Lightwave Logic, Inc. - LWLG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 9,794,276 | 31,733 | 0.0% | 0.0% | 1 | +671,600 | 7.36% | Q4 2025 | Jan 29, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 2,188,375 | 7,090 | 0.0% | 0.0% | 2 | +1,907,773 | 679.89% | Q4 2025 | Feb 17, 2026 |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | History | New | 2,128,639 | 6,896 | 0.11% | — | 3 | +2,128,639 | New | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | Added to | 1,828,266 | 5,923 | 0.0% | 0.0% | 4 | +273,526 | 17.59% | Q4 2025 | Feb 12, 2026 |
| Alyeska Investment Group, L.P. | History | New | 1,700,000 | 5,508 | 0.02% | — | 5 | +1,700,000 | New | Q4 2025 | Feb 13, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 1,694,599 | 5,492 | 0.0% | 0.0% | 6 | +120,454 | 7.65% | Q4 2025 | Feb 09, 2026 |
| STATE STREET CORP | History | Added to | 1,593,600 | 5,163 | 0.0% | 0.0% | 7 | +1,019,881 | 177.77% | Q4 2025 | Feb 13, 2026 |
| MARSHALL WACE, LLP | History | Added to | 1,013,735 | 3,284 | 0.0% | 0.0% | 8 | +992,129 | 4591.91% | Q4 2025 | Feb 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 1,006,720 | 3,261 | 0.0% | 0.0% | 9 | -847,145 | -45.7% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 929,717 | 3,012 | 0.0% | 0.0% | 10 | -302,065 | -24.52% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 862,039 | 2,793 | 0.0% | 0.0% | 11 | +582,622 | 208.51% | Q4 2025 | Feb 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 784,644 | 2,542 | 0.0% | 0.0% | 12 | +610,624 | 350.89% | Q4 2025 | Mar 25, 2026 |
| LPL Financial LLC | History | Added to | 779,226 | 2,524 | 0.0% | 0.0% | 13 | +7,870 | 1.02% | Q4 2025 | Feb 11, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 767,005 | 2,485 | 0.0% | 0.0% | 14 | -776 | -0.1% | Q4 2025 | Feb 13, 2026 |
| Nokomis Capital, L.L.C. | History | New | 750,000 | 2,430 | 0.58% | — | 15 | +750,000 | New | Q4 2025 | Feb 17, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 607,632 | 1,968 | 0.0% | 0.0% | 16 | +587,025 | 2848.67% | Q4 2025 | Feb 12, 2026 |
| GROUP ONE TRADING LLC | History | Added to | 588,048 | 1,905 | 0.0% | 0.0% | 17 | +126,248 | 27.34% | Q4 2025 | Feb 12, 2026 |
| UBS Group AG | History | Reduced | 402,476 | 1,304 | 0.0% | 0.0% | 18 | -191,483 | -32.24% | Q4 2025 | Jan 29, 2026 |
| UMB Bank, n.a. | History | Added to | 388,592 | 1,259 | 0.02% | 0.02% | 19 | +9,000 | 2.37% | Q4 2025 | Feb 13, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 362,571 | 1,174 | 0.0% | 0.0% | 20 | +27,283 | 8.14% | Q4 2025 | Feb 11, 2026 |
| HBK INVESTMENTS L P | History | New | 350,000 | 1,134 | 0.01% | — | 21 | +350,000 | New | Q4 2025 | Feb 17, 2026 |
| NORTHERN TRUST CORP | History | Added to | 298,033 | 965 | 0.0% | 0.0% | 22 | +24,589 | 8.99% | Q4 2025 | Feb 17, 2026 |
| Qube Research & Technologies Ltd | History | New | 233,884 | 757 | 0.0% | — | 23 | +233,884 | New | Q4 2025 | Feb 17, 2026 |
| First Western Trust Bank | History | No change | 233,598 | 756 | 0.04% | 0.04% | 24 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 214,980 | 696 | 0.0% | 0.0% | 25 | +14,980 | 7.49% | Q4 2025 | Feb 13, 2026 |
| Catalyst Funds Management Pty Ltd | History | No change | 202,948 | 657 | 0.15% | 0.11% | 26 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| XTX Topco Ltd | History | New | 201,609 | 653 | 0.02% | — | 27 | +201,609 | New | Q4 2025 | Feb 17, 2026 |
| CANNELL CAPITAL LLC | History | New | 1,889 | 612 | 0.3% | — | 28 | +1,889 | New | Q4 2025 | Feb 17, 2026 |
| Bleichroeder LP | History | New | 166,000 | 537 | 0.09% | — | 29 | +166,000 | New | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | Added to | 160,159 | 518 | 0.0% | 0.0% | 30 | +58,959 | 58.26% | Q4 2025 | Feb 13, 2026 |
| Panoramic Capital, LLC | History | New | 150,000 | 486 | 0.26% | — | 31 | +150,000 | New | Q4 2025 | Feb 17, 2026 |
| LuminArx Capital Management LP | History | New | 150,000 | 486 | 0.45% | — | 32 | +150,000 | New | Q4 2025 | Feb 17, 2026 |
