NVE CORP /NEW/ - NVEC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Defiance ETFs, LLC | History | No change | 635,270 | 67,319 | 0.91% | 0.91% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Penserra Capital Management LLC | History | No change | 635,270 | 66,417 | 0.51% | 0.51% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BlackRock, Inc. | History | No change | 423,551 | 44,282 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| STATE STREET CORP | History | No change | 375,038 | 39,210 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 215,601 | 22,541 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 195,475 | 20,436 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 175,710 | 19,345 | 0.0% | 0.0% | 7 | +18,604 | 11.84% | Q3 2026 | Nov 06, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 170,730 | 17,849 | 0.02% | 0.02% | 8 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 100,574 | 11,071 | 0.0% | 0.0% | 9 | -8,443 | -7.74% | Q3 2026 | Nov 04, 2026 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | History | No change | 81,215 | 8,491 | 0.42% | 0.42% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 76,384 | 7,985 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 75,366 | 7,879 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ranger Investment Management, L.P. | History | Reduced | 70,156 | 7,722 | 0.72% | 0.8% | 13 | -51,185 | -42.18% | Q3 2026 | Nov 06, 2026 |
| ROYCE & ASSOCIATES LP | History | Reduced | 68,500 | 7,540 | 0.07% | 0.07% | 14 | -11,866 | -14.76% | Q3 2026 | Nov 09, 2026 |
| Silverberg Bernstein Capital Management LLC | History | Reduced | 64,986 | 7,153 | 3.38% | 2.77% | 15 | -4,234 | -6.12% | Q3 2026 | Oct 13, 2026 |
| MARSHALL WACE, LLP | History | No change | 67,167 | 7,022 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 57,022 | 5,961 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DEUTSCHE BANK AG\ | History | Reduced | 49,274 | 5,424 | 0.0% | 0.0% | 18 | -602 | -1.21% | Q3 2026 | Nov 06, 2026 |
| Bank of New York Mellon Corp | History | Added to | 48,080 | 5,292 | 0.0% | 0.0% | 19 | +1,409 | 3.02% | Q3 2026 | Nov 05, 2026 |
| Merrion Investment Management Co, LLC | History | Added to | 47,590 | 5,238 | 2.6% | 2.14% | 20 | +4,325 | 10.0% | Q3 2026 | Oct 16, 2026 |
| Bridge City Capital, LLC | History | Added to | 47,185 | 5,194 | 1.08% | 0.95% | 21 | +7,231 | 18.1% | Q3 2026 | Oct 29, 2026 |
| ISTHMUS PARTNERS, LLC | History | Reduced | 45,011 | 4,954 | 0.48% | 0.51% | 22 | -4,969 | -9.94% | Q3 2026 | Oct 21, 2026 |
| NORTHERN TRUST CORP | History | No change | 46,192 | 4,829 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 35,964 | 3,959 | 0.0% | 0.01% | 24 | -35,329 | -49.55% | Q3 2026 | Nov 06, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | No change | 35,080 | 3,667 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 35,058 | 3,665 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | History | No change | 34,701 | 3,627 | 0.02% | 0.02% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Creative Planning | History | Added to | 28,848 | 3,175 | 0.0% | 0.0% | 28 | +10,240 | 55.03% | Q3 2026 | Nov 02, 2026 |
| Militia Capital Management LLC | History | No change | 26,000 | 2,718 | 0.08% | 0.08% | 29 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Jupiter Topco LLC | History | No change | 24,841 | 2,597 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 18,811 | 1,966 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Trexquant Investment LP | History | No change | 17,675 | 1,847 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Prospect Capital Advisors, LLC | History | No change | 15,720 | 1,643 | 0.75% | 0.75% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| XTX Topco Ltd | History | No change | 15,545 | 1,625 | 0.02% | 0.02% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mitsubishi UFJ Asset Management Co., Ltd. | History | Added to | 14,376 | 1,582 | 0.0% | 0.0% | 35 | +576 | 4.17% | Q3 2026 | Nov 04, 2026 |
| Quantinno Capital Management LP | History | No change | 14,599 | 1,526 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CHATHAM CAPITAL GROUP, INC. | History | New | 13,827 | 1,522 | 0.2% | — | 37 | +13,827 | New | Q3 2026 | Oct 15, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 14,148 | 1,479 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | No change | 13,443 | 1,405 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 12,984 | 1,358 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Nuveen, LLC | History | Added to | 12,180 | 1,340 | 0.0% | 0.0% | 41 | +563 | 4.85% | Q3 2026 | Nov 10, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 12,126 | 1,267 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 11,192 | 1,170 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 10,688 | 1,117 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GSA CAPITAL PARTNERS LLP | History | No change | 9,181 | 960 | 0.06% | 0.06% | 45 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 8,913 | 931 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 8,122 | 849 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 7,583 | 834 | 0.0% | 0.0% | 48 | +2,237 | 41.84% | Q3 2026 | Nov 02, 2026 |
| Belpointe Asset Management LLC | History | New | 7,535 | 829 | 0.02% | — | 49 | +7,535 | New | Q3 2026 | Nov 09, 2026 |
| Kopp Family Office, LLC | History | New | 6,813 | 749 | 0.47% | — | 50 | +6,813 | New | Q3 2026 | Oct 21, 2026 |
| PDT Partners, LLC | History | No change | 6,645 | 694 | 0.04% | 0.04% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MARTINGALE ASSET MANAGEMENT L P | History | No change | 6,317 | 660 | 0.02% | 0.02% | 52 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ALPS ADVISORS INC | History | Reduced | 5,967 | 656 | 0.0% | 0.0% | 53 | -1,469 | -19.76% | Q3 2026 | Nov 02, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 6,207 | 648 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MAIRS & POWER INC | History | No change | 6,000 | 627 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RHUMBLINE ADVISERS | History | No change | 6,001 | 627 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Vident Advisory, LLC | History | No change | 5,911 | 617 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Legato Capital Management LLC | History | No change | 5,387 | 563 | 0.05% | 0.05% | 58 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 5,074 | 530 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Invesco Ltd. | History | No change | 4,769 | 498 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 4,763 | 497 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WINTON GROUP Ltd | History | No change | 4,750 | 496 | 0.02% | 0.02% | 62 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Cetera Investment Advisers | History | No change | 4,626 | 483 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AVIVA PLC | History | No change | 4,445 | 464 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Kings Path Partners LLC | History | Reduced | 4,070 | 448 | 0.12% | 0.21% | 65 | -3,335 | -45.04% | Q3 2026 | Oct 21, 2026 |
| Private Advisor Group, LLC | History | No change | 4,110 | 429 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| FMR LLC | History | Added to | 3,392 | 373 | 0.0% | 0.0% | 67 | +371 | 12.28% | Q3 2026 | Nov 10, 2026 |
| Quadrature Capital Ltd | History | No change | 3,408 | 356 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| JPMORGAN CHASE & CO | History | No change | 3,511 | 346 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 3,262 | 341 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Impact Partnership Wealth, LLC | History | Added to | 2,721 | 299 | 0.03% | 0.02% | 71 | +365 | 15.49% | Q3 2026 | Nov 09, 2026 |
| COMMERCE BANK | History | No change | 2,800 | 292 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MetLife Investment Management, LLC | History | No change | 2,742 | 286 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Odyssean, LLC | History | No change | 2,373 | 248 | 0.04% | 0.04% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Empowered Funds, LLC | History | No change | 2,334 | 244 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Jain Global LLC | History | No change | 2,300 | 240 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BARCLAYS PLC | History | Added to | 2,053 | 225 | 0.0% | 0.0% | 77 | +1,300 | 172.64% | Q3 2026 | Nov 06, 2026 |
| Valmark Advisers, Inc. | History | No change | 2,000 | 220 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 3,140 | 205 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITIGROUP INC | History | Reduced | 1,851 | 203 | 0.0% | 0.0% | 80 | -1,661 | -47.29% | Q3 2026 | Nov 04, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 1,940 | 202 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Vest Financial, LLC | History | New | 1,834 | 201 | 0.0% | — | 82 | +1,834 | New | Q3 2026 | Oct 21, 2026 |
| US BANCORP \DE\ | History | Reduced | 1,650 | 181 | 0.0% | 0.0% | 83 | -29 | -1.73% | Q3 2026 | Nov 05, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 1,732 | 181 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 1,485 | 155 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Legal & General Group Plc | History | No change | 1,478 | 154 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 1,292 | 142 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| SG Americas Securities, LLC | History | No change | 1,105 | 116 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| State of Alaska, Department of Revenue | History | Added to | 1,039 | 114 | 0.0% | 0.0% | 89 | +221 | 27.02% | Q3 2026 | Oct 15, 2026 |
| SIGNATUREFD, LLC | History | Added to | 722 | 79 | 0.0% | 0.0% | 90 | +263 | 57.3% | Q3 2026 | Oct 23, 2026 |
| Versant Capital Management, Inc | History | Reduced | 645 | 71 | 0.01% | 0.01% | 91 | -9 | -1.38% | Q3 2026 | Oct 01, 2026 |
| CANADA LIFE ASSURANCE Co | History | No change | 527 | 55 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| McMillan Office, Inc. | History | No change | 500 | 52 | 0.01% | 0.01% | 93 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 500 | 48 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 394 | 41 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 351 | 38 | 0.0% | 0.0% | 96 | +116 | 49.36% | Q3 2026 | Nov 06, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 365 | 38 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| GAMMA Investing LLC | History | Added to | 340 | 37 | 0.0% | 0.0% | 98 | +121 | 55.25% | Q3 2026 | Oct 08, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 333 | 36 | 0.0% | 0.0% | 100 | +306 | 1133.33% | Q3 2026 | Oct 21, 2026 |
| HARBOR CAPITAL ADVISORS, INC. | History | Added to | 323 | 36 | 0.0% | 0.0% | 99 | +229 | 243.62% | Q3 2026 | Oct 22, 2026 |
| ROYAL BANK OF CANADA | History | No change | 264 | 28 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 233 | 24 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 220 | 24 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Arax Advisory Partners | History | No change | 237 | 24 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Parallel Advisors, LLC | History | No change | 190 | 20 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 216 | 19 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Sterling Capital Management LLC | History | Added to | 161 | 17 | 0.0% | 0.0% | 107 | +144 | 847.06% | Q3 2026 | Oct 22, 2026 |
| Allworth Financial LP | History | Added to | 160 | 16 | 0.0% | 0.0% | 108 | +12 | 8.11% | Q3 2026 | Nov 06, 2026 |
| MEEDER ASSET MANAGEMENT INC | History | No change | 120 | 12 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 112 | 11 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Quantbot Technologies LP | History | No change | 98 | 10 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 68 | 7 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| BARROW HANLEY MEWHINNEY & STRAUSS LLC | History | No change | 59 | 6 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 51 | 5 | 0.0% | — | 114 | +42 | 466.67% | Q3 2026 | Nov 04, 2026 |
| Winch Advisory Services, LLC | History | Added to | 25 | 2 | 0.0% | 0.0% | 115 | +1 | 4.17% | Q3 2026 | Nov 06, 2026 |
| ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | History | New | 17 | 1 | 0.0% | — | 122 | +17 | New | Q3 2026 | Nov 06, 2026 |
| Physician Wealth Advisors, Inc. | History | Added to | 16 | 1 | 0.0% | — | 117 | +12 | 300.0% | Q3 2026 | Oct 20, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 14 | 1 | 0.0% | — | 120 | +7 | 100.0% | Q3 2026 | Oct 08, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 12 | 1 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Covestor Ltd | History | No change | 7 | 1 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Buck Wealth Strategies, LLC | History | No change | 11 | 1 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Essential Partners LLC | History | No change | 11 | 1 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Apollon Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,837 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Inspire Investing, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -6,649 | -100.0% | Q3 2026 | Oct 22, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -4,690 | -100.0% | Q3 2026 | Oct 16, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,565 | -100.0% | Q3 2026 | Nov 02, 2026 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,045 | -100.0% | Q3 2026 | Oct 28, 2026 |
| State of Wyoming | History | Closed out | 0 | 0 | — | 0.0% | — | -417 | -100.0% | Q3 2026 | Oct 28, 2026 |
| Spire Wealth Management | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q3 2026 | Oct 30, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | Reduced | 4 | 0 | — | 0.0% | — | -31 | -88.57% | Q3 2026 | Oct 05, 2026 |
| Parkside Financial Bank & Trust | History | New | 6 | 0 | — | — | — | +6 | New | Q3 2026 | Oct 27, 2026 |
| Root Financial Partners, LLC | History | New | 4 | 0 | — | — | — | +4 | New | Q3 2026 | Oct 21, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q3 2026 | Nov 02, 2026 |
| James T. Borello RIA | History | New | 1 | 0 | — | — | — | +1 | New | Q3 2026 | Oct 16, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FEDERATED HERMES, INC. | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RAFFA WEALTH MANAGEMENT, LLC | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| True Wealth Design, LLC | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| ROSS\JOHNSON & Associates LLC | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cornerstone Financial Management LLC | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 28, 2026 |