Nushares ETF Trust - NUMG
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 1,165,326 | 55,636 | 0.0% | 0.0% | 1 | +42,864 | 3.82% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 775,543 | 37,026 | 0.01% | 0.01% | 2 | -7,325 | -0.94% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 511,601 | 24,426 | 0.0% | — | 3 | +511,601 | New | Q4 2025 | Feb 17, 2026 |
| Bank of New York Mellon Corp | History | Added to | 463,180 | 22,113 | 0.0% | 0.0% | 4 | +60,811 | 15.11% | Q4 2025 | Feb 10, 2026 |
| LPL Financial LLC | History | Reduced | 458,819 | 21,905 | 0.01% | 0.01% | 5 | -110,291 | -19.38% | Q4 2025 | Feb 11, 2026 |
| TIAA TRUST, NATIONAL ASSOCIATION | History | Reduced | 449,637 | 21,467 | 0.05% | 0.05% | 6 | -15,622 | -3.36% | Q4 2025 | Feb 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 293,876 | 14,030 | 0.0% | 0.0% | 7 | -5,000 | -1.67% | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 231,202 | 11,037 | 0.0% | 0.0% | 8 | -46,541 | -16.76% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Reduced | 192,331 | 9,182 | 0.0% | 0.0% | 9 | -12,413 | -6.06% | Q4 2025 | Jan 29, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 125,680 | 6,000 | 0.01% | 0.01% | 10 | +1,595 | 1.29% | Q4 2025 | Feb 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 105,340 | 5,029 | 0.0% | 0.0% | 11 | +1,379 | 1.33% | Q4 2025 | Feb 18, 2026 |
| Cetera Investment Advisers | History | Added to | 81,992 | 3,914 | 0.0% | 0.0% | 12 | +2,726 | 3.44% | Q4 2025 | Feb 17, 2026 |
| AlTi Global, Inc. | History | Reduced | 81,746 | 3,902 | 0.08% | 0.18% | 13 | -71,684 | -46.72% | Q4 2025 | Feb 13, 2026 |
| Creative Planning | History | Reduced | 77,454 | 3,697 | 0.0% | 0.0% | 14 | -42 | -0.05% | Q4 2025 | Feb 17, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 72,569 | 3,464 | 0.0% | 0.0% | 15 | +8,831 | 13.86% | Q4 2025 | Feb 17, 2026 |
| Ameritas Advisory Services, LLC | History | New | 70,186 | 3,350 | 0.12% | — | 16 | +70,186 | New | Q4 2025 | Feb 04, 2026 |
| WHITTIER TRUST CO | History | No change | 62,623 | 3,094 | 0.03% | 0.04% | 17 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| FIDUCIARY TRUST CO | History | Reduced | 63,261 | 3,020 | 0.03% | 0.03% | 18 | -42 | -0.07% | Q4 2025 | Feb 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 57,790 | 2,759 | 0.0% | 0.0% | 19 | +3,504 | 6.45% | Q4 2025 | Feb 10, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | Reduced | 55,718 | 2,753 | 0.06% | 0.06% | 20 | -4,458 | -7.41% | Q4 2025 | Jan 26, 2026 |
| WCG Wealth Advisors LLC | History | New | 43,346 | 2,069 | 0.06% | — | 21 | +43,346 | New | Q4 2025 | Feb 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 42,394 | 2,024 | 0.0% | 0.0% | 22 | +27,045 | 176.2% | Q4 2025 | Feb 17, 2026 |
| Beacon Pointe Advisors, LLC | History | Added to | 42,248 | 2,017 | 0.01% | 0.02% | 23 | +1,149 | 2.8% | Q4 2025 | Feb 18, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 40,487 | 1,932 | 0.05% | — | 24 | +40,487 | New | Q4 2025 | Feb 17, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 39,303 | 1,876 | 0.0% | 0.0% | 25 | +15 | 0.04% | Q4 2025 | Feb 06, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 34,652 | 1,654 | 0.0% | 0.0% | 26 | +18,474 | 114.19% | Q4 2025 | Feb 11, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 32,400 | 1,546 | 0.0% | — | 27 | +32,400 | New | Q4 2025 | Feb 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 27,036 | 1,290 | 0.0% | 0.0% | 28 | +1,068 | 4.11% | Q4 2025 | Feb 10, 2026 |
| Revolve Wealth Partners, LLC | History | Added to | 26,176 | 1,249 | 0.15% | 0.14% | 29 | +1,611 | 6.56% | Q4 2025 | Jan 20, 2026 |
| rebel Financial LLC | History | New | 21,642 | 1,033 | 0.44% | — | 30 | +21,642 | New | Q4 2025 | Mar 27, 2026 |
| VICUS CAPITAL | History | Reduced | 21,309 | 1,017 | 0.08% | 0.09% | 31 | -1,776 | -7.69% | Q4 2025 | Jan 22, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 19,953 | 952 | 0.0% | 0.0% | 32 | -25,887 | -56.47% | Q4 2025 | Mar 25, 2026 |
| COMMERCE BANK | History | Reduced | 19,091 | 911 | 0.01% | 0.01% | 33 | -671 | -3.4% | Q4 2025 | Feb 13, 2026 |
| Lido Advisors, LLC | History | Added to | 17,858 | 868 | 0.0% | 0.0% | 34 | +426 | 2.44% | Q4 2025 | Feb 10, 2026 |
| IAG Wealth Partners, LLC | History | No change | 17,212 | 821 | 0.1% | 0.1% | 35 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| WealthShield Partners, LLC | History | Added to | 16,795 | 801 | 0.09% | 0.09% | 36 | +796 | 4.98% | Q4 2025 | Feb 03, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 16,195 | 800 | 0.0% | 0.0% | 37 | -126 | -0.77% | Q4 2025 | Jan 08, 2026 |
| High Note Wealth, LLC | History | Reduced | 16,297 | 778 | 0.15% | 0.16% | 38 | -310 | -1.87% | Q4 2025 | Feb 05, 2026 |
| Cerity Partners LLC | History | Reduced | 14,893 | 705 | 0.0% | 0.0% | 39 | -1,265 | -7.83% | Q4 2025 | Feb 11, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 14,571 | 695 | 0.0% | 0.0% | 40 | -73 | -0.5% | Q4 2025 | Feb 18, 2026 |
| RTD Financial Advisors, Inc. | History | Reduced | 14,314 | 683 | 0.08% | 0.09% | 41 | -1,443 | -9.16% | Q4 2025 | Jan 27, 2026 |
| Napier Financial, LLC | History | New | 13,697 | 653 | 0.16% | — | 42 | +13,697 | New | Q4 2025 | Feb 11, 2026 |
| SageView Advisory Group, LLC | History | Added to | 13,300 | 634 | 0.02% | 0.02% | 43 | +1,250 | 10.37% | Q4 2025 | Feb 17, 2026 |
| &PARTNERS | History | Added to | 13,147 | 627 | 0.0% | 0.0% | 44 | +5,096 | 63.3% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 12,960 | 619 | 0.0% | 0.0% | 45 | -760 | -5.54% | Q4 2025 | Feb 05, 2026 |
| CENTRAL TRUST Co | History | Added to | 12,755 | 608 | 0.01% | 0.01% | 46 | +1,756 | 15.97% | Q4 2025 | Feb 02, 2026 |
| SK Wealth Management, LLC | History | Reduced | 12,990 | 594 | 0.17% | 0.29% | 47 | -2,815 | -17.81% | Q4 2025 | Jan 30, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 12,260 | 585 | 0.0% | 0.0% | 48 | -1,150 | -8.58% | Q4 2025 | Feb 17, 2026 |
| COLDSTREAM CAPITAL MANAGEMENT INC | History | No change | 11,500 | 549 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Neumann Capital Management, LLC | History | No change | 11,380 | 543 | 0.16% | 0.16% | 50 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Continuum Advisory, LLC | History | Added to | 11,083 | 529 | 0.05% | 0.05% | 51 | +1,476 | 15.36% | Q4 2025 | Feb 11, 2026 |
| CANANDAIGUA NATIONAL BANK & TRUST CO | History | Added to | 10,524 | 502 | 0.04% | 0.04% | 52 | +369 | 3.63% | Q4 2025 | Jan 30, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 9,587 | 457 | 0.0% | 0.0% | 53 | +968 | 11.23% | Q4 2025 | Feb 18, 2026 |
| Private Advisor Group, LLC | History | Reduced | 9,275 | 442 | 0.0% | 0.0% | 55 | -2,298 | -19.86% | Q4 2025 | Feb 17, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 9,258 | 442 | 0.0% | 0.0% | 54 | +74 | 0.81% | Q4 2025 | Feb 02, 2026 |
| Fingerlakes Wealth Management, Inc. | History | Added to | 8,937 | 426 | 0.27% | 0.28% | 56 | +67 | 0.76% | Q4 2025 | Feb 05, 2026 |
| Corient Private Wealth LLC | History | Added to | 8,848 | 422 | 0.0% | 0.0% | 57 | +583 | 7.05% | Q4 2025 | Mar 09, 2026 |
| HighTower Advisors, LLC | History | Reduced | 8,194 | 391 | 0.0% | 0.0% | 58 | -330 | -3.87% | Q4 2025 | Feb 06, 2026 |
| CWM, LLC | History | Added to | 8,109 | 387 | 0.0% | 0.0% | 59 | +126 | 1.58% | Q4 2025 | Jan 26, 2026 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | History | Added to | 8,051 | 384 | 0.01% | 0.01% | 60 | +1,615 | 25.09% | Q4 2025 | Jan 16, 2026 |
| Simmons Bank | History | Added to | 8,056 | 384 | 0.03% | 0.03% | 61 | +71 | 0.89% | Q4 2025 | Feb 05, 2026 |
| Larson Financial Group LLC | History | Added to | 7,923 | 378 | 0.01% | 0.01% | 62 | +568 | 7.72% | Q4 2025 | Feb 06, 2026 |
| IHT Wealth Management, LLC | History | Reduced | 7,911 | 377 | 0.01% | 0.01% | 63 | -884 | -10.05% | Q4 2025 | Feb 17, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Reduced | 7,700 | 367 | 0.0% | 0.0% | 64 | -8,600 | -52.76% | Q4 2025 | Jan 26, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 7,584 | 362 | 0.01% | 0.03% | 65 | -14,058 | -64.96% | Q4 2025 | Jan 09, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 7,571 | 361 | 0.0% | 0.0% | 66 | +2,011 | 36.17% | Q4 2025 | Feb 17, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 7,333 | 350 | 0.06% | 0.06% | 67 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| McClarren Financial Advisors, Inc. | History | Reduced | 1,852 | 349 | 0.21% | 0.22% | 68 | -3,850 | -67.52% | Q4 2025 | Jan 13, 2026 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | Added to | 7,250 | 346 | 0.01% | 0.01% | 69 | +145 | 2.04% | Q4 2025 | Jan 27, 2026 |
| RVW Wealth, LLC | History | Reduced | 7,179 | 342 | 0.03% | 0.03% | 70 | -131 | -1.79% | Q4 2025 | Jan 12, 2026 |
| Focus Partners Wealth | History | Reduced | 7,035 | 335 | 0.0% | 0.0% | 71 | -33 | -0.47% | Q4 2025 | Feb 13, 2026 |
| CX Institutional | History | Added to | 6,871 | 328 | 0.01% | 0.01% | 72 | +1,360 | 24.68% | Q4 2025 | Feb 02, 2026 |
| WealthSpring Partners, LLC | History | New | 6,868 | 327 | 0.34% | — | 73 | +6,868 | New | Q4 2025 | Feb 12, 2026 |
| Evergreen Private Wealth LLC | History | Added to | 6,845 | 326 | 0.13% | 0.13% | 74 | +79 | 1.17% | Q4 2025 | Jan 28, 2026 |
| Trust Co | History | Added to | 6,769 | 323 | 0.03% | 0.03% | 75 | +1 | 0.01% | Q4 2025 | Jan 15, 2026 |
| Institute for Wealth Management, LLC. | History | Reduced | 6,756 | 322 | 0.03% | 0.05% | 76 | -4,036 | -37.4% | Q4 2025 | Jan 27, 2026 |
| Petros Family Wealth, LLC | History | Reduced | 6,577 | 314 | 0.21% | 0.31% | 77 | -1,026 | -13.49% | Q4 2025 | Jan 14, 2026 |
| Olde Wealth Management, LLC | History | Reduced | 6,471 | 308 | 0.09% | 0.1% | 78 | -83 | -1.27% | Q4 2025 | Feb 12, 2026 |
| Merit Financial Group, LLC | History | Added to | 6,436 | 307 | 0.0% | 0.0% | 79 | +160 | 2.55% | Q4 2025 | Jan 26, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 6,264 | 299 | 0.03% | 0.03% | 80 | +92 | 1.49% | Q4 2025 | Feb 13, 2026 |
| RMG Wealth Management LLC | History | New | 9,598 | 297 | 0.04% | — | 81 | +9,598 | New | Q4 2025 | Jan 29, 2026 |
| PFG Advisors | History | Added to | 5,386 | 257 | 0.01% | 0.01% | 82 | +305 | 6.0% | Q4 2025 | Jan 27, 2026 |
| AIRE ADVISORS, LLC | History | Added to | 5,347 | 255 | 0.05% | 0.05% | 84 | +3 | 0.06% | Q4 2025 | Feb 17, 2026 |