| Mitsubishi UFJ Asset Management Co., Ltd. | History | New | 131,985 | 483 | 0.0% | — | 33 | +131,985 | New | Q4 2025 | Feb 03, 2026 |
| IMC-Chicago, LLC | History | Added to | 139,300 | 451 | 0.0% | 0.0% | 34 | +43,000 | 44.65% | Q4 2025 | Jan 29, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 138,050 | 447 | 0.0% | — | 35 | +138,050 | New | Q4 2025 | Feb 17, 2026 |
| ExodusPoint Capital Management, LP | History | New | 127,465 | 412 | 0.0% | — | 36 | +127,465 | New | Q4 2025 | Feb 17, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Reduced | 123,784 | 402 | 0.0% | 0.0% | 37 | -47,741 | -27.83% | Q4 2025 | Feb 17, 2026 |
| PTM WEALTH MANAGEMENT, LLC | History | No change | 100,000 | 381 | 0.22% | 0.29% | 38 | 0 | 0.0% | Q4 2025 | Jan 09, 2026 |
| PRIVATE MANAGEMENT GROUP INC | History | No change | 111,081 | 359 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CITIGROUP INC | History | Added to | 88,710 | 287 | 0.0% | 0.0% | 40 | +85,580 | 2734.19% | Q4 2025 | Feb 13, 2026 |
| JOHNSON INVESTMENT COUNSEL INC | History | No change | 82,972 | 268 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Westover Capital Advisors, LLC | History | No change | 80,933 | 262 | 0.05% | 0.06% | 42 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Virtu Financial LLC | History | Added to | 80,613 | 261 | 0.01% | 0.02% | 43 | +1,898 | 2.41% | Q4 2025 | Feb 23, 2026 |
| Solidarity Wealth, LLC | History | Added to | 79,895 | 258 | 0.05% | 0.06% | 44 | +2,000 | 2.57% | Q4 2025 | Jan 29, 2026 |
| Cruiser Capital Advisors, LLC | History | New | 75,000 | 243 | 0.21% | — | 45 | +75,000 | New | Q4 2025 | Feb 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 72,763 | 235 | 0.0% | 0.0% | 46 | +16,949 | 30.37% | Q4 2025 | Feb 17, 2026 |
| Greenspring Advisors, LLC | History | Added to | 71,725 | 232 | 0.01% | 0.04% | 47 | +5,000 | 7.49% | Q4 2025 | Feb 10, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Added to | 69,352 | 224 | 0.0% | 0.0% | 48 | +49,791 | 254.54% | Q4 2025 | Feb 17, 2026 |
| OMERS ADMINISTRATION Corp | History | Added to | 68,400 | 221 | 0.0% | 0.0% | 49 | +36,500 | 114.42% | Q4 2025 | Feb 13, 2026 |
| Gallo Partners, LP | History | New | 67,283 | 217 | 0.19% | — | 50 | +67,283 | New | Q4 2025 | Feb 17, 2026 |
| BARCLAYS PLC | History | Added to | 66,693 | 216 | 0.0% | — | 51 | +66,679 | 476278.57% | Q4 2025 | Feb 13, 2026 |
| Capital Investment Advisors, LLC | History | No change | 61,500 | 199 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Hudson Bay Capital Management LP | History | New | 61,210 | 198 | 0.0% | — | 53 | +61,210 | New | Q4 2025 | Feb 13, 2026 |
| Jain Global LLC | History | New | 57,248 | 185 | 0.0% | — | 55 | +57,248 | New | Q4 2025 | Feb 17, 2026 |
| Squarepoint Ops LLC | History | New | 57,191 | 185 | 0.0% | — | 54 | +57,191 | New | Q4 2025 | Feb 13, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 45,000 | 145 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 42,520 | 137 | 0.0% | 0.0% | 57 | -20,001 | -31.99% | Q4 2025 | Feb 17, 2026 |
| Bank of New York Mellon Corp | History | Added to | 40,747 | 132 | 0.0% | 0.0% | 58 | +9,054 | 28.57% | Q4 2025 | Feb 10, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 40,490 | 131 | 0.0% | 0.0% | 60 | +37,841 | 1428.5% | Q4 2025 | Feb 17, 2026 |
| CREDIT AGRICOLE S A | History | No change | 40,700 | 131 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Jefferies Financial Group Inc. | History | Added to | 38,765 | 125 | 0.0% | 0.0% | 61 | +3,865 | 11.07% | Q4 2025 | Feb 09, 2026 |
| TRUIST FINANCIAL CORP | History | No change | 35,000 | 113 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| PHILADELPHIA TRUST CO | History | No change | 35,000 | 113 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 35,000 | 113 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Schonfeld Strategic Advisors LLC | History | Added to | 34,391 | 111 | 0.0% | 0.0% | 65 | +17,391 | 102.3% | Q4 2025 | Feb 17, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | Reduced | 34,050 | 110 | 0.0% | 0.0% | 66 | -1,949 | -5.41% | Q4 2025 | Feb 13, 2026 |
