NEXPOINT DIVERSIFIED REAL ESTATE TRUST - NXDT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NEXPOINT ASSET MANAGEMENT, L.P. | History | Added to | 5,481,827 | 28,450 | 1.9% | 1.68% | 1 | +116,717 | 2.18% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 4,166,954 | 21,626 | 0.01% | 0.0% | 2 | +1,011,612 | 32.06% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | Added to | 3,327,599 | 17,270 | 0.0% | 0.0% | 3 | +201,350 | 6.44% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | Reduced | 2,243,416 | 11,643 | 0.0% | 0.0% | 4 | -288,951 | -11.41% | Q2 2026 | Aug 13, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | Reduced | 1,646,158 | 8,543 | 0.0% | 0.0% | 5 | -62,290 | -3.65% | Q2 2026 | Aug 13, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 1,034,651 | 5,371 | 0.0% | 0.0% | 6 | +34,939 | 3.49% | Q2 2026 | Aug 12, 2026 |
| TCW GROUP INC | History | Added to | 923,518 | 4,793 | 0.03% | 0.03% | 7 | +55,997 | 6.45% | Q2 2026 | Aug 03, 2026 |
| Matisse Capital | History | Added to | 923,630 | 4,793 | 1.92% | 1.8% | 8 | +19,790 | 2.19% | Q2 2026 | Aug 12, 2026 |
| STATE STREET CORP | History | Reduced | 872,223 | 4,526 | 0.0% | 0.0% | 9 | -30,906 | -3.42% | Q2 2026 | Aug 07, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 476,211 | 2,472 | 0.01% | 0.01% | 10 | +17,074 | 3.72% | Q2 2026 | Jul 27, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 427,148 | 2,216 | 0.02% | 0.02% | 11 | +65,886 | 18.24% | Q2 2026 | Aug 03, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 380,625 | 1,975 | 0.0% | 0.0% | 12 | +14,300 | 3.9% | Q2 2026 | Aug 14, 2026 |
| Concorde Asset Management, LLC | History | Added to | 303,434 | 1,574 | 0.91% | 0.69% | 13 | +3,114 | 1.04% | Q2 2026 | Aug 18, 2026 |
| NORTHERN TRUST CORP | History | Added to | 302,818 | 1,571 | 0.0% | 0.0% | 14 | +6,666 | 2.25% | Q2 2026 | Aug 13, 2026 |
| Bulldog Investors, LLP | History | Added to | 300,011 | 1,557 | 0.34% | 0.31% | 15 | +6,894 | 2.35% | Q2 2026 | Aug 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | Added to | 275,717 | 1,430 | 0.0% | 0.0% | 16 | +8,097 | 3.03% | Q2 2026 | Aug 13, 2026 |
| Camelot Portfolios, LLC | History | Reduced | 257,035 | 1,334 | 0.93% | 0.89% | 17 | -1,828 | -0.71% | Q2 2026 | Jul 17, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | Added to | 248,044 | 1,287 | 0.0% | 0.0% | 18 | +32,738 | 15.21% | Q2 2026 | Aug 13, 2026 |
| MADDEN SECURITIES Corp | History | Added to | 231,714 | 1,202 | 0.33% | 0.32% | 19 | +4,933 | 2.18% | Q2 2026 | Jul 24, 2026 |
| Atlas Wealth LLC | History | No change | 76,796 | 1,013 | 0.14% | 0.31% | 20 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 185,131 | 960 | 0.05% | 0.04% | 21 | +16,885 | 10.04% | Q2 2026 | Jul 23, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 140,139 | 727 | 0.0% | 0.0% | 22 | -56,747 | -28.82% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Reduced | 138,906 | 720 | 0.0% | 0.0% | 23 | -80,678 | -36.74% | Q2 2026 | Aug 13, 2026 |
| GatePass Capital, LLC | History | Reduced | 137,508 | 713 | 0.27% | 0.31% | 24 | -3,741 | -2.65% | Q2 2026 | Jul 30, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 127,175 | 660 | 0.0% | 0.0% | 25 | -13,716 | -9.74% | Q2 2026 | Aug 06, 2026 |
| Quantinno Capital Management LP | History | Added to | 115,704 | 600 | 0.0% | 0.0% | 26 | +45,500 | 64.81% | Q2 2026 | Aug 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 115,569 | 599 | 0.0% | 0.0% | 27 | -52,309 | -31.16% | Q2 2026 | Aug 14, 2026 |
| Nuveen, LLC | History | Reduced | 113,184 | 587 | 0.0% | 0.0% | 28 | -159,806 | -58.54% | Q2 2026 | Aug 11, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 103,440 | 536 | 0.0% | 0.0% | 29 | +6,992 | 7.25% | Q2 2026 | Aug 14, 2026 |
| Odyssean, LLC | History | Added to | 94,837 | 492 | 0.08% | 0.16% | 30 | +2,019 | 2.18% | Q2 2026 | Aug 14, 2026 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Added to | 92,857 | 481 | 0.0% | 0.0% | 31 | +1,686 | 1.85% | Q2 2026 | Aug 12, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 77,802 | 403 | 0.0% | 0.0% | 32 | -38,563 | -33.14% | Q2 2026 | Sep 02, 2026 |
