Innovator ETFs Trust - NAUG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Gradient Investments LLC | History | Added to | 1,239,641 | 35,885 | 0.56% | 0.57% | 1 | +33,861 | 2.81% | Q1 2026 | Apr 13, 2026 |
| Safe Harbor Wealth Advisors, LLC | History | No change | 254,259 | 7,457 | 7.22% | 7.22% | 2 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 107,722 | 3,118 | 0.0% | 0.0% | 3 | -2,800 | -2.53% | Q1 2026 | Apr 27, 2026 |
| Cetera Investment Advisers | History | Added to | 88,302 | 2,556 | 0.0% | 0.0% | 4 | +6,592 | 8.07% | Q1 2026 | May 13, 2026 |
| HighTower Advisors, LLC | History | Reduced | 72,626 | 2,102 | 0.0% | 0.0% | 5 | -7 | -0.01% | Q1 2026 | May 05, 2026 |
| CORRADO ADVISORS, LLC | History | Reduced | 65,026 | 1,882 | 0.98% | 0.99% | 6 | -1,498 | -2.25% | Q1 2026 | Apr 30, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 52,960 | 1,533 | 0.01% | 0.0% | 7 | +26,805 | 102.49% | Q1 2026 | Apr 30, 2026 |
| Sherry Group, Inc. | History | No change | 39,687 | 1,148 | 1.25% | 1.23% | 8 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Cornerstone Wealth, LLC/TN | History | New | 37,021 | 1,139 | 0.64% | — | 9 | +37,021 | New | Q1 2026 | May 19, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 31,842 | 921 | 0.0% | 0.0% | 10 | -1,413 | -4.25% | Q1 2026 | May 14, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 29,141 | 843 | 0.0% | 0.0% | 11 | -424 | -1.43% | Q1 2026 | Apr 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 27,419 | 793 | 0.0% | 0.0% | 12 | -8,493 | -23.65% | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | No change | 24,316 | 703 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| OLD MISSION CAPITAL LLC | History | Added to | 19,454 | 563 | 0.01% | 0.01% | 14 | +1,505 | 8.38% | Q1 2026 | May 15, 2026 |
| Brown Financial Advisors | History | Reduced | 14,602 | 422 | 0.16% | 0.16% | 15 | -240 | -1.62% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | New | 13,930 | 403 | 0.0% | — | 16 | +13,930 | New | Q1 2026 | May 15, 2026 |
| Merit Financial Group, LLC | History | Reduced | 13,230 | 382 | 0.0% | 0.0% | 17 | -1,111 | -7.75% | Q1 2026 | Apr 15, 2026 |
| Trek Financial, LLC | History | No change | 12,077 | 349 | 0.02% | 0.02% | 18 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| ALTERNA WEALTH MANAGEMENT, INC | History | No change | 9,691 | 280 | 0.21% | 0.24% | 19 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Paladin Wealth, LLC | History | Reduced | 9,606 | 278 | 0.19% | 0.22% | 20 | -1,506 | -13.55% | Q1 2026 | Apr 16, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 9,054 | 262 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 9,002 | 261 | 0.0% | 0.0% | 22 | -2,078 | -18.75% | Q1 2026 | Apr 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 8,914 | 258 | 0.0% | 0.0% | 23 | +726 | 8.87% | Q1 2026 | May 04, 2026 |
| Phoenix Financial Ltd. | History | Reduced | 8,730 | 252 | 0.0% | 0.0% | 24 | -1,760 | -16.78% | Q1 2026 | May 11, 2026 |
| CWC Advisors, LLC. | History | Reduced | 8,697 | 251 | 0.12% | 0.14% | 25 | -1,460 | -14.37% | Q1 2026 | Apr 16, 2026 |
| Mattson Financial Services, LLC | History | Reduced | 8,486 | 245 | 0.06% | 0.06% | 26 | -44 | -0.52% | Q1 2026 | May 11, 2026 |
| Diligent Investors, LLC | History | No change | 7,700 | 222 | 0.05% | 0.06% | 27 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Cresset Asset Management, LLC | History | No change | 7,230 | 209 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| A4 Wealth Advisors LLC | History | Reduced | 7,135 | 206 | 0.17% | 0.2% | 29 | -718 | -9.14% | Q1 2026 | May 11, 2026 |
| Tradition Wealth Management, LLC | History | Reduced | 7,001 | 202 | 0.01% | 0.03% | 30 | -5,317 | -43.16% | Q1 2026 | May 15, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 5,685 | 164 | 0.05% | 0.06% | 31 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| TopTier Wealth Management, LLC | History | New | 3,364 | 97 | 0.06% | — | 32 | +3,364 | New | Q1 2026 | May 05, 2026 |
| NBC SECURITIES, INC. | History | No change | 2,387 | 69 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 2,300 | 66 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| IFP Advisors, Inc | History | Reduced | 898 | 25 | 0.0% | 0.0% | 35 | -240 | -21.09% | Q1 2026 | Apr 13, 2026 |
| Advisory Services Network, LLC | History | New | 650 | 18 | 0.0% | — | 36 | +650 | New | Q1 2026 | May 15, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 620 | 17 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 470 | 13 | 0.0% | 0.0% | 38 | -73 | -13.44% | Q1 2026 | Apr 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 391 | 11 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 275 | 7 | 0.0% | 0.0% | 40 | +122 | 79.74% | Q1 2026 | May 05, 2026 |
| JPMORGAN CHASE & CO | History | New | 186 | 5 | 0.0% | — | 41 | +186 | New | Q1 2026 | May 13, 2026 |
| MORGAN STANLEY | History | No change | 100 | 2 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -41,275 | -100.0% | Q1 2026 | May 15, 2026 |
| Element Squared LLC | History | Closed out | 0 | 0 | — | 0.65% | — | -40,248 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Keystone Wealth Services, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -13,000 | -100.0% | Q1 2026 | May 13, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,843 | -100.0% | Q1 2026 | May 11, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,230 | -100.0% | Q1 2026 | Apr 08, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,095 | -100.0% | Q1 2026 | May 04, 2026 |
| CALTON & ASSOCIATES, INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -7,900 | -100.0% | Q1 2026 | May 13, 2026 |
| Opus Financial Solutions LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -7,230 | -100.0% | Q1 2026 | May 08, 2026 |
| FIRST FOUNDATION ADVISORS | History | Closed out | 0 | 0 | — | 0.01% | — | -6,830 | -100.0% | Q1 2026 | May 04, 2026 |
| Capital Investment Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -47 | -100.0% | Q1 2026 | May 05, 2026 |