| Lighthouse Investment Partners, LLC | History | New | 33,780 | 109 | 0.0% | — | 67 | +33,780 | New | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 33,846 | 109 | 0.0% | 0.0% | 68 | +2,285 | 7.24% | Q4 2025 | Feb 17, 2026 |
| Engineers Gate Manager LP | History | New | 28,723 | 93 | 0.0% | — | 69 | +28,723 | New | Q4 2025 | Feb 17, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 27,600 | 89 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 23,901 | 77 | 0.0% | 0.0% | 71 | +10,551 | 79.03% | Q4 2025 | Feb 18, 2026 |
| TWINBEECH CAPITAL LP | History | New | 23,200 | 75 | 0.01% | — | 72 | +23,200 | New | Q4 2025 | Feb 17, 2026 |
| Point72 Asset Management, L.P. | History | New | 22,800 | 73 | 0.0% | — | 74 | +22,800 | New | Q4 2025 | Feb 17, 2026 |
| Arete Wealth Advisors, LLC | History | No change | 22,600 | 73 | 0.0% | 0.01% | 73 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 22,402 | 72 | 0.0% | 0.0% | 75 | -50 | -0.22% | Q4 2025 | Feb 18, 2026 |
| BROWN ADVISORY INC | History | No change | 21,800 | 70 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Scientech Research LLC | History | New | 21,530 | 69 | 0.04% | — | 77 | +21,530 | New | Q4 2025 | Feb 17, 2026 |
| T3 Companies, LLC | History | New | 20,800 | 67 | 0.08% | — | 78 | +20,800 | New | Q4 2025 | Feb 11, 2026 |
| FMR LLC | History | Reduced | 20,567 | 66 | 0.0% | 0.0% | 79 | -1,883 | -8.39% | Q4 2025 | Feb 17, 2026 |
| Intesa Sanpaolo Wealth Management | History | New | 20,000 | 64 | 0.01% | — | 80 | +20,000 | New | Q4 2025 | Feb 12, 2026 |
| CIBC Asset Management Inc | History | New | 18,465 | 59 | 0.0% | — | 81 | +18,465 | New | Q4 2025 | Feb 10, 2026 |
| Quantbot Technologies LP | History | Added to | 17,425 | 56 | 0.0% | — | 82 | +17,424 | 1742400.0% | Q4 2025 | Feb 10, 2026 |
| Daiwa Securities Group Inc. | History | New | 15,914 | 52 | 0.0% | — | 83 | +15,914 | New | Q4 2025 | Feb 11, 2026 |
| KING LUTHER CAPITAL MANAGEMENT CORP | History | No change | 16,000 | 51 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Walleye Capital LLC | History | Added to | 15,632 | 50 | 0.0% | 0.0% | 86 | +3,232 | 26.06% | Q4 2025 | Feb 13, 2026 |
| HighTower Advisors, LLC | History | Added to | 15,600 | 50 | 0.0% | 0.0% | 85 | +600 | 4.0% | Q4 2025 | Feb 06, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | Added to | 15,181 | 49 | 0.0% | 0.0% | 87 | +483 | 3.29% | Q4 2025 | Feb 13, 2026 |
| Callan Family Office, LLC | History | Added to | 15,024 | 48 | 0.0% | 0.0% | 88 | +1,741 | 13.11% | Q4 2025 | Feb 12, 2026 |
| ROCKLAND TRUST CO | History | No change | 14,750 | 47 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Madison Wealth Partners, Inc | History | No change | 13,758 | 44 | 0.01% | 0.01% | 90 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 13,021 | 42 | 0.0% | 0.0% | 92 | +60 | 0.46% | Q4 2025 | Feb 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 13,126 | 42 | 0.0% | 0.0% | 91 | -8 | -0.06% | Q4 2025 | Feb 06, 2026 |
| Dakota Wealth Management | History | New | 11,000 | 35 | 0.0% | — | 93 | +11,000 | New | Q4 2025 | Jan 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 10,806 | 35 | 0.0% | 0.0% | 94 | -6 | -0.06% | Q4 2025 | Feb 12, 2026 |
| Kathmere Capital Management, LLC | History | New | 10,250 | 33 | 0.0% | — | 97 | +10,250 | New | Q4 2025 | Jan 13, 2026 |
| Bernardo Wealth Planning LLC | History | New | 10,200 | 33 | 0.01% | — | 96 | +10,200 | New | Q4 2025 | Jan 26, 2026 |
| AE Wealth Management LLC | History | Reduced | 10,281 | 33 | 0.0% | 0.0% | 95 | -350 | -3.29% | Q4 2025 | Jan 26, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 10,325 | 33 | 0.0% | 0.01% | 98 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| TWO SIGMA ADVISERS, LP | History | New | 10,100 | 32 | 0.0% | — | 99 | +10,100 | New | Q4 2025 | Feb 17, 2026 |
| HOHIMER WEALTH MANAGEMENT, LLC | History | No change | 10,000 | 32 | 0.0% | 0.01% | 100 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 9,155 | 29 | 0.0% | 0.0% | 101 | +3,055 | 50.08% | Q4 2025 | Jan 23, 2026 |
| MAI Capital Management | History | No change | 7,959 | 25 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Allworth Financial LP | History | New | 7,605 | 24 | 0.0% | — | 103 | +7,605 | New | Q4 2025 | Feb 05, 2026 |
| IFP Advisors, Inc | History | No change | 7,285 | 23 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 6,655 | 21 | 0.0% | 0.0% | 106 | +6,306 | 1806.88% | Q4 2025 | Feb 10, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 6,485 | 21 | 0.0% | 0.0% | 105 | -146 | -2.2% | Q4 2025 | Feb 13, 2026 |
| Cornerstone Planning Group LLC | History | Reduced | 5,000 | 18 | 0.0% | 0.0% | 107 | -1,000 | -16.67% | Q4 2025 | Feb 02, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 2,072 | 6 | 0.0% | 0.0% | 108 | +1,072 | 107.2% | Q4 2025 | Feb 03, 2026 |
| Fortitude Family Office, LLC | History | No change | 1,949 | 6 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| ROYAL BANK OF CANADA | History | New | 1,250 | 4 | 0.0% | — | 110 | +1,250 | New | Q4 2025 | Feb 17, 2026 |
| N.E.W. Advisory Services LLC | History | New | 1,250 | 4 | 0.0% | — | 111 | +1,250 | New | Q4 2025 | Jan 28, 2026 |
| ASSETMARK, INC | History | No change | 1,000 | 3 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Ancora Advisors LLC | History | No change | 1,000 | 3 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Key FInancial Inc | History | New | 500 | 1 | 0.0% | — | 115 | +500 | New | Q4 2025 | Feb 09, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 547 | 1 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -310,020 | -100.0% | Q3 2025 | Nov 13, 2025 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Closed out | 0 | 0 | — | 0.0% | — | -93,030 | -100.0% | Q3 2025 | Nov 13, 2025 |
| BIP Wealth, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,692 | -100.0% | Q3 2025 | Oct 30, 2025 |
| BRANDYWINE OAK PRIVATE WEALTH LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,775 | -100.0% | Q3 2025 | Oct 30, 2025 |
| SHERBROOKE PARK ADVISERS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,112 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Strategic Blueprint, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q3 2025 | Oct 23, 2025 |
| RMG Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,150 | -100.0% | Q3 2025 | Oct 30, 2025 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Glen Eagle Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Tortoise Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -485 | -100.0% | Q3 2025 | Nov 13, 2025 |
| QUADRANT CAPITAL GROUP LLC | History | New | 277 | 0 | — | — | — | +277 | New | Q4 2025 | Feb 13, 2026 |
| EverSource Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -228 | -100.0% | Q3 2025 | Nov 10, 2025 |
| HOEY INVESTMENTS, INC | History | New | 110 | 0 | — | — | — | +110 | New | Q4 2025 | Jan 28, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | — | — | -100 | -100.0% | Q3 2025 | Oct 10, 2025 |
| CWM, LLC | History | Reduced | 90 | 0 | — | — | — | -41 | -31.3% | Q4 2025 | Jan 26, 2026 |
| Caitong International Asset Management Co., Ltd | History | Closed out | 0 | 0 | — | — | — | -28 | -100.0% | Q3 2025 | Nov 19, 2025 |
| Arax Advisory Partners | History | Reduced | 20 | 0 | — | — | — | -10 | -33.33% | Q4 2025 | Feb 13, 2026 |
| Winch Advisory Services, LLC | History | No change | 110 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Optiver Holding B.V. | History | No change | 60 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| True Wealth Design, LLC | History | No change | 28 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |