Tidal Investments LLC | History | New | 18,748 | 188 | 0.0% | — | 97 | +18,748 | New | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | New | 15,814 | 158 | 0.0% | — | 98 | +15,814 | New | Q1 2026 | May 12, 2026 |
| CITIGROUP INC | History | Added to | 14,107 | 141 | 0.0% | 0.0% | 99 | +12,916 | 1084.47% | Q1 2026 | May 11, 2026 |
| WEDBUSH SECURITIES INC | History | New | 13,850 | 139 | 0.0% | — | 100 | +13,850 | New | Q1 2026 | Apr 21, 2026 |
| Granite Investment Partners, LLC | History | New | 12,231 | 122 | 0.01% | — | 101 | +12,231 | New | Q1 2026 | Apr 30, 2026 |
| Bosman Wealth Management, LLC | History | New | 12,198 | 122 | 0.11% | — | 102 | +12,198 | New | Q1 2026 | May 01, 2026 |
| Mach-1 Financial Group, LLC | History | New | 11,766 | 118 | 0.04% | — | 104 | +11,766 | New | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 11,860 | 118 | 0.0% | 0.0% | 103 | +5,603 | 89.55% | Q1 2026 | May 15, 2026 |
| SHERMAN PORFOLIOS, LLC | History | New | 11,043 | 110 | 0.01% | — | 105 | +11,043 | New | Q1 2026 | May 13, 2026 |
| McAdam, LLC | History | New | 10,229 | 102 | 0.0% | — | 106 | +10,229 | New | Q1 2026 | May 08, 2026 |
| OMERS ADMINISTRATION Corp | History | Reduced | 10,100 | 101 | 0.0% | 0.0% | 107 | -18,300 | -64.44% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 9,565 | 96 | 0.0% | 0.0% | 108 | +8,380 | 707.17% | Q1 2026 | May 15, 2026 |
| Crewe Advisors LLC | History | No change | 8,000 | 80 | 0.01% | 0.01% | 109 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Larson Financial Group LLC | History | Reduced | 7,458 | 74 | 0.0% | 0.03% | 110 | -62,617 | -89.36% | Q1 2026 | May 15, 2026 |
| State of Wyoming | History | Reduced | 5,612 | 56 | 0.01% | 0.02% | 111 | -10,387 | -64.92% | Q1 2026 | May 13, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | New | 3,300 | 33 | 0.0% | — | 113 | +3,300 | New | Q1 2026 | May 14, 2026 |
| Farther Finance Advisors, LLC | History | No change | 3,300 | 33 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 2,232 | 22 | 0.0% | 0.0% | 114 | +1,857 | 495.2% | Q1 2026 | May 11, 2026 |
| BARD ASSOCIATES INC | History | No change | 2,000 | 20 | 0.01% | 0.01% | 115 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 2,000 | 18 | 0.0% | — | 117 | +2,000 | New | Q1 2026 | May 15, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 1,855 | 18 | 0.0% | — | 116 | +1,854 | 185400.0% | Q1 2026 | Apr 27, 2026 |
| TEMA ETFS LLC | History | New | 1,536 | 15 | 0.0% | — | 118 | +1,536 | New | Q1 2026 | Apr 15, 2026 |
| MATHER GROUP, LLC. | History | New | 1,400 | 14 | 0.0% | — | 119 | +1,400 | New | Q1 2026 | Apr 13, 2026 |
| ORG Partners LLC | History | No change | 1,030 | 11 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Game Plan Financial Advisors, LLC | History | Reduced | 1,000 | 10 | 0.0% | 0.01% | 121 | -2,000 | -66.67% | Q1 2026 | Apr 23, 2026 |
| Ascentis Independent Advisors | History | New | 1,030 | 10 | 0.0% | — | 125 | +1,030 | New | Q1 2026 | Apr 28, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 1,000 | 10 | 0.0% | — | 124 | +1,000 | New | Q1 2026 | May 15, 2026 |
| Bear Mountain Capital, Inc. | History | Added to | 700 | 10 | 0.0% | 0.0% | 122 | +300 | 75.0% | Q1 2026 | May 12, 2026 |
| Godfrey Financial Associates, Inc. | History | No change | 1,000 | 10 | 0.01% | 0.01% | 123 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 810 | 7 | 0.0% | 0.0% | 126 | -81,514 | -99.02% | Q1 2026 | May 13, 2026 |
| Truvestments Capital LLC | History | New | 595 | 5 | 0.0% | — | 128 | +595 | New | Q1 2026 | May 13, 2026 |
| Arax Advisory Partners | History | Added to | 596 | 5 | 0.0% | 0.0% | 127 | +403 | 208.81% | Q1 2026 | May 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 471 | 4 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Marshall & Sterling Wealth Advisors Inc. | History | No change | 410 | 4 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 340 | 3 | 0.0% | 0.0% | 131 | -14,970 | -97.78% | Q1 2026 | May 15, 2026 |
| FMR LLC | History | New | 171 | 1 | 0.0% | — | 133 | +171 | New | Q1 2026 | May 15, 2026 |
| MV CAPITAL MANAGEMENT, INC. | History | No change | 125 | 1 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| G2 Investment Partners Management LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -130,292 | -100.0% | Q1 2026 | May 15, 2026 |
| Monashee Investment Management LLC | History | Closed out | 0 | 0 | — | 0.61% | — | -100,000 | -100.0% | Q1 2026 | May 13, 2026 |
| Archon Capital Management LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -46,492 | -100.0% | Q1 2026 | May 14, 2026 |
| Scientech Research LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -44,775 | -100.0% | Q1 2026 | May 15, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -36,568 | -100.0% | Q1 2026 | May 14, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -32,548 | -100.0% | Q1 2026 | May 15, 2026 |
| Worth Venture Partners, LLC | History | Closed out | 0 | 0 | — | 1.53% | — | -19,555 | -100.0% | Q1 2026 | May 14, 2026 |
| T3 Companies, LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -16,300 | -100.0% | Q1 2026 | May 07, 2026 |
| Lighthouse Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,040 | -100.0% | Q1 2026 | May 14, 2026 |
| MARATHON CAPITAL MANAGEMENT | History | Closed out | 0 | 0 | — | 0.03% | — | -11,250 | -100.0% | Q1 2026 | May 13, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,100 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Grove Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Turning Point Benefit Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2026 | May 12, 2026 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2026 | Apr 07, 2026 |
| CX Institutional | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q1 2026 | Apr 06, 2026 |
| Federation des caisses Desjardins du Quebec | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2026 | May 13, 2026 |
| Sunbelt Securities, Inc. | History | New | 35 | 0 | — | — | — | +35 | New | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 4 | 0 | — | — | — | +4 | New | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q1 2026 | May 07, 2026 |
| CWM, LLC | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| AlphaQuest LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |