NEXPOINT DIVERSIFIED REAL ESTATE TRUST - NXDT
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 14 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NEXPOINT ASSET MANAGEMENT, L.P. | History | Added to | 5,028,935 | 19,260 | 1.34% | 1.57% | 1 | +123,634 | 2.52% | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | Added to | 3,030,215 | 11,605 | 0.0% | 0.0% | 2 | +119,744 | 4.11% | Q4 2025 | Feb 12, 2026 |
| MORGAN STANLEY | History | Reduced | 2,679,829 | 10,263 | 0.0% | 0.0% | 3 | -364,917 | -11.99% | Q4 2025 | Feb 13, 2026 |
| VANGUARD GROUP INC | History | Reduced | 2,184,062 | 8,364 | 0.0% | 0.0% | 4 | -1,364,191 | -38.45% | Q4 2025 | Jan 29, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 1,939,041 | 7,427 | 0.22% | 0.04% | 5 | +1,612,783 | 494.33% | Q4 2025 | Feb 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 993,745 | 3,806 | 0.0% | 0.0% | 6 | +916,901 | 1193.2% | Q4 2025 | Feb 18, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 901,019 | 3,452 | 0.0% | 0.0% | 7 | -125,310 | -12.21% | Q4 2025 | Feb 09, 2026 |
| Matisse Capital | History | Reduced | 861,609 | 3,299 | 1.47% | 1.57% | 8 | -83,238 | -8.81% | Q4 2025 | Jan 29, 2026 |
| STATE STREET CORP | History | Added to | 827,560 | 3,169 | 0.0% | 0.0% | 9 | +39,632 | 5.03% | Q4 2025 | Feb 13, 2026 |
| TCW GROUP INC | History | Added to | 734,487 | 2,813 | 0.02% | 0.02% | 10 | +26,911 | 3.8% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 476,455 | 1,825 | 0.0% | 0.01% | 11 | -43,516 | -8.37% | Q4 2025 | Feb 05, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 372,444 | 1,426 | 0.0% | 0.0% | 12 | +93,580 | 33.56% | Q4 2025 | Feb 13, 2026 |
| GatePass Capital, LLC | History | Reduced | 362,043 | 1,386 | 0.71% | 0.92% | 13 | -71,319 | -16.46% | Q4 2025 | Feb 09, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 350,777 | 1,343 | 0.02% | 0.02% | 14 | +4,007 | 1.16% | Q4 2025 | Feb 02, 2026 |
| Camelot Portfolios, LLC | History | Reduced | 306,509 | 1,173 | 0.72% | 0.73% | 15 | -30,275 | -8.99% | Q4 2025 | Jan 29, 2026 |
| Concorde Asset Management, LLC | History | Reduced | 301,289 | 1,153 | 0.46% | 0.49% | 16 | -26,954 | -8.21% | Q4 2025 | Feb 13, 2026 |
| Bulldog Investors, LLP | History | Added to | 293,119 | 1,122 | 0.25% | 0.24% | 17 | +14,320 | 5.14% | Q4 2025 | Feb 13, 2026 |
| Atlas Wealth LLC | History | No change | 76,961 | 1,070 | 0.32% | 0.35% | 18 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 270,491 | 1,035 | 0.0% | 0.0% | 19 | -13,794 | -4.85% | Q4 2025 | Feb 17, 2026 |
| MADDEN SECURITIES Corp | History | Added to | 221,569 | 848 | 0.26% | 0.24% | 20 | +5,447 | 2.52% | Q4 2025 | Feb 04, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 165,425 | 633 | 0.03% | 0.03% | 21 | +45,001 | 37.37% | Q4 2025 | Jan 26, 2026 |
| Nuveen, LLC | History | Added to | 162,274 | 621 | 0.0% | 0.0% | 22 | +4,034 | 2.55% | Q4 2025 | Feb 12, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 158,189 | 605 | 0.0% | 0.0% | 23 | +96,184 | 155.12% | Q4 2025 | Feb 12, 2026 |
| Bank of New York Mellon Corp | History | Added to | 146,542 | 561 | 0.0% | 0.0% | 24 | +2,889 | 2.01% | Q4 2025 | Feb 10, 2026 |
| UBS Group AG | History | Reduced | 118,047 | 452 | 0.0% | 0.0% | 25 | -185,126 | -61.06% | Q4 2025 | Jan 29, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 102,686 | 393 | 0.0% | 0.0% | 26 | +43,120 | 72.39% | Q4 2025 | Mar 25, 2026 |
| HRT FINANCIAL LP | History | Added to | 96,317 | 368 | 0.0% | 0.0% | 27 | +86,217 | 853.63% | Q4 2025 | Feb 12, 2026 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Added to | 89,910 | 344 | 0.0% | 0.0% | 28 | +101 | 0.11% | Q4 2025 | Feb 18, 2026 |
| MidWestOne Financial Group, Inc. | History | No change | 84,999 | 325 | 0.04% | 0.04% | 29 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Reduced | 76,955 | 294 | 0.14% | 0.15% | 30 | -10,552 | -12.06% | Q4 2025 | Feb 03, 2026 |
| BTG Pactual Asset Management US LLC | History | Added to | 66,111 | 277 | 0.03% | 0.01% | 31 | +2,344 | 3.68% | Q4 2025 | Feb 17, 2026 |
| Asset Management One Co., Ltd. | History | Added to | 65,180 | 247 | 0.0% | 0.0% | 32 | +1,615 | 2.54% | Q4 2025 | Jan 27, 2026 |
| BARCLAYS PLC | History | Added to | 63,639 | 243 | 0.0% | 0.0% | 33 | +9,549 | 17.65% | Q4 2025 | Feb 13, 2026 |
| SMH CAPITAL ADVISORS INC | History | Reduced | 58,419 | 223 | 0.45% | 0.39% | 34 | -1,930 | -3.2% | Q4 2025 | Feb 12, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Added to | 53,264 | 204 | 0.0% | 0.0% | 35 | +1,324 | 2.55% | Q4 2025 | Feb 10, 2026 |
| Point72 Asset Management, L.P. | History | New | 52,464 | 200 | 0.0% | — | 36 | +52,464 | New | Q4 2025 | Feb 17, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | New | 50,457 | 193 | 0.0% | — | 37 | +50,457 | New | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 46,515 | 178 | 0.0% | 0.0% | 38 | +6,478 | 16.18% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 42,291 | 161 | 0.0% | 0.0% | 39 | +23,252 | 122.13% | Q4 2025 | Feb 17, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 41,553 | 159 | 0.0% | 0.0% | 40 | +1,033 | 2.55% | Q4 2025 | Feb 17, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 40,564 | 155 | 0.0% | 0.0% | 41 | -5,342 | -11.64% | Q4 2025 | Feb 17, 2026 |
| Odyssean, LLC | History | New | 39,389 | 150 | 0.11% | — | 42 | +39,389 | New | Q4 2025 | Feb 17, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 38,348 | 146 | 0.0% | 0.0% | 43 | +954 | 2.55% | Q4 2025 | Feb 11, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | Added to | 37,642 | 144 | 0.0% | 0.0% | 44 | +935 | 2.55% | Q4 2025 | Jan 23, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 36,925 | 141 | 0.0% | 0.0% | 45 | -15,364 | -29.38% | Q4 2025 | Feb 11, 2026 |
| Invesco Ltd. | History | Added to | 36,958 | 141 | 0.0% | 0.0% | 46 | +1,706 | 4.84% | Q4 2025 | Feb 19, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 36,400 | 139 | 0.0% | 0.0% | 47 | -220,512 | -85.83% | Q4 2025 | Feb 17, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 34,943 | 133 | 0.0% | 0.0% | 48 | -2,069 | -5.59% | Q4 2025 | Feb 13, 2026 |
| Catalyst Capital Advisors LLC | History | Added to | 33,630 | 128 | 0.0% | 0.0% | 49 | +836 | 2.55% | Q4 2025 | Feb 10, 2026 |
| Mitsubishi UFJ Asset Management Co., Ltd. | History | Added to | 34,395 | 124 | 0.0% | 0.0% | 50 | +855 | 2.55% | Q4 2025 | Feb 03, 2026 |
| Cetera Investment Advisers | History | Reduced | 30,204 | 115 | 0.0% | 0.0% | 51 | -10,674 | -26.11% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 26,973 | 103 | 0.0% | — | 52 | +26,973 | New | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 23,372 | 89 | 0.0% | 0.0% | 53 | -8,873 | -27.52% | Q4 2025 | Feb 10, 2026 |
| Sovereign Financial Group, Inc. | History | Added to | 23,449 | 89 | 0.02% | 0.01% | 54 | +5,012 | 27.18% | Q4 2025 | Jan 07, 2026 |
| Burford Brothers, Inc. | History | Reduced | 22,286 | 85 | 0.04% | 0.05% | 55 | -8,587 | -27.81% | Q4 2025 | Feb 05, 2026 |
| SEI INVESTMENTS CO | History | Added to | 19,678 | 75 | 0.0% | 0.0% | 56 | +489 | 2.55% | Q4 2025 | Feb 13, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | Reduced | 19,416 | 74 | 0.03% | 0.04% | 58 | -2,883 | -12.93% | Q4 2025 | Jan 30, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 19,155 | 74 | 0.0% | 0.0% | 57 | +682 | 3.69% | Q4 2025 | Feb 17, 2026 |
| State of Alaska, Department of Revenue | History | Added to | 17,342 | 65 | 0.0% | 0.0% | 59 | +718 | 4.32% | Q4 2025 | Jan 23, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Reduced | 16,414 | 62 | 0.0% | 0.0% | 60 | -1,797 | -9.87% | Q4 2025 | Feb 10, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Reduced | 16,179 | 61 | 0.0% | 0.0% | 61 | -225 | -1.37% | Q4 2025 | Feb 17, 2026 |
| Daiwa Securities Group Inc. | History | Added to | 15,385 | 59 | 0.0% | 0.0% | 62 | +2,357 | 18.09% | Q4 2025 | Feb 11, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 15,511 | 59 | 0.0% | 0.0% | 63 | -1,182 | -7.08% | Q4 2025 | Jan 13, 2026 |
| Resona Asset Management Co.,Ltd. | History | Added to | 15,570 | 59 | 0.0% | 0.0% | 64 | +386 | 2.54% | Q4 2025 | Feb 06, 2026 |
| Quantinno Capital Management LP | History | Reduced | 13,443 | 51 | 0.0% | 0.0% | 66 | -12,447 | -48.08% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 13,359 | 51 | 0.0% | 0.0% | 65 | -3,017 | -18.42% | Q4 2025 | Feb 12, 2026 |
| Neuberger Berman Group LLC | History | New | 13,265 | 50 | 0.0% | — | 67 | +13,265 | New | Q4 2025 | Feb 13, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 12,904 | 49 | 0.0% | 0.0% | 68 | +7,462 | 137.12% | Q4 2025 | Feb 17, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | New | 12,313 | 47 | 0.0% | — | 69 | +12,313 | New | Q4 2025 | Feb 17, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | Added to | 12,503 | 47 | 0.0% | 0.0% | 70 | +44 | 0.35% | Q4 2025 | Feb 13, 2026 |
| IHT Wealth Management, LLC | History | New | 11,493 | 44 | 0.0% | — | 71 | +11,493 | New | Q4 2025 | Feb 17, 2026 |
| Claro Advisors Inc. | History | New | 11,377 | 43 | 0.01% | — | 73 | +11,377 | New | Q4 2025 | Feb 17, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 11,332 | 43 | 0.0% | — | 72 | +11,332 | New | Q4 2025 | Feb 13, 2026 |
| FMR LLC | History | Added to | 9,563 | 36 | 0.0% | 0.0% | 74 | +8,476 | 779.76% | Q4 2025 | Feb 17, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 8,754 | 33 | 0.0% | 0.0% | 75 | +1,552 | 21.55% | Q4 2025 | Feb 10, 2026 |
| STRS OHIO | History | Added to | 7,469 | 28 | 0.0% | 0.0% | 76 | +273 | 3.79% | Q4 2025 | Feb 02, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 6,694 | 25 | 0.0% | 0.0% | 77 | +1,687 | 33.69% | Q4 2025 | Feb 17, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Reduced | 6,436 | 24 | 0.0% | 0.0% | 78 | -2,534 | -28.25% | Q4 2025 | Jan 15, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 5,431 | 20 | 0.0% | 0.0% | 79 | +133 | 2.51% | Q4 2025 | Feb 12, 2026 |
| IFP Advisors, Inc | History | Added to | 4,486 | 17 | 0.0% | — | 80 | +4,469 | 26288.24% | Q4 2025 | Feb 06, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 2,996 | 11 | 0.0% | 0.0% | 83 | -3,134 | -51.13% | Q4 2025 | Feb 17, 2026 |
| Legal & General Group Plc | History | Added to | 3,108 | 11 | 0.0% | 0.0% | 81 | +77 | 2.54% | Q4 2025 | Feb 09, 2026 |
| Ameritas Investment Partners, Inc. | History | Added to | 3,014 | 11 | 0.0% | 0.0% | 82 | +74 | 2.52% | Q4 2025 | Feb 11, 2026 |
| Oakum Bay Capital LLC | History | New | 4,000 | 8 | 0.0% | — | 86 | +4,000 | New | Q4 2025 | Feb 13, 2026 |
| CWM, LLC | History | Reduced | 2,123 | 8 | 0.0% | 0.0% | 85 | -250 | -10.54% | Q4 2025 | Jan 26, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 2,177 | 8 | 0.0% | 0.0% | 84 | +44 | 2.06% | Q4 2025 | Feb 17, 2026 |
| Sterling Capital Management LLC | History | Reduced | 2,040 | 7 | 0.0% | 0.0% | 87 | -312 | -13.27% | Q4 2025 | Feb 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 1,750 | 6 | 0.0% | 0.0% | 88 | -2,897 | -62.34% | Q4 2025 | Feb 06, 2026 |
| ROYAL BANK OF CANADA | History | New | 1,458 | 6 | 0.0% | — | 89 | +1,458 | New | Q4 2025 | Feb 17, 2026 |
| Avion Wealth | History | New | 1,537 | 5 | 0.0% | — | 90 | +1,537 | New | Q4 2025 | Jan 23, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 1,258 | 4 | 0.0% | — | 94 | +1,258 | New | Q4 2025 | Feb 13, 2026 |
| Garner Asset Management Corp | History | New | 1,151 | 4 | 0.0% | — | 93 | +1,151 | New | Q4 2025 | Feb 03, 2026 |
| MetLife Investment Management, LLC | History | Reduced | 1,176 | 4 | 0.0% | 0.0% | 92 | -304 | -20.54% | Q4 2025 | Feb 12, 2026 |
| AMALGAMATED BANK | History | Reduced | 1,143 | 4 | 0.0% | 0.0% | 91 | -107 | -8.56% | Q4 2025 | Feb 05, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 953 | 3 | 0.0% | 0.0% | 96 | -3,609 | -79.11% | Q4 2025 | Mar 16, 2026 |
| CITIGROUP INC | History | Added to | 876 | 3 | 0.0% | 0.0% | 95 | +458 | 109.57% | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 594 | 2 | 0.0% | 0.0% | 98 | -1,084 | -64.6% | Q4 2025 | Feb 18, 2026 |
| Financial Gravity Asset Management, Inc. | History | Added to | 669 | 2 | 0.0% | 0.0% | 99 | +16 | 2.45% | Q4 2025 | Feb 13, 2026 |
| Anfield Capital Management, LLC | History | Added to | 622 | 2 | 0.0% | 0.0% | 97 | +15 | 2.47% | Q4 2025 | Feb 03, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | New | 276 | 1 | 0.0% | — | 100 | +276 | New | Q4 2025 | Feb 13, 2026 |
| Optiver Holding B.V. | History | Added to | 482 | 1 | 0.0% | 0.0% | 102 | +12 | 2.55% | Q4 2025 | Feb 17, 2026 |
| Sound Income Strategies, LLC | History | Added to | 301 | 1 | 0.0% | 0.0% | 101 | +7 | 2.38% | Q4 2025 | Jan 21, 2026 |
| Covestor Ltd | History | No change | 188 | 1 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -82,435 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Adams Asset Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -56,300 | -100.0% | Q3 2025 | Oct 09, 2025 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -40,637 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,440 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,375 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -10,233 | -100.0% | Q3 2025 | Nov 13, 2025 |
| LOOMIS SAYLES & CO L P | History | Closed out | 0 | 0 | — | 0.0% | — | -3,377 | -100.0% | Q3 2025 | Nov 13, 2025 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 110 | 0 | — | 0.0% | — | -2,055 | -94.92% | Q4 2025 | Feb 09, 2026 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,816 | -100.0% | Q3 2025 | Nov 13, 2025 |
| FIRST UNITED BANK & TRUST | History | Reduced | 23 | 0 | — | 0.0% | — | -904 | -97.52% | Q4 2025 | Jan 21, 2026 |
| Asset Dedication, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -835 | -100.0% | Q3 2025 | Nov 20, 2025 |
| Arax Advisory Partners | History | Reduced | 140 | 0 | — | 0.0% | — | -503 | -78.23% | Q4 2025 | Feb 13, 2026 |
| Cornerstone Planning Group LLC | History | Reduced | 2 | 0 | — | 0.0% | — | -304 | -99.35% | Q4 2025 | Feb 02, 2026 |
| GAMMA Investing LLC | History | New | 183 | 0 | — | — | — | +183 | New | Q4 2025 | Jan 05, 2026 |
| TD Waterhouse Canada Inc. | History | Closed out | 0 | 0 | — | — | — | -150 | -100.0% | Q3 2025 | Nov 03, 2025 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | — | — | -113 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Smartleaf Asset Management LLC | History | Reduced | 18 | 0 | — | — | — | -104 | -85.25% | Q4 2025 | Feb 13, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 89 | 0 | — | — | — | -80 | -47.34% | Q4 2025 | Feb 06, 2026 |
| True Wealth Design, LLC | History | Reduced | 4 | 0 | — | — | — | -80 | -95.24% | Q4 2025 | Jan 08, 2026 |
| Allworth Financial LP | History | New | 40 | 0 | — | — | — | +40 | New | Q4 2025 | Feb 05, 2026 |
| Transamerica Financial Advisors, LLC | History | New | 26 | 0 | — | — | — | +26 | New | Q4 2025 | Feb 13, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | New | 13 | 0 | — | — | — | +13 | New | Q4 2025 | Feb 10, 2026 |
| SHP Wealth Management | History | New | 12 | 0 | — | — | — | +12 | New | Q4 2025 | Mar 04, 2026 |
| Mountain Hill Investment Partners Corp. | History | Added to | 251 | 0 | — | — | — | +9 | 3.72% | Q4 2025 | Jan 26, 2026 |
| Sunbelt Securities, Inc. | History | Closed out | 0 | 0 | — | — | — | -7 | -100.0% | Q3 2025 | Nov 19, 2025 |
| MAI Capital Management | History | Reduced | 1 | 0 | — | — | — | -3 | -75.0% | Q4 2025 | Feb 13, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 61 | 0 | — | — | — | +1 | 1.67% | Q4 2025 | Feb 17, 2026 |
| Dunhill Financial, LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Jan 29, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Colonial Trust Advisors | History | No change | 31 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Farther Finance Advisors, LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |