PGIM Rock ETF Trust - NOVP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | History | Added to | 274,676 | 8,361 | 0.01% | 0.01% | 1 | +89,927 | 48.68% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 35,162 | 1,070 | 0.0% | 0.0% | 2 | +23,415 | 199.33% | Q4 2025 | Feb 12, 2026 |
| Kestra Advisory Services, LLC | History | New | 21,932 | 667 | 0.0% | — | 3 | +21,932 | New | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | New | 18,925 | 576 | 0.0% | — | 4 | +18,925 | New | Q4 2025 | Feb 18, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 12,855 | 391 | 0.0% | — | 5 | +12,855 | New | Q4 2025 | Feb 12, 2026 |
| ROYAL BANK OF CANADA | History | New | 7,264 | 221 | 0.0% | — | 6 | +7,264 | New | Q4 2025 | Feb 17, 2026 |
| DHJJ Financial Advisors, Ltd. | History | New | 1,824 | 55 | 0.02% | — | 8 | +1,824 | New | Q4 2025 | Jan 23, 2026 |
| Parallel Advisors, LLC | History | No change | 1,839 | 55 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Spire Wealth Management | History | New | 1,395 | 42 | 0.0% | — | 9 | +1,395 | New | Q4 2025 | Jan 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 796 | 24 | 0.0% | — | 10 | +796 | New | Q4 2025 | Feb 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 500 | 15 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,428 | -100.0% | Q3 2025 | Nov 14, 2025 |
| UBS Group AG | History | New | 25 | 0 | — | — | — | +25 | New | Q4 2025 | Jan 29, 2026 |