| BTG Pactual Asset Management US LLC | History | Added to | 69,419 | 360 | 0.02% | 0.03% | 33 | +1,296 | 1.9% | Q2 2026 | Aug 14, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 64,310 | 334 | 0.01% | 0.01% | 34 | -16,304 | -20.22% | Q2 2026 | Jul 28, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Added to | 64,409 | 334 | 0.14% | 0.13% | 35 | +6,962 | 12.12% | Q2 2026 | Aug 13, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Added to | 63,229 | 328 | 0.0% | 0.0% | 36 | +1,283 | 2.07% | Q2 2026 | Aug 13, 2026 |
| XTX Topco Ltd | History | Reduced | 62,599 | 324 | 0.0% | 0.01% | 37 | -8,662 | -12.16% | Q2 2026 | Aug 14, 2026 |
| SMH CAPITAL ADVISORS INC | History | Added to | 59,797 | 310 | 1.22% | 0.77% | 38 | +1,344 | 2.3% | Q2 2026 | Aug 13, 2026 |
| Asset Management One Co., Ltd. | History | Added to | 58,467 | 303 | 0.0% | 0.0% | 39 | +1,546 | 2.72% | Q2 2026 | Jul 28, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 49,883 | 258 | 0.0% | 0.0% | 40 | +30,580 | 158.42% | Q2 2026 | Aug 06, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 53,835 | 251 | 0.0% | 0.0% | 41 | +5,437 | 11.23% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | Added to | 46,856 | 243 | 0.0% | 0.0% | 42 | +9,564 | 25.65% | Q2 2026 | Aug 14, 2026 |
| Susquehanna Portfolio Strategies, LLC | History | Added to | 46,986 | 243 | 0.0% | 0.0% | 43 | +1,000 | 2.17% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 45,698 | 237 | 0.0% | 0.0% | 44 | -12,019 | -20.82% | Q2 2026 | Aug 14, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Added to | 42,548 | 220 | 0.0% | 0.0% | 45 | +759 | 1.82% | Q2 2026 | Aug 17, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 36,514 | 189 | 0.0% | 0.0% | 46 | +8,943 | 32.44% | Q2 2026 | Aug 07, 2026 |
| RHUMBLINE ADVISERS | History | Added to | 36,154 | 187 | 0.0% | 0.0% | 47 | +1,671 | 4.85% | Q2 2026 | Aug 11, 2026 |
| Mitsubishi UFJ Asset Management Co., Ltd. | History | Added to | 36,088 | 187 | 0.0% | 0.0% | 48 | +828 | 2.35% | Q2 2026 | Aug 07, 2026 |
| Empowered Funds, LLC | History | New | 35,714 | 185 | 0.0% | — | 49 | +35,714 | New | Q2 2026 | Aug 14, 2026 |
| Catalyst Capital Advisors LLC | History | Added to | 35,288 | 183 | 0.0% | 0.0% | 50 | +811 | 2.35% | Q2 2026 | Jul 24, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 33,306 | 172 | 0.0% | 0.0% | 51 | +15,752 | 89.73% | Q2 2026 | Aug 14, 2026 |
| Sovereign Financial Group, Inc. | History | Added to | 33,183 | 172 | 0.03% | 0.02% | 52 | +2,718 | 8.92% | Q2 2026 | Jul 24, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | Reduced | 33,027 | 171 | 0.0% | 0.0% | 53 | -3,180 | -8.78% | Q2 2026 | Jul 30, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 32,732 | 170 | 0.0% | 0.0% | 54 | +1,868 | 6.05% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | Reduced | 26,941 | 139 | 0.0% | 0.0% | 55 | -648 | -2.35% | Q2 2026 | Aug 12, 2026 |
| MetLife Investment Management, LLC | History | Added to | 24,250 | 125 | 0.0% | 0.0% | 56 | +1,072 | 4.63% | Q2 2026 | Aug 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 22,089 | 114 | 0.0% | 0.0% | 57 | -2,152 | -8.88% | Q2 2026 | Aug 03, 2026 |
| SEI INVESTMENTS CO | History | Added to | 20,647 | 107 | 0.0% | 0.0% | 58 | +474 | 2.35% | Q2 2026 | Aug 14, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | Reduced | 20,701 | 107 | 0.04% | 0.04% | 59 | -2 | -0.01% | Q2 2026 | Aug 05, 2026 |
| State of Alaska, Department of Revenue | History | Added to | 18,803 | 97 | 0.0% | 0.0% | 60 | +423 | 2.3% | Q2 2026 | Jul 20, 2026 |
| CITIGROUP INC | History | Added to | 16,988 | 88 | 0.0% | 0.0% | 61 | +15,267 | 887.1% | Q2 2026 | Aug 03, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Reduced | 16,960 | 88 | 0.0% | 0.0% | 62 | -24 | -0.14% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 16,215 | 83 | 0.0% | 0.0% | 63 | -1,510 | -8.52% | Q2 2026 | Aug 12, 2026 |
| Resona Asset Management Co.,Ltd. | History | Added to | 16,233 | 83 | 0.0% | 0.0% | 64 | +272 | 1.7% | Q2 2026 | Jul 29, 2026 |
| HighTower Advisors, LLC | History | New | 15,907 | 82 | 0.0% | — | 66 | +15,907 | New | Q2 2026 | Aug 05, 2026 |
| LPL Financial LLC | History | Added to | 15,813 | 82 | 0.0% | 0.0% | 65 | +3,736 | 30.93% | Q2 2026 | Aug 07, 2026 |
| Daiwa Securities Group Inc. | History | Reduced | 15,460 | 80 | 0.0% | 0.0% | 67 | -124 | -0.8% | Q2 2026 | Jul 31, 2026 |
| Vanguard Global Advisers, LLC | History | Added to | 14,527 | 75 | 0.0% | 0.0% | 68 | +309 | 2.17% | Q2 2026 | Aug 13, 2026 |
| Burford Brothers, Inc. | History | Reduced | 13,163 | 68 | 0.02% | 0.04% | 69 | -6,394 | -32.69% | Q2 2026 | Jul 28, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 13,119 | 68 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| FMR LLC | History | Added to | 12,886 | 66 | 0.0% | 0.0% | 71 | +922 | 7.71% | Q2 2026 | Aug 13, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 12,613 | 65 | 0.0% | 0.0% | 72 | -610 | -4.61% | Q2 2026 | Aug 06, 2026 |
| Neuberger Berman Group LLC | History | Reduced | 11,365 | 58 | 0.0% | 0.0% | 73 | -3,074 | -21.29% | Q2 2026 | Aug 13, 2026 |
| Copley Financial Group, Inc. | History | Added to | 10,656 | 55 | 0.03% | 0.03% | 74 | +226 | 2.17% | Q2 2026 | Aug 11, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 10,327 | 53 | 0.0% | — | 75 | +10,327 | New | Q2 2026 | Jul 15, 2026 |
| STRS OHIO | History | Added to | 7,897 | 40 | 0.0% | 0.0% | 77 | +252 | 3.3% | Q2 2026 | Jul 30, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 7,892 | 40 | 0.0% | 0.0% | 76 | +244 | 3.19% | Q2 2026 | Aug 12, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 6,592 | 34 | 0.0% | 0.0% | 78 | -2,152 | -24.61% | Q2 2026 | Aug 13, 2026 |
| CWM, LLC | History | No change | 6,469 | 30 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 5,668 | 29 | 0.0% | 0.0% | 81 | +2,098 | 58.77% | Q2 2026 | Aug 11, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 5,677 | 29 | 0.0% | 0.0% | 80 | +120 | 2.16% | Q2 2026 | Jul 29, 2026 |
| BARCLAYS PLC | History | Reduced | 5,565 | 28 | 0.0% | 0.0% | 82 | -1,817 | -24.61% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | Reduced | 4,801 | 24 | 0.0% | 0.0% | 83 | -6 | -0.12% | Q2 2026 | Jul 20, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 3,847 | 19 | 0.0% | 0.0% | 85 | +2,126 | 123.53% | Q2 2026 | Aug 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 3,807 | 19 | 0.0% | 0.0% | 84 | -77 | -1.98% | Q2 2026 | Aug 07, 2026 |
| Legal & General Group Plc | History | Added to | 3,260 | 16 | 0.0% | 0.0% | 86 | +74 | 2.32% | Q2 2026 | Aug 14, 2026 |
| Ameritas Investment Partners, Inc. | History | Added to | 3,160 | 16 | 0.0% | 0.0% | 87 | +71 | 2.3% | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | Added to | 3,081 | 15 | 0.0% | 0.0% | 88 | +2,554 | 484.63% | Q2 2026 | Aug 10, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 1,922 | 10 | 0.0% | 0.0% | 89 | +1,579 | 460.35% | Q2 2026 | Aug 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 1,441 | 7 | 0.0% | — | 91 | +1,441 | New | Q2 2026 | Aug 12, 2026 |
| GAMMA Investing LLC | History | Added to | 1,396 | 7 | 0.0% | 0.0% | 90 | +678 | 94.43% | Q2 2026 | Jul 07, 2026 |
| Versant Capital Management, Inc | History | Added to | 1,190 | 6 | 0.0% | 0.0% | 93 | +56 | 4.94% | Q2 2026 | Jul 02, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Added to | 1,314 | 6 | 0.0% | 0.0% | 92 | +27 | 2.1% | Q2 2026 | Aug 07, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 973 | 5 | 0.0% | 0.0% | 95 | -2,560 | -72.46% | Q2 2026 | Aug 13, 2026 |
| Oakum Bay Capital LLC | History | No change | 4,000 | 5 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Financial Gravity Companies, Inc. | History | New | 698 | 3 | 0.0% | — | 99 | +698 | New | Q2 2026 | Aug 05, 2026 |
| Sterling Capital Management LLC | History | Reduced | 685 | 3 | 0.0% | 0.0% | 96 | -605 | -46.9% | Q2 2026 | Jul 28, 2026 |
| NewEdge Advisors, LLC | History | Added to | 663 | 3 | 0.0% | 0.0% | 97 | +56 | 9.23% | Q2 2026 | Aug 12, 2026 |
| Financial Gravity Asset Management, Inc. | History | No change | 684 | 3 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 507 | 2 | 0.0% | 0.0% | 100 | -1,498 | -74.71% | Q2 2026 | Aug 24, 2026 |
| Optiver Holding B.V. | History | Added to | 390 | 2 | 0.0% | 0.0% | 102 | +12 | 3.17% | Q2 2026 | Aug 12, 2026 |
| Anfield Capital Management, LLC | History | No change | 636 | 2 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Reduced | 356 | 1 | 0.0% | 0.0% | 103 | -3,945 | -91.72% | Q2 2026 | Aug 10, 2026 |
| United Financial Planning Group LLC | History | New | 217 | 1 | 0.0% | — | 107 | +217 | New | Q2 2026 | Aug 06, 2026 |
| Essential Partners LLC | History | Reduced | 244 | 1 | 0.0% | 0.0% | 106 | -51 | -17.29% | Q2 2026 | Aug 10, 2026 |
| Covestor Ltd | History | Added to | 207 | 1 | 0.0% | 0.0% | 105 | +12 | 6.15% | Q2 2026 | Aug 07, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 285 | 1 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,704 | -100.0% | Q2 2026 | Jul 29, 2026 |
| IHT Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,848 | -100.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,027 | -100.0% | Q2 2026 | Aug 14, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -10,195 | -100.0% | Q2 2026 | Sep 09, 2026 |
| Avion Wealth | History | Closed out | 0 | 0 | — | 0.0% | — | -1,573 | -100.0% | Q2 2026 | Jul 31, 2026 |
| Mountain Hill Investment Partners Corp. | History | Closed out | 0 | 0 | — | 0.0% | — | -260 | -100.0% | Q2 2026 | Jul 16, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 145 | 0 | — | — | — | +130 | 866.67% | Q2 2026 | Jul 17, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | — | — | -54 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Allworth Financial LP | History | Added to | 137 | 0 | — | — | — | +39 | 39.8% | Q2 2026 | Aug 11, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 129 | 0 | — | — | — | -25 | -16.23% | Q2 2026 | Jul 24, 2026 |
| Westside Investment Management, Inc. | History | New | 23 | 0 | — | — | — | +23 | New | Q2 2026 | Jul 27, 2026 |
| Ameritas Advisory Services, LLC | History | New | 13 | 0 | — | — | — | +13 | New | Q2 2026 | Aug 14, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 50 | 0 | — | — | — | +8 | 19.05% | Q2 2026 | Aug 06, 2026 |
| SJS Investment Consulting Inc. | History | Added to | 9 | 0 | — | — | — | +8 | 800.0% | Q2 2026 | Jul 22, 2026 |
| True Wealth Design, LLC | History | Added to | 16 | 0 | — | — | — | +8 | 100.0% | Q2 2026 | Jul 16, 2026 |
| Basecamp Wealth Advisors LLC | History | Added to | 8 | 0 | — | — | — | +5 | 166.67% | Q2 2026 | Aug 14, 2026 |
| Fortitude Family Office, LLC | History | New | 5 | 0 | — | — | — | +5 | New | Q2 2026 | Jul 20, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 5 | 0 | — | — | — | +3 | 150.0% | Q2 2026 | Aug 04, 2026 |
| JPL Wealth Management, LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q2 2026 | Aug 13, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q2 2026 | Aug 10, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 62 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| AdvisorNet Financial, Inc | History | No change | 31 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Asset Dedication, LLC | History | No change | 22 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 26 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Colonial Trust Advisors | History | No change | 31 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Sunbelt Securities, Inc. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SHP Wealth Management | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cornerstone Planning Group LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Dunhill Financial, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Smartleaf Asset Management LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |