NATHANS FAMOUS, INC. - NATH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GAMCO INVESTORS, INC. ET AL | History | No change | 273,186 | 27,755 | 0.25% | 0.25% | 1 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BlackRock, Inc. | History | No change | 253,234 | 25,728 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| GABELLI FUNDS LLC | History | No change | 180,000 | 18,288 | 0.12% | 0.12% | 3 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 158,056 | 16,058 | 0.02% | 0.02% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 115,510 | 11,735 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 111,323 | 11,292 | 0.0% | 0.0% | 6 | +41,959 | 60.49% | Q3 2026 | Nov 06, 2026 |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | History | No change | 66,720 | 6,778 | 0.02% | 0.02% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CREDIT INDUSTRIEL ET COMMERCIAL | History | No change | 54,814 | 5,569 | 0.36% | 0.36% | 8 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| STATE STREET CORP | History | No change | 54,510 | 5,538 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| ABC ARBITRAGE SA | History | No change | 53,957 | 5,472 | 0.54% | 0.59% | 10 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 53,409 | 5,426 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Magnetar Financial LLC | History | No change | 50,301 | 5,110 | 0.05% | 0.05% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Yakira Capital Management, Inc. | History | No change | 43,924 | 4,462 | 1.27% | 1.27% | 13 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 41,367 | 4,202 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | No change | 33,758 | 3,429 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LMR Partners LLP | History | No change | 31,777 | 3,228 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bank of New York Mellon Corp | History | Added to | 31,263 | 3,170 | 0.0% | 0.0% | 17 | +1,548 | 5.21% | Q3 2026 | Nov 05, 2026 |
| Qube Research & Technologies Ltd | History | No change | 28,424 | 2,887 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHERN TRUST CORP | History | No change | 25,743 | 2,615 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Polar Asset Management Partners Inc. | History | No change | 25,633 | 2,604 | 0.04% | 0.04% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OMERS ADMINISTRATION Corp | History | No change | 23,605 | 2,398 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 23,283 | 2,365 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Squarepoint Ops LLC | History | Added to | 22,318 | 2,263 | 0.0% | 0.0% | 23 | +9,754 | 77.63% | Q3 2026 | Nov 09, 2026 |
| Creative Planning | History | Added to | 20,866 | 2,116 | 0.0% | 0.0% | 24 | +17,525 | 524.54% | Q3 2026 | Nov 02, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 19,667 | 1,998 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 18,619 | 1,891 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 17,793 | 1,807 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Trexquant Investment LP | History | No change | 15,327 | 1,557 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 14,240 | 1,434 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 13,630 | 1,384 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RETIREMENT GUYS FORMULA LLC | History | Added to | 13,622 | 1,381 | 0.51% | 0.51% | 31 | +307 | 2.31% | Q3 2026 | Oct 26, 2026 |
| HSBC HOLDINGS PLC | History | No change | 12,908 | 1,310 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 11,779 | 1,196 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 10,331 | 1,047 | 0.01% | 0.01% | 34 | +850 | 8.97% | Q3 2026 | Nov 02, 2026 |
| Nuveen, LLC | History | Reduced | 9,863 | 1,000 | 0.0% | 0.0% | 35 | -690 | -6.54% | Q3 2026 | Nov 10, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 9,614 | 976 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CULLEN INVESTMENT GROUP, LTD. | History | Reduced | 9,351 | 951 | 0.11% | 0.12% | 37 | -175 | -1.84% | Q3 2026 | Oct 13, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 9,329 | 946 | 0.0% | 0.0% | 38 | -5,527 | -37.2% | Q3 2026 | Nov 06, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 8,700 | 883 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 8,527 | 866 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GSA CAPITAL PARTNERS LLP | History | No change | 7,724 | 785 | 0.05% | 0.05% | 41 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CITADEL ADVISORS LLC | History | No change | 7,500 | 762 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| RBF Capital, LLC | History | No change | 7,000 | 711 | 0.03% | 0.03% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | No change | 6,857 | 696 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 6,420 | 652 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WATER ISLAND CAPITAL LLC | History | No change | 5,871 | 596 | 0.06% | 0.06% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | No change | 4,955 | 503 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RHUMBLINE ADVISERS | History | No change | 4,753 | 482 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 4,542 | 461 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| AVIVA PLC | History | No change | 4,344 | 441 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | History | Added to | 4,315 | 437 | 0.0% | 0.0% | 51 | +197 | 4.78% | Q3 2026 | Nov 04, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 4,109 | 417 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Susquehanna Portfolio Strategies, LLC | History | No change | 3,800 | 386 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 3,657 | 371 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 3,506 | 356 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Inspire Advisors, LLC | History | No change | 3,382 | 343 | 0.02% | 0.02% | 56 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Teton Advisors, LLC | History | No change | 3,000 | 304 | 0.18% | 0.18% | 57 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SEI INVESTMENTS CO | History | No change | 2,968 | 301 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EXCHANGE TRADED CONCEPTS, LLC | History | Added to | 2,765 | 280 | 0.0% | 0.0% | 59 | +102 | 3.83% | Q3 2026 | Oct 28, 2026 |
| Atom Investors LP | History | No change | 2,663 | 270 | 0.02% | 0.02% | 60 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 2,645 | 268 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GAMMA Investing LLC | History | Added to | 2,559 | 259 | 0.01% | 0.0% | 63 | +2,483 | 3267.11% | Q3 2026 | Oct 08, 2026 |
| DEUTSCHE BANK AG\ | History | Reduced | 2,559 | 259 | 0.0% | 0.0% | 62 | -326 | -11.3% | Q3 2026 | Nov 06, 2026 |
| RITHOLTZ WEALTH MANAGEMENT | History | Reduced | 2,534 | 257 | 0.0% | 0.0% | 64 | -485 | -16.06% | Q3 2026 | Nov 05, 2026 |
| PenderFund Capital Management Ltd. | History | No change | 2,500 | 254 | 0.03% | 0.03% | 65 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 2,460 | 251 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | No change | 2,435 | 247 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FMR LLC | History | Reduced | 2,203 | 223 | 0.0% | 0.0% | 68 | -6,276 | -74.02% | Q3 2026 | Nov 10, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 2,132 | 216 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Callan Family Office, LLC | History | No change | 2,124 | 215 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 2,107 | 214 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | Reduced | 2,108 | 213 | 0.0% | 0.01% | 72 | -4,031 | -65.66% | Q3 2026 | Oct 16, 2026 |
| BARCLAYS PLC | History | Reduced | 2,049 | 207 | 0.0% | 0.0% | 73 | -685 | -25.05% | Q3 2026 | Nov 06, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 1,898 | 192 | 0.0% | 0.0% | 74 | +148 | 8.46% | Q3 2026 | Nov 06, 2026 |
| UBS Group AG | History | No change | 1,842 | 187 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MetLife Investment Management, LLC | History | No change | 1,609 | 163 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | History | No change | 1,506 | 153 | 0.03% | 0.03% | 77 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| JPMORGAN CHASE & CO | History | No change | 1,472 | 148 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 1,353 | 137 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 1,324 | 134 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| State of Alaska, Department of Revenue | History | No change | 1,007 | 101 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 973 | 98 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 722 | 73 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 700 | 71 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SIGNATUREFD, LLC | History | Added to | 602 | 61 | 0.0% | 0.0% | 85 | +479 | 389.43% | Q3 2026 | Oct 23, 2026 |
| CITIGROUP INC | History | Reduced | 543 | 55 | 0.0% | 0.0% | 86 | -920 | -62.88% | Q3 2026 | Nov 04, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 518 | 52 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ROYAL BANK OF CANADA | History | No change | 467 | 48 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Added to | 451 | 45 | 0.0% | 0.0% | 89 | +91 | 25.28% | Q3 2026 | Oct 20, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 350 | 35 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Legal & General Group Plc | History | No change | 271 | 27 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | No change | 275 | 27 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 256 | 26 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 233 | 23 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LRI Investments, LLC | History | No change | 200 | 20 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| US BANCORP \DE\ | History | Added to | 175 | 17 | 0.0% | 0.0% | 96 | +138 | 372.97% | Q3 2026 | Nov 05, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | Added to | 119 | 12 | 0.0% | 0.0% | 97 | +93 | 357.69% | Q3 2026 | Oct 05, 2026 |
| Covestor Ltd | History | Reduced | 98 | 10 | 0.01% | 0.01% | 99 | -6 | -5.77% | Q3 2026 | Oct 30, 2026 |
| Smithfield Trust Co | History | No change | 98 | 10 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| Parallel Advisors, LLC | History | Reduced | 97 | 9 | 0.0% | 0.0% | 100 | -28 | -22.4% | Q3 2026 | Nov 03, 2026 |
| Sterling Capital Management LLC | History | Added to | 75 | 7 | 0.0% | 0.0% | 101 | +37 | 97.37% | Q3 2026 | Oct 22, 2026 |
| Fortitude Family Office, LLC | History | New | 46 | 4 | 0.0% | — | 105 | +46 | New | Q3 2026 | Oct 14, 2026 |
| Avion Wealth | History | Added to | 40 | 4 | 0.0% | 0.0% | 104 | +10 | 33.33% | Q3 2026 | Nov 03, 2026 |
| HARBOR CAPITAL ADVISORS, INC. | History | No change | 44 | 4 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 40 | 4 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| TD PRIVATE CLIENT WEALTH LLC | History | Added to | 34 | 3 | 0.0% | — | 106 | +26 | 325.0% | Q3 2026 | Oct 28, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 31 | 3 | 0.0% | 0.0% | 108 | -25 | -44.64% | Q3 2026 | Oct 08, 2026 |
| Optiver Holding B.V. | History | No change | 32 | 3 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Marquette Asset Management, LLC | History | New | 23 | 2 | 0.0% | — | 111 | +23 | New | Q3 2026 | Oct 09, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 22 | 2 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Allworth Financial LP | History | No change | 24 | 2 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 14 | 1 | 0.0% | 0.0% | 115 | -168 | -92.31% | Q3 2026 | Nov 04, 2026 |
| IFP Advisors, Inc | History | New | 16 | 1 | 0.0% | — | 117 | +16 | New | Q3 2026 | Oct 16, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 17 | 1 | 0.0% | — | 112 | +12 | 240.0% | Q3 2026 | Nov 10, 2026 |
| Advisors Asset Management, Inc. | History | No change | 10 | 1 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 12 | 1 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kilter Group LLC | History | No change | 13 | 1 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.01% | — | -24,200 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Inspire Investing, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -6,699 | -100.0% | Q3 2026 | Oct 22, 2026 |
| Abel Hall, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -5,555 | -100.0% | Q3 2026 | Oct 19, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -124 | -100.0% | Q3 2026 | Nov 09, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 8 | 0 | — | 0.0% | — | -28 | -77.78% | Q3 2026 | Nov 10, 2026 |
| Cornerstone Planning Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14 | -100.0% | Q3 2026 | Oct 16, 2026 |
| SJS Investment Consulting Inc. | History | New | 8 | 0 | — | — | — | +8 | New | Q3 2026 | Oct 26, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 6 | 0 | — | — | — | +6 | New | Q3 2026 | Oct 29, 2026 |
| North Star Investment Management Corp. | History | New | 5 | 0 | — | — | — | +5 | New | Q3 2026 | Oct 27, 2026 |
| Root Financial Partners, LLC | History | New | 3 | 0 | — | — | — | +3 | New | Q3 2026 | Oct 21, 2026 |
| Essential Partners LLC | History | New | 3 | 0 | — | — | — | +3 | New | Q3 2026 | Oct 14, 2026 |
| True Wealth Design, LLC | History | New | 2 | 0 | — | — | — | +2 | New | Q3 2026 | Oct 13, 2026 |
| Hughes Financial Services, LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q3 2026 | Oct 30, 2026 |
| Capital Advisors, Ltd. LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Investors Portfolio Services LLC | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |