FIRST TRUST EXCHANGE-TRADED FUND IV - MGOV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 758,136 | 15,373 | 0.0% | 0.0% | 1 | -47,003 | -5.84% | Q1 2026 | May 04, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 757,071 | 15,351 | 0.02% | 0.02% | 2 | +41,494 | 5.8% | Q1 2026 | Apr 27, 2026 |
| LPL Financial LLC | History | Added to | 660,423 | 13,391 | 0.0% | 0.0% | 3 | +454,259 | 220.34% | Q1 2026 | May 06, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 416,307 | 8,441 | 0.01% | 0.01% | 4 | -67,166 | -13.89% | Q1 2026 | Apr 27, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 411,346 | 8,341 | 0.11% | 0.13% | 5 | -20,278 | -4.7% | Q1 2026 | May 12, 2026 |
| STEPHENS INC /AR/ | History | New | 369,248 | 7,487 | 0.09% | — | 6 | +369,248 | New | Q1 2026 | Apr 28, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 249,647 | 5,062 | 0.0% | 0.0% | 7 | +68,232 | 37.61% | Q1 2026 | May 13, 2026 |
| Cetera Investment Advisers | History | Added to | 206,115 | 4,179 | 0.0% | 0.0% | 8 | +16,158 | 8.51% | Q1 2026 | May 13, 2026 |
| JANE STREET GROUP, LLC | History | New | 202,402 | 4,104 | 0.0% | — | 9 | +202,402 | New | Q1 2026 | May 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 167,459 | 3,395 | 0.05% | 0.06% | 10 | +13,274 | 8.61% | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | Reduced | 111,220 | 2,255 | 0.0% | 0.0% | 11 | -22,726 | -16.97% | Q1 2026 | May 05, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | New | 106,302 | 2,155 | 0.16% | — | 12 | +106,302 | New | Q1 2026 | Apr 20, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 100,429 | 2,036 | 0.02% | 0.02% | 13 | +4,643 | 4.85% | Q1 2026 | May 15, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 79,852 | 1,619 | 0.04% | 0.03% | 14 | +19,428 | 32.15% | Q1 2026 | May 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 76,137 | 1,543 | 0.0% | 0.0% | 15 | +53,137 | 231.03% | Q1 2026 | May 15, 2026 |
| Narwhal Capital Management | History | Added to | 58,576 | 1,187 | 0.09% | 0.06% | 16 | +16,123 | 37.98% | Q1 2026 | Apr 23, 2026 |
| INSPIRION WEALTH ADVISORS, LLC | History | Reduced | 54,622 | 1,107 | 0.14% | 0.16% | 17 | -10,438 | -16.04% | Q1 2026 | Apr 08, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 48,892 | 991 | 0.0% | — | 18 | +48,892 | New | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Added to | 46,852 | 950 | 0.0% | 0.0% | 19 | +24,280 | 107.57% | Q1 2026 | Jun 02, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 33,660 | 683 | 0.0% | 0.0% | 20 | -2,366 | -6.57% | Q1 2026 | Apr 22, 2026 |
| Kovack Advisors, Inc. | History | Added to | 24,450 | 495 | 0.03% | 0.01% | 21 | +12,200 | 99.59% | Q1 2026 | May 12, 2026 |
| IFP Advisors, Inc | History | Reduced | 23,977 | 486 | 0.01% | 0.01% | 22 | -7,681 | -24.26% | Q1 2026 | Apr 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 20,301 | 412 | 0.0% | 0.0% | 23 | +3,262 | 19.14% | Q1 2026 | Apr 30, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 18,410 | 373 | 0.0% | — | 24 | +18,410 | New | Q1 2026 | May 08, 2026 |
| Harvest Investment Services, LLC | History | Reduced | 17,017 | 345 | 0.06% | 0.07% | 25 | -1,271 | -6.95% | Q1 2026 | May 14, 2026 |
| Advisory Services Network, LLC | History | No change | 16,094 | 326 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Reduced | 14,154 | 287 | 0.1% | 0.37% | 27 | -35,632 | -71.57% | Q1 2026 | Apr 15, 2026 |
| Kestra Advisory Services, LLC | History | New | 10,090 | 204 | 0.0% | — | 28 | +10,090 | New | Q1 2026 | Apr 30, 2026 |
| Farther Finance Advisors, LLC | History | New | 8,578 | 173 | 0.0% | — | 29 | +8,578 | New | Q1 2026 | Apr 07, 2026 |
| AE Wealth Management LLC | History | Reduced | 340 | 6 | 0.0% | 0.0% | 30 | -21,267 | -98.43% | Q1 2026 | May 13, 2026 |
| Prospera Financial Services Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -39,937 | -100.0% | Q1 2026 | Apr 14, 2026 |
| BENJAMIN EDWARDS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,062 | -100.0% | Q1 2026 | May 12, 2026 |
| Wealth Watch Advisors, INC | History | Closed out | 0 | 0 | — | 0.01% | — | -962 | -100.0% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -135 | -100.0% | Q1 2026 | May 11, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -102 | -100.0% | Q1 2026 | May 01, 2026 |
| SBI Securities Co., Ltd. | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | Apr 27, 2026 |
| AdvisorNet Financial, Inc | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |