Nuveen Core Plus Impact Fund - NPCT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 2,701,552 | 27,528 | 0.0% | 0.0% | 1 | -59,677 | -2.16% | Q1 2026 | May 15, 2026 |
| Penserra Capital Management LLC | History | Reduced | 783,889 | 7,987 | 0.09% | 0.1% | 2 | -65,180 | -7.68% | Q1 2026 | May 11, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 504,099 | 5,136 | 0.04% | 0.04% | 3 | -10,372 | -2.02% | Q1 2026 | May 15, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 494,266 | 5,036 | 0.01% | 0.01% | 4 | -2,537 | -0.51% | Q1 2026 | May 14, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 383,375 | 3,907 | 0.08% | 0.04% | 5 | +176,874 | 85.65% | Q1 2026 | May 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 346,260 | 3,528 | 0.0% | 0.0% | 6 | -7,641 | -2.16% | Q1 2026 | May 11, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 254,585 | 2,594 | 0.0% | 0.0% | 7 | +18,413 | 7.8% | Q1 2026 | May 12, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 200,442 | 2,069 | 0.72% | 0.92% | 8 | -84,420 | -29.64% | Q1 2026 | May 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 170,704 | 1,739 | 0.0% | 0.0% | 9 | -4,728 | -2.7% | Q1 2026 | May 15, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Reduced | 125,087 | 1,274 | 0.06% | 0.06% | 10 | -700 | -0.56% | Q1 2026 | Apr 28, 2026 |
| Invesco Ltd. | History | Reduced | 96,644 | 984 | 0.0% | 0.0% | 11 | -27,811 | -22.35% | Q1 2026 | May 12, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 86,200 | 878 | 0.01% | 0.01% | 12 | -27,568 | -24.23% | Q1 2026 | May 04, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 85,784 | 874 | 0.0% | 0.0% | 13 | +2,812 | 3.39% | Q1 2026 | May 15, 2026 |
| Almitas Capital LLC | History | Reduced | 85,383 | 870 | 0.2% | 0.46% | 14 | -118,973 | -58.22% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 83,520 | 851 | 0.0% | 0.0% | 15 | +7,720 | 10.18% | Q1 2026 | May 06, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 70,613 | 719 | 0.0% | 0.0% | 16 | -6,854 | -8.85% | Q1 2026 | May 15, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | Added to | 69,266 | 705 | 0.09% | 0.07% | 17 | +8,873 | 14.69% | Q1 2026 | May 05, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 59,928 | 611 | 0.0% | 0.0% | 18 | +6,567 | 12.31% | Q1 2026 | Apr 30, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 40,352 | 411 | 0.04% | 0.04% | 19 | -1,976 | -4.67% | Q1 2026 | Apr 15, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Reduced | 39,275 | 400 | 0.02% | 0.02% | 20 | -472 | -1.19% | Q1 2026 | Apr 16, 2026 |
| PFG Investments, LLC | History | Added to | 37,401 | 381 | 0.02% | 0.02% | 21 | +538 | 1.46% | Q1 2026 | Apr 27, 2026 |
| UBS Group AG | History | Added to | 31,192 | 317 | 0.0% | 0.0% | 22 | +3,674 | 13.35% | Q1 2026 | May 05, 2026 |
| Private Advisor Group, LLC | History | Added to | 28,231 | 287 | 0.0% | 0.0% | 23 | +4,758 | 20.27% | Q1 2026 | Apr 24, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 23,535 | 239 | 0.0% | 0.0% | 24 | +2,044 | 9.51% | Q1 2026 | May 14, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 23,388 | 238 | 0.24% | 0.12% | 25 | +2,750 | 13.32% | Q1 2026 | May 11, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 15,723 | 160 | 0.0% | 0.0% | 26 | -21,970 | -58.29% | Q1 2026 | May 12, 2026 |
| XTX Topco Ltd | History | Reduced | 15,483 | 157 | 0.0% | 0.01% | 28 | -14,207 | -47.85% | Q1 2026 | May 15, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 15,430 | 157 | 0.01% | 0.09% | 27 | +286 | 1.89% | Q1 2026 | Apr 16, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 10,759 | 109 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Onyx Bridge Wealth Group LLC | History | No change | 10,267 | 104 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| PETRA FINANCIAL ADVISORS INC | History | New | 10,050 | 102 | 0.06% | — | 32 | +10,050 | New | Q1 2026 | May 13, 2026 |
| &PARTNERS | History | No change | 10,068 | 102 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | Added to | 9,419 | 95 | 0.0% | 0.0% | 33 | +137 | 1.48% | Q1 2026 | Apr 07, 2026 |
| US BANCORP \DE\ | History | No change | 9,132 | 93 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 9,086 | 92 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| COMERICA BANK | History | No change | 6,616 | 67 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 6,473 | 65 | 0.0% | — | 37 | +6,473 | New | Q1 2026 | May 01, 2026 |
| ASSETMARK, INC | History | Added to | 5,058 | 51 | 0.0% | — | 38 | +5,000 | 8620.69% | Q1 2026 | May 06, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Reduced | 4,582 | 46 | 0.01% | 0.02% | 39 | -8,856 | -65.9% | Q1 2026 | May 11, 2026 |
| Larson Financial Group LLC | History | No change | 3,720 | 37 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 3,291 | 33 | 0.0% | 0.0% | 41 | -265 | -7.45% | Q1 2026 | May 11, 2026 |
| WPG Advisers, LLC | History | Added to | 2,058 | 20 | 0.01% | 0.01% | 42 | +265 | 14.78% | Q1 2026 | Apr 29, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | New | 1,388 | 14 | 0.0% | — | 43 | +1,388 | New | Q1 2026 | Apr 28, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 1,000 | 10 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| FNY Investment Advisers, LLC | History | New | 600 | 6 | 0.0% | — | 45 | +600 | New | Q1 2026 | Apr 15, 2026 |
| Rockefeller Capital Management L.P. | History | New | 521 | 5 | 0.0% | — | 47 | +521 | New | Q1 2026 | May 14, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | New | 500 | 5 | 0.0% | — | 46 | +500 | New | Q1 2026 | May 11, 2026 |
| CWM, LLC | History | Reduced | 423 | 4 | 0.0% | 0.0% | 48 | -25 | -5.58% | Q1 2026 | May 14, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.06% | — | -144,619 | -100.0% | Q1 2026 | May 15, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.02% | — | -27,211 | -100.0% | Q1 2026 | May 12, 2026 |
| AlphaCore Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,605 | -100.0% | Q1 2026 | May 15, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,397 | -100.0% | Q1 2026 | May 14, 2026 |
| Marex Group plc | History | Closed out | 0 | 0 | — | 0.0% | — | -12,200 | -100.0% | Q1 2026 | May 13, 2026 |