NOVAVAX INC - NVAX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
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| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SHAH CAPITAL MANAGEMENT | History | Added to | 14,845,097 | 120,839 | 23.18% | 18.87% | 1 | +286,317 | 1.97% | Q1 2026 | Apr 24, 2026 |
| BlackRock, Inc. | History | Reduced | 12,844,319 | 104,552 | 0.0% | 0.0% | 2 | -57,230 | -0.44% | Q1 2026 | May 13, 2026 |
| VANGUARD GROUP INC | History | No change | 15,470,365 | 103,960 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| STATE STREET CORP | History | Reduced | 8,970,518 | 73,020 | 0.0% | 0.0% | 4 | -553,128 | -5.81% | Q1 2026 | May 15, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 8,094,658 | 65,890 | 0.04% | 0.02% | 5 | +1,685,660 | 26.3% | Q1 2026 | May 15, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | New | 7,151,625 | 58,214 | 0.0% | — | 6 | +7,151,625 | New | Q1 2026 | May 08, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | New | 7,130,147 | 58,039 | 0.0% | — | 7 | +7,130,147 | New | Q1 2026 | May 15, 2026 |
| Sanofi | History | No change | 6,880,481 | 56,007 | 16.67% | 14.89% | 8 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 6,637,213 | 54,026 | 0.0% | 0.0% | 9 | -1,653,452 | -19.94% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 4,477,701 | 36,448 | 0.01% | 0.01% | 10 | -416,583 | -8.51% | Q1 2026 | May 05, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 3,898,413 | 31,739 | 0.0% | 0.0% | 11 | +177,090 | 4.76% | Q1 2026 | May 15, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 3,875,045 | 31,542 | 0.01% | 0.01% | 12 | -637,538 | -14.13% | Q1 2026 | May 15, 2026 |
| COATUE MANAGEMENT LLC | History | New | 3,836,986 | 31,233 | 0.11% | — | 13 | +3,836,986 | New | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 3,262,842 | 26,559 | 0.0% | 0.0% | 14 | -50,777 | -1.53% | Q1 2026 | May 15, 2026 |
| Graham Capital Management, L.P. | History | Reduced | 2,105,936 | 17,142 | 0.41% | 0.41% | 15 | -465,284 | -18.1% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 1,920,446 | 15,632 | 0.0% | 0.0% | 16 | -482,881 | -20.09% | Q1 2026 | May 15, 2026 |
| Allianz Asset Management GmbH | History | Reduced | 1,859,854 | 15,139 | 0.02% | 0.02% | 17 | -464,288 | -19.98% | Q1 2026 | May 11, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 1,784,246 | 14,523 | 0.0% | 0.0% | 18 | +309,987 | 21.03% | Q1 2026 | May 15, 2026 |
| Point72 Asset Management, L.P. | History | Added to | 1,553,211 | 12,643 | 0.02% | 0.0% | 19 | +1,054,276 | 211.31% | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | Added to | 1,509,326 | 12,285 | 0.0% | 0.0% | 20 | +55,350 | 3.81% | Q1 2026 | May 14, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 1,447,264 | 11,780 | 0.02% | 0.03% | 21 | -978,513 | -40.34% | Q1 2026 | May 13, 2026 |
| TSP Capital Management Group, LLC | History | Added to | 1,390,565 | 11,319 | 2.76% | 2.28% | 22 | +1,500 | 0.11% | Q1 2026 | Apr 24, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 1,373,505 | 11,180 | 0.0% | 0.0% | 23 | +38,452 | 2.88% | Q1 2026 | May 15, 2026 |
| BARCLAYS PLC | History | Added to | 1,191,079 | 9,695 | 0.0% | 0.0% | 24 | +88,779 | 8.05% | Q1 2026 | May 14, 2026 |
| MARSHALL WACE, LLP | History | Added to | 1,166,397 | 9,494 | 0.01% | 0.01% | 25 | +236,386 | 25.42% | Q1 2026 | May 14, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 1,140,357 | 9,282 | 0.0% | 0.0% | 26 | -723,986 | -38.83% | Q1 2026 | May 12, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | New | 1,107,186 | 9,012 | 0.0% | — | 27 | +1,107,186 | New | Q1 2026 | May 08, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 780,797 | 6,355 | 0.0% | 0.0% | 28 | -15,522 | -1.95% | Q1 2026 | May 05, 2026 |
| IMC-Chicago, LLC | History | Reduced | 745,700 | 6,069 | 0.0% | 0.0% | 29 | -289,383 | -27.96% | Q1 2026 | May 05, 2026 |
| Monaco Asset Management SAM | History | Reduced | 697,600 | 5,678 | 1.05% | 1.22% | 30 | -347,400 | -33.24% | Q1 2026 | May 11, 2026 |
| Jefferies Financial Group Inc. | History | New | 673,120 | 5,479 | 0.04% | — | 31 | +673,120 | New | Q1 2026 | May 07, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 640,800 | 5,216 | 0.0% | 0.0% | 32 | -329,900 | -33.99% | Q1 2026 | May 14, 2026 |
| CITIGROUP INC | History | Added to | 617,554 | 5,026 | 0.0% | 0.0% | 33 | +512,629 | 488.57% | Q1 2026 | May 11, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 614,799 | 5,004 | 0.0% | 0.01% | 34 | -9,013 | -1.44% | Q1 2026 | May 15, 2026 |
| Caption Management, LLC | History | Reduced | 598,155 | 4,868 | 0.03% | 0.04% | 35 | -327,695 | -35.39% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 572,034 | 4,656 | 0.0% | 0.0% | 36 | -3,145,950 | -84.61% | Q1 2026 | May 15, 2026 |
| Edgestream Partners, L.P. | History | New | 520,135 | 4,233 | 0.14% | — | 37 | +520,135 | New | Q1 2026 | May 18, 2026 |
| FMR LLC | History | Added to | 500,817 | 4,076 | 0.0% | 0.0% | 38 | +75,876 | 17.86% | Q1 2026 | May 15, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | New | 497,383 | 4,048 | 0.01% | — | 39 | +497,383 | New | Q1 2026 | May 14, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 409,328 | 3,331 | 0.0% | 0.0% | 40 | +112,009 | 37.67% | Q1 2026 | May 13, 2026 |
| Assenagon Asset Management S.A. | History | New | 364,770 | 2,969 | 0.0% | — | 41 | +364,770 | New | Q1 2026 | Apr 20, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 341,671 | 2,781 | 0.0% | 0.0% | 42 | -171,258 | -33.39% | Q1 2026 | May 12, 2026 |
| Nuveen, LLC | History | Reduced | 323,506 | 2,633 | 0.0% | 0.0% | 43 | -5,256 | -1.6% | Q1 2026 | Apr 30, 2026 |
| Walleye Trading LLC | History | Reduced | 288,148 | 2,345 | 0.0% | 0.01% | 44 | -367,332 | -56.04% | Q1 2026 | May 08, 2026 |
| Swiss National Bank | History | No change | 272,100 | 2,214 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Invesco Ltd. | History | Added to | 264,854 | 2,155 | 0.0% | 0.0% | 46 | +5,474 | 2.11% | Q1 2026 | May 12, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Added to | 261,266 | 2,126 | 0.0% | 0.0% | 47 | +12,277 | 4.93% | Q1 2026 | May 13, 2026 |
| NOMURA HOLDINGS INC | History | New | 260,896 | 2,123 | 0.01% | — | 48 | +260,896 | New | Q1 2026 | May 15, 2026 |
| Rafferty Asset Management, LLC | History | Reduced | 248,413 | 2,022 | 0.01% | 0.01% | 49 | -81,073 | -24.61% | Q1 2026 | May 15, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 223,700 | 1,820 | 0.02% | 0.01% | 50 | -100 | -0.04% | Q1 2026 | May 04, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Added to | 200,216 | 1,629 | 0.0% | 0.0% | 51 | +139,810 | 231.45% | Q1 2026 | May 15, 2026 |
| Headlands Technologies LLC | History | Added to | 189,675 | 1,543 | 0.18% | 0.06% | 53 | +89,392 | 89.14% | Q1 2026 | May 13, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 189,600 | 1,543 | 0.0% | 0.0% | 52 | -155 | -0.08% | Q1 2026 | May 12, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 186,638 | 1,519 | 0.0% | 0.0% | 54 | +53,234 | 39.9% | Q1 2026 | May 15, 2026 |
| ALPS ADVISORS INC | History | Added to | 181,025 | 1,473 | 0.01% | 0.01% | 55 | +47,593 | 35.67% | Q1 2026 | May 08, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 180,468 | 1,470 | 0.0% | 0.0% | 56 | +22,524 | 14.26% | Q1 2026 | May 15, 2026 |
| GSA CAPITAL PARTNERS LLP | History | New | 165,179 | 1,345 | 0.08% | — | 57 | +165,179 | New | Q1 2026 | May 08, 2026 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Reduced | 164,553 | 1,339 | 0.0% | 0.0% | 58 | -34,553 | -17.35% | Q1 2026 | May 14, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 159,625 | 1,299 | 0.0% | 0.0% | 59 | +92,288 | 137.05% | Q1 2026 | May 13, 2026 |
| SG Americas Securities, LLC | History | Reduced | 141,085 | 1,148 | 0.0% | 0.01% | 60 | -835,303 | -85.55% | Q1 2026 | Apr 16, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 163,213 | 1,096 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NewEdge Wealth, LLC | History | Reduced | 130,000 | 1,058 | 0.01% | 0.01% | 62 | -239 | -0.18% | Q1 2026 | May 13, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 129,750 | 1,056 | 0.0% | 0.0% | 63 | +9,826 | 8.19% | Q1 2026 | May 06, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | New | 128,859 | 1,048 | 0.0% | — | 64 | +128,859 | New | Q1 2026 | May 15, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 128,505 | 1,046 | 0.29% | 0.19% | 65 | +24,486 | 23.54% | Q1 2026 | May 14, 2026 |
| Legal & General Group Plc | History | Reduced | 125,900 | 1,024 | 0.0% | 0.0% | 66 | -26,325 | -17.29% | Q1 2026 | May 08, 2026 |
| Voleon Capital Management LP | History | Added to | 123,555 | 1,005 | 0.02% | 0.02% | 67 | +4,803 | 4.04% | Q1 2026 | May 15, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Reduced | 120,000 | 976 | 0.0% | 0.0% | 68 | -273,700 | -69.52% | Q1 2026 | May 15, 2026 |
| CREDIT AGRICOLE S A | History | New | 120,000 | 976 | 0.0% | — | 69 | +120,000 | New | Q1 2026 | May 15, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 112,057 | 912 | 0.0% | 0.0% | 70 | -34,676 | -23.63% | Q1 2026 | May 15, 2026 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Reduced | 111,267 | 905 | 0.0% | 0.0% | 71 | -47,746 | -30.03% | Q1 2026 | May 15, 2026 |
| PROFUND ADVISORS LLC | History | Reduced | 110,955 | 903 | 0.03% | 0.02% | 72 | -10,738 | -8.82% | Q1 2026 | Apr 24, 2026 |
| Mitsubishi UFJ Trust & Banking Corp | History | Added to | 106,507 | 866 | 0.0% | 0.0% | 73 | +17,325 | 19.43% | Q1 2026 | May 12, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 105,168 | 856 | 0.01% | 0.0% | 74 | +69,357 | 193.68% | Q1 2026 | Apr 23, 2026 |
| HRT FINANCIAL LP | History | Reduced | 100,300 | 816 | 0.0% | 0.02% | 75 | -835,123 | -89.28% | Q1 2026 | May 14, 2026 |
| Sculptor Capital LP | History | Reduced | 99,400 | 809 | 0.01% | 0.06% | 76 | -776,200 | -88.65% | Q1 2026 | May 15, 2026 |
| Virtu Financial LLC | History | New | 97,148 | 791 | 0.03% | — | 77 | +97,148 | New | Q1 2026 | May 14, 2026 |
| MARTINGALE ASSET MANAGEMENT L P | History | Reduced | 94,657 | 770 | 0.02% | 0.02% | 78 | -100 | -0.11% | Q1 2026 | May 13, 2026 |
| Palumbo Wealth Management LLC | History | New | 92,111 | 749 | 0.18% | — | 79 | +92,111 | New | Q1 2026 | May 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 91,634 | 745 | 0.0% | 0.0% | 80 | +7,564 | 9.0% | Q1 2026 | May 14, 2026 |
| Schonfeld Strategic Advisors LLC | History | Reduced | 89,913 | 731 | 0.01% | 0.0% | 81 | -20,122 | -18.29% | Q1 2026 | May 15, 2026 |
| Ares Systematic Credit Ltd | History | Reduced | 89,537 | 724 | 0.57% | 0.61% | 82 | -22,850 | -20.33% | Q1 2026 | May 15, 2026 |
| VANGUARD ASSET MANAGEMENT, Ltd | History | New | 88,428 | 719 | 0.0% | — | 83 | +88,428 | New | Q1 2026 | May 08, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Reduced | 87,842 | 714 | 0.0% | 0.0% | 84 | -892 | -1.01% | Q1 2026 | May 15, 2026 |
| Bridgefront Capital, LLC | History | New | 86,918 | 707 | 0.18% | — | 85 | +86,918 | New | Q1 2026 | May 15, 2026 |
| Walleye Capital LLC | History | Reduced | 81,420 | 662 | 0.0% | 0.0% | 86 | -130,439 | -61.57% | Q1 2026 | May 13, 2026 |
| MetLife Investment Management, LLC | History | Reduced | 79,221 | 644 | 0.0% | 0.0% | 87 | -1,319 | -1.64% | Q1 2026 | May 14, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 75,200 | 608 | 0.0% | 0.0% | 88 | -9,205 | -10.91% | Q1 2026 | May 13, 2026 |
| STRS OHIO | History | Reduced | 74,600 | 607 | 0.0% | 0.0% | 89 | -31,400 | -29.62% | Q1 2026 | Apr 24, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 67,885 | 552 | 0.0% | 0.0% | 90 | -98,664 | -59.24% | Q1 2026 | May 11, 2026 |
| Creative Planning | History | Added to | 67,202 | 547 | 0.0% | 0.0% | 91 | +4,473 | 7.13% | Q1 2026 | May 12, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 66,510 | 541 | 0.0% | 0.0% | 92 | -3,311 | -4.74% | Q1 2026 | May 15, 2026 |
| Vontobel Holding Ltd. | History | Reduced | 64,136 | 522 | 0.0% | 0.0% | 93 | -35,817 | -35.83% | Q1 2026 | May 08, 2026 |
| Vanguard Global Advisers, LLC | History | New | 63,935 | 520 | 0.0% | — | 94 | +63,935 | New | Q1 2026 | May 08, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 62,642 | 510 | 0.0% | 0.0% | 95 | -13,945 | -18.21% | Q1 2026 | May 01, 2026 |
| BNP Paribas Asset Management Holding S.A. | History | Added to | 62,453 | 508 | 0.0% | 0.0% | 96 | +60,823 | 3731.47% | Q1 2026 | May 14, 2026 |
| JANUS HENDERSON GROUP PLC | History | No change | 60,815 | 495 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| WELLINGTON MANAGEMENT GROUP LLP | History | New | 59,954 | 488 | 0.0% | — | 98 | +59,954 | New | Q1 2026 | May 15, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Reduced | 57,664 | 469 | 0.0% | 0.01% | 99 | -49,638 | -46.26% | Q1 2026 | May 08, 2026 |
| ExodusPoint Capital Management, LP | History | New | 56,950 | 463 | 0.0% | — | 100 | +56,950 | New | Q1 2026 | May 14, 2026 |
| AXQ CAPITAL, LP | History | Added to | 55,989 | 455 | 0.06% | 0.05% | 101 | +26,022 | 86.84% | Q1 2026 | May 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 55,750 | 453 | 0.0% | 0.0% | 102 | +5,652 | 11.28% | Q1 2026 | Apr 27, 2026 |
| Aquatic Capital Management LLC | History | Reduced | 55,138 | 448 | 0.01% | 0.02% | 103 | -43,211 | -43.94% | Q1 2026 | May 15, 2026 |
| Brevan Howard Capital Management LP | History | Reduced | 52,639 | 428 | 0.0% | 0.02% | 104 | -218,460 | -80.58% | Q1 2026 | May 15, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 52,281 | 424 | 0.0% | 0.0% | 105 | +13,568 | 35.05% | Q1 2026 | May 08, 2026 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Reduced | 47,980 | 390 | 0.0% | 0.0% | 106 | -65,643 | -57.77% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 47,943 | 390 | 0.0% | 0.0% | 107 | +2,142 | 4.68% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 47,804 | 389 | 0.0% | 0.0% | 108 | -1,368 | -2.78% | Q1 2026 | May 06, 2026 |
| State of New Jersey Common Pension Fund D | History | New | 47,205 | 384 | 0.0% | — | 109 | +47,205 | New | Q1 2026 | May 05, 2026 |
| ProShare Advisors LLC | History | Reduced | 46,131 | 375 | 0.0% | 0.0% | 110 | -5,579 | -10.79% | Q1 2026 | Apr 24, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 42,355 | 344 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| HUSSMAN STRATEGIC ADVISORS, INC. | History | New | 42,000 | 341 | 0.07% | — | 112 | +42,000 | New | Q1 2026 | May 11, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 41,446 | 337 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Man Group plc | History | Reduced | 40,166 | 326 | 0.0% | 0.0% | 114 | -2,955 | -6.85% | Q1 2026 | May 15, 2026 |
| Arizona State Retirement System | History | Reduced | 37,939 | 308 | 0.0% | 0.0% | 115 | -607 | -1.57% | Q1 2026 | May 01, 2026 |
| Tidal Investments LLC | History | New | 35,943 | 292 | 0.0% | — | 116 | +35,943 | New | Q1 2026 | May 15, 2026 |
| Mitsubishi UFJ Asset Management Co., Ltd. | History | Reduced | 35,737 | 290 | 0.0% | 0.0% | 117 | -883 | -2.41% | Q1 2026 | May 12, 2026 |
| Marex Group plc | History | No change | 35,494 | 288 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Quantinno Capital Management LP | History | Added to | 35,359 | 287 | 0.0% | 0.0% | 119 | +12,304 | 53.37% | Q1 2026 | May 15, 2026 |
| Vanguard Investments Australia, Ltd. | History | New | 33,286 | 270 | 0.0% | — | 120 | +33,286 | New | Q1 2026 | May 08, 2026 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 32,387 | 263 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Private Advisor Group, LLC | History | Reduced | 32,243 | 262 | 0.0% | 0.0% | 122 | -14,426 | -30.91% | Q1 2026 | Apr 24, 2026 |
| VARCOV Co. | History | Reduced | 31,957 | 260 | 0.1% | 0.1% | 123 | -7,107 | -18.19% | Q1 2026 | May 15, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 31,597 | 257 | 0.01% | 0.01% | 124 | +188 | 0.6% | Q1 2026 | Apr 27, 2026 |
| E Fund Management Co., Ltd. | History | New | 31,226 | 254 | 0.01% | — | 125 | +31,226 | New | Q1 2026 | Apr 13, 2026 |
| TWINBEECH CAPITAL LP | History | New | 30,076 | 244 | 0.03% | — | 126 | +30,076 | New | Q1 2026 | May 15, 2026 |
| KLP KAPITALFORVALTNING AS | History | No change | 29,100 | 236 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| China Universal Asset Management Co., Ltd. | History | Added to | 28,914 | 235 | 0.02% | 0.01% | 128 | +2,435 | 9.2% | Q1 2026 | Apr 27, 2026 |
| VIRGINIA RETIREMENT SYSTEMS ET Al | History | No change | 34,663 | 232 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Freestone Grove Partners LP | History | Reduced | 28,176 | 229 | 0.0% | 0.0% | 130 | -68,824 | -70.95% | Q1 2026 | May 15, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | New | 28,175 | 229 | 0.01% | — | 131 | +28,175 | New | Q1 2026 | May 15, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Reduced | 25,842 | 210 | 0.0% | 0.0% | 132 | -1,371 | -5.04% | Q1 2026 | May 12, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 25,210 | 205 | 0.01% | 0.0% | 133 | +22,033 | 693.52% | Q1 2026 | May 15, 2026 |
| AlphaQuest LLC | History | No change | 30,422 | 204 | 0.01% | 0.01% | 134 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | New | 23,839 | 193 | 0.0% | — | 135 | +23,839 | New | Q1 2026 | May 13, 2026 |
| DRW Securities, LLC | History | Added to | 23,607 | 192 | 0.0% | 0.0% | 136 | +11,707 | 98.38% | Q1 2026 | May 13, 2026 |
| PRUDENTIAL FINANCIAL INC | History | New | 23,343 | 190 | 0.0% | — | 137 | +23,343 | New | Q1 2026 | May 13, 2026 |
| FARALLON CAPITAL MANAGEMENT LLC | History | Reduced | 22,000 | 179 | 0.0% | 0.01% | 138 | -173,000 | -88.72% | Q1 2026 | May 15, 2026 |
| Leonteq Securities AG | History | Reduced | 21,815 | 177 | 0.01% | 0.01% | 139 | -10,504 | -32.5% | Q1 2026 | Apr 27, 2026 |
| Jump Financial, LLC | History | Reduced | 21,300 | 173 | 0.0% | 0.04% | 140 | -445,802 | -95.44% | Q1 2026 | May 14, 2026 |
| Pictet Asset Management Holding SA | History | Added to | 21,342 | 173 | 0.0% | 0.0% | 141 | +5,051 | 31.0% | Q1 2026 | Apr 22, 2026 |
| SEI INVESTMENTS CO | History | Added to | 20,180 | 164 | 0.0% | 0.0% | 142 | +33 | 0.16% | Q1 2026 | May 13, 2026 |
| OXFORD ASSET MANAGEMENT LLP | History | Reduced | 19,783 | 161 | 0.07% | 0.06% | 143 | -1,728 | -8.03% | Q1 2026 | May 15, 2026 |
| CANADA LIFE ASSURANCE Co | History | No change | 18,592 | 152 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Stonehage Fleming Financial Services Holdings Ltd | History | No change | 18,705 | 152 | 0.01% | 0.0% | 145 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| HSBC HOLDINGS PLC | History | Reduced | 18,628 | 148 | 0.0% | 0.0% | 146 | -40,153 | -68.31% | Q1 2026 | Apr 30, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | Reduced | 18,138 | 147 | 0.0% | 0.0% | 147 | -9,117 | -33.45% | Q1 2026 | May 15, 2026 |
| Abel Hall, LLC | History | Added to | 18,050 | 146 | 0.03% | 0.02% | 149 | +4,241 | 30.71% | Q1 2026 | Apr 28, 2026 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 18,037 | 146 | 0.0% | 0.0% | 148 | -2,814 | -13.5% | Q1 2026 | Apr 30, 2026 |
| Scientech Research LLC | History | Added to | 17,353 | 141 | 0.12% | 0.07% | 150 | +551 | 3.28% | Q1 2026 | May 15, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 17,001 | 138 | 0.03% | — | 151 | +17,001 | New | Q1 2026 | May 11, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 16,331 | 132 | 0.0% | 0.0% | 152 | +65 | 0.4% | Q1 2026 | May 15, 2026 |
| LAUREL OAK WEALTH MANAGEMENT, LLC | History | No change | 15,540 | 126 | 0.02% | 0.02% | 153 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | History | Reduced | 15,824 | 125 | 0.0% | 0.0% | 154 | -27,892 | -63.8% | Q1 2026 | May 15, 2026 |
| ALLSTATE CORP | History | New | 15,322 | 124 | 0.0% | — | 155 | +15,322 | New | Q1 2026 | May 11, 2026 |
| Beirne Wealth Consulting Services, LLC | History | No change | 15,000 | 122 | 0.03% | 0.03% | 156 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 14,300 | 120 | 0.0% | 0.0% | 157 | +6,115 | 74.71% | Q1 2026 | May 15, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 13,639 | 111 | 0.01% | — | 159 | +13,639 | New | Q1 2026 | May 15, 2026 |
| XPONANCE LLC | History | Added to | 13,759 | 111 | 0.0% | 0.0% | 158 | +1,968 | 16.69% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 13,487 | 110 | 0.0% | 0.0% | 160 | -2,106 | -13.51% | Q1 2026 | May 15, 2026 |
| Quantbot Technologies LP | History | Added to | 13,298 | 108 | 0.0% | 0.0% | 161 | +13,130 | 7815.48% | Q1 2026 | May 13, 2026 |
| US BANCORP \DE\ | History | Added to | 13,170 | 107 | 0.0% | 0.0% | 162 | +257 | 1.99% | Q1 2026 | May 14, 2026 |
| Universal- Beteiligungs- und Servicegesellschaft mbH | History | New | 12,846 | 104 | 0.0% | — | 163 | +12,846 | New | Q1 2026 | May 11, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 12,509 | 101 | 0.0% | 0.0% | 164 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Atom Investors LP | History | Reduced | 12,151 | 98 | 0.01% | 0.06% | 165 | -96,017 | -88.77% | Q1 2026 | May 15, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | New | 12,028 | 97 | 0.0% | — | 166 | +12,028 | New | Q1 2026 | May 14, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 11,847 | 96 | 0.0% | 0.0% | 167 | +689 | 6.17% | Q1 2026 | May 07, 2026 |
| Hudson Bay Capital Management LP | History | New | 11,360 | 92 | 0.0% | — | 168 | +11,360 | New | Q1 2026 | May 13, 2026 |
| CIBC Bancorp USA Inc. | History | New | 11,347 | 92 | 0.0% | — | 169 | +11,347 | New | Q1 2026 | May 12, 2026 |
| CAXTON ASSOCIATES LLP | History | New | 11,088 | 90 | 0.0% | — | 170 | +11,088 | New | Q1 2026 | May 14, 2026 |
| TigerOak Management, L.L.C. | History | No change | 10,640 | 86 | 0.03% | 0.02% | 171 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | New | 10,141 | 82 | 0.0% | — | 174 | +10,141 | New | Q1 2026 | May 04, 2026 |
| BANCO BILBAO VIZCAYA ARGENTARIA, S.A. | History | Reduced | 10,531 | 82 | 0.0% | 0.0% | 172 | -9,516 | -47.47% | Q1 2026 | May 14, 2026 |
| SHERBROOKE PARK ADVISERS LLC | History | No change | 12,306 | 82 | 0.21% | 0.21% | 173 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Genesis Financial Group, LLC | History | New | 10,000 | 81 | 0.05% | — | 175 | +10,000 | New | Q1 2026 | May 18, 2026 |
| Ensign Peak Advisors, Inc | History | No change | 9,450 | 76 | 0.0% | 0.0% | 176 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 8,499 | 69 | 0.0% | 0.0% | 177 | +603 | 7.64% | Q1 2026 | May 04, 2026 |
| Bayforest Capital Ltd | History | Reduced | 7,864 | 64 | 0.07% | 0.07% | 179 | -6,454 | -45.08% | Q1 2026 | Apr 15, 2026 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 7,873 | 64 | 0.0% | 0.0% | 178 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| DANSKE BANK A/S | History | No change | 7,400 | 60 | 0.0% | 0.0% | 180 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 7,265 | 59 | 0.0% | 0.0% | 181 | -21 | -0.29% | Q1 2026 | Apr 07, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 5,633 | 45 | 0.0% | 0.0% | 182 | +2,078 | 58.45% | Q1 2026 | May 14, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | Reduced | 5,293 | 43 | 0.0% | 0.0% | 183 | -582 | -9.91% | Q1 2026 | May 13, 2026 |
| KBC Group NV | History | Added to | 4,746 | 39 | 0.0% | 0.0% | 184 | +1,229 | 34.94% | Q1 2026 | May 07, 2026 |
| FEDERATED HERMES, INC. | History | Added to | 4,753 | 38 | 0.0% | 0.0% | 185 | +1,660 | 53.67% | Q1 2026 | May 11, 2026 |
| DUNCKER STREETT & CO INC | History | Added to | 4,242 | 34 | 0.01% | 0.0% | 186 | +3,825 | 917.27% | Q1 2026 | Apr 29, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 4,202 | 34 | 0.0% | 0.0% | 187 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| GF FUND MANAGEMENT CO. LTD. | History | Added to | 3,633 | 29 | 0.0% | 0.0% | 188 | +440 | 13.78% | Q1 2026 | Apr 15, 2026 |
| Optiver Holding B.V. | History | Added to | 2,413 | 19 | 0.0% | 0.0% | 189 | +2,177 | 922.46% | Q1 2026 | May 15, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 2,048 | 16 | 0.0% | 0.0% | 190 | +1,194 | 139.81% | Q1 2026 | May 14, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 2,308 | 15 | 0.0% | 0.0% | 191 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Added to | 1,779 | 14 | 0.0% | 0.0% | 192 | +1,294 | 266.8% | Q1 2026 | Apr 30, 2026 |
| CWM, LLC | History | Added to | 1,829 | 14 | 0.0% | 0.0% | 193 | +970 | 112.92% | Q1 2026 | May 14, 2026 |
| Sterling Capital Management LLC | History | Reduced | 1,677 | 13 | 0.0% | 0.0% | 194 | -669 | -28.52% | Q1 2026 | Apr 22, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 1,659 | 13 | 0.0% | 0.0% | 195 | +114 | 7.38% | Q1 2026 | May 15, 2026 |
| Versant Capital Management, Inc | History | Added to | 1,255 | 10 | 0.0% | 0.0% | 196 | +586 | 87.59% | Q1 2026 | Apr 06, 2026 |
| Western Wealth Management, LLC | History | New | 1,126 | 9 | 0.0% | — | 199 | +1,126 | New | Q1 2026 | May 19, 2026 |
| GAMMA Investing LLC | History | Added to | 1,112 | 9 | 0.0% | 0.0% | 198 | +503 | 82.59% | Q1 2026 | Apr 06, 2026 |
| Allworth Financial LP | History | Added to | 1,109 | 9 | 0.0% | 0.0% | 197 | +116 | 11.68% | Q1 2026 | May 14, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 1,110 | 8 | 0.0% | 0.0% | 201 | -13,997 | -92.65% | Q1 2026 | Apr 07, 2026 |
| Geneos Wealth Management Inc. | History | No change | 984 | 8 | 0.0% | 0.0% | 200 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Covestor Ltd | History | Reduced | 825 | 7 | 0.0% | 0.01% | 202 | -671 | -44.85% | Q1 2026 | May 05, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 955 | 7 | 0.0% | 0.0% | 203 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Reduced | 757 | 6 | 0.0% | 0.0% | 204 | -75 | -9.01% | Q1 2026 | May 08, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 756 | 6 | 0.0% | 0.0% | 205 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| NBC SECURITIES, INC. | History | Added to | 711 | 5 | 0.0% | 0.0% | 206 | +704 | 10057.14% | Q1 2026 | Apr 14, 2026 |
| STANCE CAPITAL LLC | History | New | 500 | 4 | 0.0% | — | 212 | +500 | New | Q1 2026 | May 13, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | Added to | 449 | 4 | 0.0% | — | 208 | +400 | 816.33% | Q1 2026 | May 01, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | Added to | 500 | 4 | 0.0% | 0.0% | 209 | +200 | 66.67% | Q1 2026 | May 11, 2026 |
| Parallel Advisors, LLC | History | Reduced | 583 | 4 | 0.0% | 0.0% | 210 | -100 | -14.64% | Q1 2026 | May 07, 2026 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | No change | 570 | 4 | 0.0% | 0.0% | 207 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Bulwark Capital Corp | History | No change | 610 | 4 | 0.0% | 0.0% | 211 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| IFP Advisors, Inc | History | Added to | 463 | 3 | 0.0% | 0.0% | 214 | +102 | 28.25% | Q1 2026 | Apr 13, 2026 |
| FINANCIAL CONSULATE, INC | History | No change | 398 | 3 | 0.0% | 0.0% | 213 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 430 | 3 | 0.0% | 0.0% | 215 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| FIFTH THIRD BANCORP | History | New | 262 | 2 | 0.0% | — | 221 | +262 | New | Q1 2026 | May 01, 2026 |
| Intentional Wealth Strategies, LLC | History | New | 250 | 2 | 0.0% | — | 222 | +250 | New | Q1 2026 | May 05, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 353 | 2 | 0.0% | 0.0% | 219 | +53 | 17.67% | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | Added to | 246 | 2 | 0.0% | 0.0% | 216 | +33 | 15.49% | Q1 2026 | May 15, 2026 |
| BESSEMER GROUP INC | History | Reduced | 295 | 2 | 0.0% | 0.0% | 217 | -28 | -8.67% | Q1 2026 | May 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 365 | 2 | 0.0% | 0.0% | 218 | -20 | -5.19% | Q1 2026 | May 07, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 300 | 2 | 0.0% | 0.0% | 220 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | New | 147 | 1 | 0.0% | — | 233 | +147 | New | Q1 2026 | Apr 15, 2026 |
| ALLIANZ SE | History | New | 130 | 1 | 0.0% | — | 234 | +130 | New | Q1 2026 | May 11, 2026 |
| Arax Advisory Partners | History | Added to | 175 | 1 | 0.0% | — | 226 | +76 | 76.77% | Q1 2026 | May 13, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 231 | 1 | 0.0% | 0.0% | 223 | +67 | 40.85% | Q1 2026 | May 07, 2026 |
| PayPay Securities Corp | History | Reduced | 116 | 1 | 0.03% | 0.03% | 231 | -62 | -34.83% | Q1 2026 | Apr 23, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 130 | 1 | 0.0% | — | 224 | +45 | 52.94% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | No change | 241 | 1 | 0.0% | 0.0% | 225 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Larson Financial Group LLC | History | No change | 195 | 1 | 0.0% | 0.0% | 227 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| First Pacific Financial | History | No change | 146 | 1 | 0.0% | — | 228 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| SITTNER & NELSON, LLC | History | No change | 223 | 1 | 0.0% | 0.0% | 229 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| MARYLAND CAPITAL ADVISORS INC. | History | No change | 173 | 1 | 0.0% | 0.0% | 230 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Hilltop National Bank | History | No change | 208 | 1 | 0.0% | 0.0% | 232 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -867,691 | -100.0% | Q1 2026 | May 15, 2026 |
| Skaana Management L.P. | History | Closed out | 0 | 0 | — | 0.41% | — | -190,100 | -100.0% | Q1 2026 | May 11, 2026 |
| Eversept Partners, LP | History | Closed out | 0 | 0 | — | 0.06% | — | -181,220 | -100.0% | Q1 2026 | May 15, 2026 |
| JUPITER ASSET MANAGEMENT LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -146,120 | -100.0% | Q1 2026 | May 12, 2026 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -99,600 | -100.0% | Q1 2026 | May 15, 2026 |
| Sender Co & Partners, Inc. | History | Closed out | 0 | 0 | — | 0.27% | — | -86,300 | -100.0% | Q1 2026 | May 15, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -40,571 | -100.0% | Q1 2026 | May 11, 2026 |
| SUMMIT SECURITIES GROUP LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -40,000 | -100.0% | Q1 2026 | Apr 30, 2026 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -39,500 | -100.0% | Q1 2026 | May 15, 2026 |
| CAPITAL FUND MANAGEMENT S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -29,900 | -100.0% | Q1 2026 | May 14, 2026 |
| Crawford Fund Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -25,000 | -100.0% | Q1 2026 | May 15, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -20,226 | -100.0% | Q1 2026 | May 15, 2026 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.01% | — | -20,000 | -100.0% | Q1 2026 | May 15, 2026 |
| Bayesian Capital Management, LP | History | Closed out | 0 | 0 | — | 0.27% | — | -17,374 | -100.0% | Q1 2026 | May 15, 2026 |
| Edge Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -15,000 | -100.0% | Q1 2026 | Apr 20, 2026 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -12,871 | -100.0% | Q1 2026 | May 15, 2026 |
| Pilgrim Partners Asia Pte Ltd | History | Closed out | 0 | 0 | — | 0.04% | — | -11,600 | -100.0% | Q1 2026 | May 12, 2026 |
| Williams Jones Wealth Management, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,500 | -100.0% | Q1 2026 | May 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,332 | -100.0% | Q1 2026 | May 04, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,843 | -100.0% | Q1 2026 | Apr 28, 2026 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -4,704 | -100.0% | Q1 2026 | May 08, 2026 |
| Aster Capital Management (DIFC) Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -505 | -100.0% | Q1 2026 | May 13, 2026 |
| Daiwa Securities Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -492 | -100.0% | Q1 2026 | May 13, 2026 |
| Independence Bank of Kentucky | History | Closed out | 0 | 0 | — | — | — | -142 | -100.0% | Q1 2026 | Apr 30, 2026 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | — | — | -137 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Torren Management, LLC | History | Closed out | 0 | 0 | — | — | — | -77 | -100.0% | Q1 2026 | Apr 30, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | New | 75 | 0 | — | — | — | +75 | New | Q1 2026 | Apr 13, 2026 |
| Advisory Services Network, LLC | History | New | 61 | 0 | — | — | — | +61 | New | Q1 2026 | May 15, 2026 |
| BEACON INVESTMENT ADVISORY SERVICES, INC. | History | New | 58 | 0 | — | — | — | +58 | New | Q1 2026 | Apr 14, 2026 |
| Financial Life Planners | History | New | 49 | 0 | — | — | — | +49 | New | Q1 2026 | Apr 24, 2026 |
| Root Financial Partners, LLC | History | New | 35 | 0 | — | — | — | +35 | New | Q1 2026 | Apr 24, 2026 |
| Prestige Wealth Management Group LLC | History | Closed out | 0 | 0 | — | — | — | -29 | -100.0% | Q1 2026 | May 13, 2026 |
| Essential Partners LLC | History | New | 24 | 0 | — | — | — | +24 | New | Q1 2026 | May 21, 2026 |
| Vermillion & White Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | — | — | -23 | -100.0% | Q1 2026 | May 15, 2026 |
| True Wealth Design, LLC | History | New | 9 | 0 | — | — | — | +9 | New | Q1 2026 | Apr 13, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | New | 7 | 0 | — | — | — | +7 | New | Q1 2026 | May 08, 2026 |
| First Command Advisory Services, Inc. | History | New | 6 | 0 | — | — | — | +6 | New | Q1 2026 | May 07, 2026 |
| MATHER GROUP, LLC. | History | New | 5 | 0 | — | — | — | +5 | New | Q1 2026 | Apr 13, 2026 |
| Sunbelt Securities, Inc. | History | New | 3 | 0 | — | — | — | +3 | New | Q1 2026 | May 15, 2026 |
| Bogart Wealth, LLC | History | New | 2 | 0 | — | — | — | +2 | New | Q1 2026 | Apr 28, 2026 |
| Cornerstone Planning Group LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q1 2026 | May 06, 2026 |
| Strategic Advocates LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q1 2026 | May 15, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 50 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| COMERICA BANK | History | No change | 101 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Parkside Financial Bank & Trust | History | No change | 78 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Asset Dedication, LLC | History | No change | 65 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Stone House Investment Management, LLC | History | No change | 44 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| TrinityBridge Ltd | History | No change | 50 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Global Retirement Partners, LLC | History | No change | 102 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Golden State Wealth Management, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Dynamic Wealth Strategies, LLC | History | No change | 120 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 20, 2026 |
| Blue Trust, Inc. | History | No change | 50 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Activest Wealth Management | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| CoreCap Advisors, LLC | History | No change | 43 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Dunhill Financial, LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Bear Mountain Capital, Inc. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Bare Financial Services, Inc | History | No change | 72 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Caitlin John, LLC | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Gen-Wealth Partners Inc | History | No change | 50 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 08, 2026 |