| Bragg Financial Advisors, Inc | History | No change | 5,358 | 255 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Compound Planning, Inc. | History | Added to | 5,282 | 252 | 0.01% | 0.01% | 86 | +272 | 5.43% | Q4 2025 | Feb 19, 2026 |
| Falcon Wealth Planning | History | Added to | 5,294 | 252 | 0.02% | 0.02% | 85 | +48 | 0.91% | Q4 2025 | Feb 03, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 5,150 | 245 | 0.0% | 0.0% | 87 | +160 | 3.21% | Q4 2025 | Feb 13, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 5,130 | 244 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| McAdam, LLC | History | Reduced | 4,566 | 217 | 0.01% | 0.01% | 89 | -1 | -0.02% | Q4 2025 | Feb 13, 2026 |
| Ipsen Advisor Group LLC | History | Reduced | 4,538 | 216 | 0.15% | 0.16% | 90 | -26 | -0.57% | Q4 2025 | Feb 11, 2026 |
| Wealthcare Advisory Partners LLC | History | No change | 4,348 | 207 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Arkos Global Advisors | History | Reduced | 4,298 | 205 | 0.03% | 0.03% | 92 | -320 | -6.93% | Q4 2025 | Feb 13, 2026 |
| Values Added Financial LLC | History | New | 4,221 | 201 | 0.08% | — | 93 | +4,221 | New | Q4 2025 | Jan 16, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 3,524 | 168 | 0.0% | 0.0% | 94 | +714 | 25.41% | Q4 2025 | Mar 16, 2026 |
| Cornerstone Planning Group LLC | History | Added to | 3,479 | 163 | 0.03% | 0.01% | 95 | +34 | 0.99% | Q4 2025 | Feb 02, 2026 |
| ABOUND FINANCIAL, LLC | History | New | 3,315 | 158 | 0.06% | — | 96 | +3,315 | New | Q4 2025 | Feb 17, 2026 |
| Sunrise Financial Services, LLC | History | New | 3,277 | 156 | 0.12% | — | 97 | +3,277 | New | Q4 2025 | Feb 11, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 3,184 | 152 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 3,030 | 144 | 0.0% | 0.0% | 99 | +761 | 33.54% | Q4 2025 | Jan 23, 2026 |
| FIFTH THIRD BANCORP | History | No change | 2,760 | 131 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 2,080 | 99 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Harbor Asset Planning, Inc. | History | No change | 2,058 | 98 | 0.08% | 0.09% | 102 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| UMB Bank, n.a. | History | No change | 1,383 | 66 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| US BANCORP \DE\ | History | Reduced | 1,346 | 64 | 0.0% | 0.0% | 104 | -113 | -7.75% | Q4 2025 | Jan 30, 2026 |
| Millstone Evans Group, LLC | History | No change | 1,337 | 63 | 0.04% | 0.04% | 105 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| MOTCO | History | No change | 1,248 | 59 | 0.01% | 0.01% | 106 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| FMR LLC | History | Reduced | 1,175 | 56 | 0.0% | 0.0% | 107 | -88 | -6.97% | Q4 2025 | Feb 17, 2026 |
| Dunhill Financial, LLC | History | Reduced | 1,157 | 55 | 0.01% | 0.03% | 109 | -1,508 | -56.59% | Q4 2025 | Jan 29, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 1,158 | 55 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 1,143 | 54 | 0.0% | 0.0% | 110 | -168 | -12.81% | Q4 2025 | Feb 17, 2026 |
| COMERICA BANK | History | Reduced | 1,099 | 52 | 0.0% | 0.0% | 112 | -1,820 | -62.35% | Q4 2025 | Jan 29, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 1,106 | 52 | 0.0% | 0.0% | 111 | -26 | -2.3% | Q4 2025 | Feb 09, 2026 |
| MJT & Associates Financial Advisory Group, Inc. | History | No change | 1,071 | 51 | 0.04% | 0.04% | 113 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| MidAtlantic Capital Management, Inc. | History | New | 1,060 | 50 | 0.03% | — | 114 | +1,060 | New | Q4 2025 | Feb 10, 2026 |
| Allworth Financial LP | History | New | 1,013 | 48 | 0.0% | — | 115 | +1,013 | New | Q4 2025 | Feb 05, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 913 | 43 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| MANNING & NAPIER ADVISORS LLC | History | Reduced | 705 | 33 | 0.0% | 0.0% | 117 | -53 | -6.99% | Q4 2025 | Feb 03, 2026 |
| Front Row Advisors LLC | History | No change | 505 | 24 | 0.01% | 0.01% | 118 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Urban Financial Advisory Corp | History | No change | 449 | 21 | 0.01% | 0.01% | 119 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Triumph Capital Management | History | New | 431 | 20 | 0.0% | — | 122 | +431 | New | Q4 2025 | Feb 12, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 419 | 20 | 0.0% | 0.0% | 121 | +182 | 76.79% | Q4 2025 | Jan 20, 2026 |
| MAI Capital Management | History | Added to | 424 | 20 | 0.0% | 0.0% | 120 | +8 | 1.92% | Q4 2025 | Feb 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 413 | 19 | 0.0% | 0.0% | 123 | -63 | -13.24% | Q4 2025 | Feb 12, 2026 |
| JNBA Financial Advisors | History | New | 365 | 17 | 0.0% | — | 124 | +365 | New | Q4 2025 | Jan 26, 2026 |
| CoreCap Advisors, LLC | History | No change | 340 | 16 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Crewe Advisors LLC | History | No change | 306 | 14 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| DT Investment Partners, LLC | History | Added to | 213 | 10 | 0.0% | 0.0% | 127 | +13 | 6.5% | Q4 2025 | Feb 10, 2026 |
| IFP Advisors, Inc | History | New | 194 | 9 | 0.0% | — | 128 | +194 | New | Q4 2025 | Feb 06, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | History | Reduced | 187 | 8 | 0.0% | 0.0% | 130 | -4 | -2.09% | Q4 2025 | Feb 09, 2026 |
| Cape Investment Advisory, Inc. | History | No change | 179 | 8 | 0.0% | 0.01% | 129 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 140 | 6 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| ASSETMARK, INC | History | No change | 134 | 6 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 113 | 5 | 0.0% | — | 134 | +113 | New | Q4 2025 | Feb 03, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 107 | 5 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Rossby Financial, LCC | History | No change | 88 | 4 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| NBC SECURITIES, INC. | History | No change | 54 | 2 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 53 | 2 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Global Retirement Partners, LLC | History | No change | 43 | 2 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,613 | -100.0% | Q3 2025 | Nov 12, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -217 | -100.0% | Q3 2025 | Nov 03, 2025 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -190 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -56 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Rise Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -55 | -100.0% | Q3 2025 | Oct 08, 2025 |
| HM PAYSON & CO | History | Closed out | 0 | 0 | — | — | — | -5 | -100.0% | Q3 2025 | Oct 17, 2025 |
| CITIGROUP INC | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 13, 2026 |
| Pandora Wealth, Inc. | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |