FIRST TRUST EXCHANGE-TRADED FUND II - NXTG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 213,449 | 23,889 | 0.0% | 0.0% | 1 | -4,513 | -2.07% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 210,199 | 23,525 | 0.01% | 0.01% | 2 | -7,204 | -3.31% | Q1 2026 | May 06, 2026 |
| UBS Group AG | History | Reduced | 137,590 | 15,399 | 0.0% | 0.0% | 3 | -17,618 | -11.35% | Q1 2026 | May 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 91,336 | 10,222 | 0.0% | 0.0% | 4 | -39,875 | -30.39% | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 79,842 | 8,936 | 0.0% | 0.0% | 5 | +13,201 | 19.81% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Reduced | 78,486 | 8,784 | 0.01% | 0.01% | 6 | -4,515 | -5.44% | Q1 2026 | May 13, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 66,718 | 7,467 | 0.02% | 0.02% | 7 | -3,733 | -5.3% | Q1 2026 | Apr 22, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 64,687 | 7,239 | 0.03% | 0.03% | 8 | +681 | 1.06% | Q1 2026 | Apr 30, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 61,266 | 6,856 | 0.0% | 0.0% | 9 | +6,988 | 12.87% | Q1 2026 | May 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 58,654 | 6,564 | 0.0% | 0.0% | 10 | +1,462 | 2.56% | Q1 2026 | May 15, 2026 |
| Cerity Partners LLC | History | Added to | 33,486 | 3,747 | 0.01% | 0.0% | 11 | +16,987 | 102.96% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 32,167 | 3,600 | 0.0% | 0.0% | 12 | -341 | -1.05% | Q1 2026 | May 12, 2026 |
| Mariner, LLC | History | Reduced | 26,371 | 2,951 | 0.0% | 0.0% | 13 | -10,779 | -29.01% | Q1 2026 | May 13, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 25,681 | 2,875 | 0.03% | 0.04% | 14 | -3,800 | -12.89% | Q1 2026 | May 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 22,991 | 2,573 | 0.0% | 0.0% | 15 | -464 | -1.98% | Q1 2026 | Apr 27, 2026 |
| Private Advisor Group, LLC | History | Added to | 21,098 | 2,361 | 0.01% | 0.01% | 16 | +479 | 2.32% | Q1 2026 | Apr 24, 2026 |
| NewEdge Advisors, LLC | History | Added to | 19,907 | 2,228 | 0.01% | 0.01% | 17 | +87 | 0.44% | Q1 2026 | Jun 02, 2026 |
| First PREMIER Bank | History | Reduced | 19,541 | 2,187 | 0.5% | 0.48% | 18 | -21 | -0.11% | Q1 2026 | Apr 20, 2026 |
| Perigon Wealth Management, LLC | History | No change | 19,503 | 2,182 | 0.04% | 0.04% | 19 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 19,239 | 2,153 | 0.05% | 0.05% | 20 | +255 | 1.34% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 18,260 | 2,043 | 0.0% | 0.0% | 21 | -1,696 | -8.5% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 18,036 | 2,019 | 0.0% | 0.0% | 22 | +1,616 | 9.84% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 17,516 | 1,960 | 0.01% | 0.0% | 23 | +780 | 4.66% | Q1 2026 | Apr 30, 2026 |
| WealthCare Investment Partners, LLC | History | Reduced | 16,800 | 1,916 | 0.53% | 0.54% | 24 | -313 | -1.83% | Q1 2026 | Apr 08, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | Reduced | 17,091 | 1,912 | 0.93% | 0.89% | 25 | -30 | -0.18% | Q1 2026 | May 07, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 14,921 | 1,669 | 0.0% | 0.0% | 26 | -4,107 | -21.58% | Q1 2026 | May 04, 2026 |
| NewEdge Wealth, LLC | History | Reduced | 14,189 | 1,588 | 0.02% | 0.02% | 27 | -68 | -0.48% | Q1 2026 | May 13, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 12,458 | 1,394 | 0.26% | 0.27% | 28 | +6,043 | 94.2% | Q1 2026 | Apr 29, 2026 |
| Sigma Planning Corp | History | Reduced | 11,546 | 1,292 | 0.04% | 0.03% | 29 | -39 | -0.34% | Q1 2026 | May 04, 2026 |
| Forefront Wealth Partners, LLC | History | Reduced | 10,557 | 1,181 | 0.49% | 0.62% | 30 | -1,617 | -13.28% | Q1 2026 | Apr 17, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 10,366 | 1,160 | 0.0% | 0.0% | 31 | +178 | 1.75% | Q1 2026 | May 12, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 10,239 | 1,145 | 0.01% | 0.01% | 32 | +346 | 3.5% | Q1 2026 | May 05, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 10,025 | 1,122 | 0.01% | 0.01% | 33 | -71 | -0.7% | Q1 2026 | May 05, 2026 |
| HighPoint Advisor Group LLC | History | New | 9,748 | 1,090 | 0.05% | — | 34 | +9,748 | New | Q1 2026 | May 14, 2026 |
| CWM, LLC | History | Reduced | 9,724 | 1,088 | 0.0% | 0.0% | 35 | -68 | -0.69% | Q1 2026 | May 14, 2026 |
| Belpointe Asset Management LLC | History | Reduced | 9,623 | 1,077 | 0.04% | 0.04% | 36 | -121 | -1.24% | Q1 2026 | Apr 28, 2026 |
| Flaharty Asset Management, LLC | History | Reduced | 8,633 | 966 | 0.12% | 0.12% | 37 | -160 | -1.82% | Q1 2026 | May 04, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 8,454 | 945 | 0.0% | 0.0% | 38 | -1,960 | -18.82% | Q1 2026 | May 13, 2026 |
| Prospera Financial Services Inc | History | Reduced | 7,997 | 896 | 0.01% | 0.02% | 40 | -977 | -10.89% | Q1 2026 | Apr 14, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 8,009 | 896 | 0.03% | 0.02% | 39 | -54 | -0.67% | Q1 2026 | Apr 23, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 7,814 | 874 | 0.01% | 0.02% | 41 | +598 | 8.29% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 7,694 | 861 | 0.0% | 0.0% | 42 | +1,467 | 23.56% | Q1 2026 | May 15, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 7,305 | 817 | 0.0% | 0.0% | 43 | -366 | -4.77% | Q1 2026 | May 14, 2026 |
| Stonebridge Financial Planning Group, LLC | History | Added to | 7,274 | 814 | 0.3% | 0.28% | 44 | +1 | 0.01% | Q1 2026 | May 08, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 7,200 | 805 | 0.01% | 0.01% | 45 | +361 | 5.28% | Q1 2026 | Apr 28, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 6,831 | 773 | 0.05% | 0.05% | 46 | +1 | 0.01% | Q1 2026 | May 01, 2026 |
| STEPHENS INC /AR/ | History | Added to | 6,729 | 753 | 0.01% | 0.01% | 47 | +87 | 1.31% | Q1 2026 | Apr 28, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 6,630 | 742 | 0.0% | — | 49 | +6,630 | New | Q1 2026 | May 15, 2026 |
| OpenArc Corporate Advisory, LLC | History | No change | 6,630 | 742 | 0.01% | 0.01% | 48 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| 1776 Wealth LLC | History | No change | 6,514 | 729 | 0.29% | 0.26% | 50 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Atria Investments, Inc | History | Reduced | 6,467 | 723 | 0.01% | 0.02% | 51 | -10,946 | -62.86% | Q1 2026 | May 05, 2026 |
| Stelac Advisory Services LLC | History | Added to | 6,389 | 715 | 0.14% | 0.09% | 52 | +4,064 | 174.8% | Q1 2026 | May 08, 2026 |
| Advyzon Investment Management, LLC | History | New | 5,816 | 650 | 0.06% | — | 53 | +5,816 | New | Q1 2026 | May 12, 2026 |
| CITADEL ADVISORS LLC | History | New | 5,383 | 602 | 0.0% | — | 54 | +5,383 | New | Q1 2026 | May 15, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 5,042 | 564 | 0.01% | — | 55 | +5,042 | New | Q1 2026 | May 15, 2026 |
| Moors & Cabot, Inc. | History | Reduced | 5,018 | 561 | 0.02% | 0.03% | 56 | -519 | -9.37% | Q1 2026 | May 08, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 5,018 | 561 | 0.04% | 0.04% | 57 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Cornerstone Wealth Management, LLC | History | Reduced | 4,929 | 551 | 0.03% | 0.03% | 58 | -131 | -2.59% | Q1 2026 | Apr 23, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 4,851 | 542 | 0.0% | 0.0% | 59 | -33 | -0.68% | Q1 2026 | May 08, 2026 |
| Equitable Holdings, Inc. | History | Added to | 4,972 | 535 | 0.0% | 0.0% | 60 | +512 | 11.48% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 4,777 | 534 | 0.0% | 0.0% | 61 | -224 | -4.48% | Q1 2026 | May 14, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | Added to | 4,620 | 517 | 0.37% | 0.35% | 62 | +125 | 2.78% | Q1 2026 | Apr 21, 2026 |
| AE Wealth Management LLC | History | Reduced | 4,593 | 514 | 0.0% | 0.0% | 64 | -355 | -7.17% | Q1 2026 | May 13, 2026 |
| Migdal Insurance & Financial Holdings Ltd. | History | Reduced | 4,598 | 514 | 0.0% | 0.0% | 63 | -112 | -2.38% | Q1 2026 | May 14, 2026 |
| Independent Advisor Alliance | History | New | 4,555 | 509 | 0.01% | — | 65 | +4,555 | New | Q1 2026 | May 12, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 4,374 | 489 | 0.04% | 0.04% | 66 | -119 | -2.65% | Q1 2026 | Apr 14, 2026 |
| Z3 Capital Partners, LLC | History | Reduced | 4,328 | 484 | 0.12% | 0.12% | 67 | -279 | -6.06% | Q1 2026 | May 07, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 4,230 | 473 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | No change | 4,230 | 473 | 0.03% | 0.03% | 69 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Marks Group Wealth Management, Inc | History | No change | 4,000 | 447 | 0.04% | 0.04% | 70 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 3,676 | 411 | 0.0% | 0.0% | 71 | -211 | -5.43% | Q1 2026 | Apr 27, 2026 |
| Stirlingshire Investments, Inc. | History | No change | 3,451 | 386 | 0.34% | 0.33% | 72 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Gateway Wealth Partners, LLC | History | New | 3,310 | 370 | 0.01% | — | 73 | +3,310 | New | Q1 2026 | May 15, 2026 |
| RIVERCHASE WEALTH MANAGEMENT, LLC | History | No change | 3,227 | 361 | 0.19% | 0.19% | 74 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| GTS SECURITIES LLC | History | Reduced | 2,988 | 334 | 0.01% | 0.04% | 75 | -9,235 | -75.55% | Q1 2026 | May 14, 2026 |
| Warner Group LLC | History | Reduced | 2,890 | 323 | 0.21% | 0.19% | 76 | -45 | -1.53% | Q1 2026 | Apr 29, 2026 |
| Banco Santander, S.A. | History | Reduced | 2,710 | 303 | 0.0% | 0.0% | 77 | -410 | -13.14% | Q1 2026 | May 08, 2026 |
| Kraft, Davis & Associates, LLC | History | Reduced | 2,159 | 291 | 0.06% | 0.05% | 78 | -9 | -0.42% | Q1 2026 | May 01, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Reduced | 2,561 | 286 | 0.01% | 0.01% | 80 | -335 | -11.57% | Q1 2026 | May 11, 2026 |
| Ameritas Advisory Services, LLC | History | Reduced | 2,562 | 286 | 0.01% | 0.01% | 79 | -191 | -6.94% | Q1 2026 | May 12, 2026 |
| MGO ONE SEVEN LLC | History | No change | 2,530 | 283 | 0.01% | 0.01% | 81 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| HBK Sorce Advisory LLC | History | No change | 1,752 | 253 | 0.01% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| CoreCap Advisors, LLC | History | No change | 2,230 | 249 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| MONECO ADVISORS, LLC | History | No change | 2,100 | 235 | 0.02% | 0.02% | 84 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 2,035 | 227 | 0.0% | 0.0% | 85 | +234 | 12.99% | Q1 2026 | May 07, 2026 |
| Prasad Wealth Partners, LLC | History | Added to | 2,008 | 224 | 0.06% | 0.06% | 86 | +4 | 0.2% | Q1 2026 | Apr 27, 2026 |
| Snowden Capital Advisors LLC | History | Added to | 1,958 | 219 | 0.01% | 0.01% | 87 | +1 | 0.05% | Q1 2026 | May 14, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 1,926 | 215 | 0.0% | 0.01% | 88 | -1,277 | -39.87% | Q1 2026 | May 18, 2026 |
| &PARTNERS | History | Added to | 1,905 | 213 | 0.0% | 0.0% | 89 | +4 | 0.21% | Q1 2026 | May 15, 2026 |
| StoneX Group Inc. | History | New | 1,895 | 212 | 0.01% | — | 90 | +1,895 | New | Q1 2026 | May 14, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | New | 1,869 | 209 | 0.0% | — | 92 | +1,869 | New | Q1 2026 | Apr 27, 2026 |
| Vestmark Advisory Solutions, Inc. | History | New | 1,868 | 209 | 0.0% | — | 91 | +1,868 | New | Q1 2026 | May 15, 2026 |
| CHOREO, LLC | History | New | 1,832 | 205 | 0.0% | — | 93 | +1,832 | New | Q1 2026 | May 12, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | New | 1,829 | 204 | 0.0% | — | 94 | +1,829 | New | Q1 2026 | Apr 20, 2026 |
| October Effect Ltd | History | New | 1,800 | 201 | 0.23% | — | 95 | +1,800 | New | Q1 2026 | Apr 21, 2026 |
| PCG Wealth Advisors, LLC | History | New | 1,787 | 200 | 0.05% | — | 96 | +1,787 | New | Q1 2026 | Apr 28, 2026 |
| FMR LLC | History | Added to | 1,360 | 152 | 0.0% | 0.0% | 97 | +128 | 10.39% | Q1 2026 | May 15, 2026 |
| SIGNATUREFD, LLC | History | No change | 1,241 | 138 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| CITIGROUP INC | History | Added to | 1,206 | 134 | 0.0% | 0.0% | 99 | +3 | 0.25% | Q1 2026 | May 11, 2026 |
| JPMORGAN CHASE & CO | History | No change | 1,170 | 126 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| COMERICA BANK | History | No change | 1,103 | 118 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 953 | 106 | 0.0% | — | 102 | +953 | New | Q1 2026 | May 01, 2026 |
| Sound Income Strategies, LLC | History | No change | 916 | 103 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| IFP Advisors, Inc | History | Reduced | 741 | 82 | 0.0% | 0.0% | 104 | -763 | -50.73% | Q1 2026 | Apr 13, 2026 |
| Geneos Wealth Management Inc. | History | No change | 651 | 72 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Global Retirement Partners, LLC | History | No change | 541 | 58 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Arax Advisory Partners | History | No change | 495 | 55 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| BFSG, LLC | History | No change | 457 | 51 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Spire Wealth Management | History | Reduced | 444 | 49 | 0.0% | 0.01% | 109 | -1,064 | -70.56% | Q1 2026 | Apr 22, 2026 |
| Parallel Advisors, LLC | History | New | 434 | 48 | 0.0% | — | 110 | +434 | New | Q1 2026 | Jun 02, 2026 |
| CENTRAL TRUST Co | History | No change | 410 | 45 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Rossby Financial, LCC | History | No change | 400 | 45 | 0.01% | 0.01% | 112 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 346 | 38 | 0.0% | — | 113 | +346 | New | Q1 2026 | May 13, 2026 |
| GAMMA Investing LLC | History | No change | 285 | 31 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 266 | 29 | 0.0% | 0.0% | 115 | +45 | 20.36% | Q1 2026 | May 13, 2026 |
| New England Capital Financial Advisors LLC | History | Added to | 263 | 29 | 0.01% | 0.01% | 116 | +1 | 0.38% | Q1 2026 | Apr 27, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 255 | 28 | 0.0% | 0.0% | 117 | +2 | 0.79% | Q1 2026 | Apr 13, 2026 |
| Russell Investments Group, Ltd. | History | No change | 248 | 27 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Larson Financial Group LLC | History | No change | 199 | 22 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 185 | 20 | 0.0% | — | 121 | +185 | New | Q1 2026 | May 15, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 184 | 20 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 172 | 19 | 0.0% | 0.0% | 123 | +1 | 0.58% | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 178 | 19 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| SIMPLEX TRADING, LLC | History | New | 165 | 18 | 0.0% | — | 124 | +165 | New | Q1 2026 | May 14, 2026 |
| Security National Bank | History | Added to | 138 | 15 | 0.0% | 0.0% | 125 | +92 | 200.0% | Q1 2026 | Apr 16, 2026 |
| Golden State Wealth Management, LLC | History | No change | 138 | 15 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 132 | 14 | 0.0% | 0.0% | 127 | -1 | -0.75% | Q1 2026 | May 15, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 125 | 13 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Allworth Financial LP | History | No change | 98 | 10 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Capital Analysts, LLC | History | No change | 93 | 10 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Elevated Capital Advisors, LLC | History | No change | 76 | 8 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Darwin Wealth Management, LLC | History | No change | 62 | 7 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Bank & Trust Co | History | No change | 67 | 7 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| ASSETMARK, INC | History | Reduced | 61 | 6 | 0.0% | 0.0% | 135 | -26 | -29.89% | Q1 2026 | May 06, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 60 | 6 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Asset Dedication, LLC | History | No change | 60 | 6 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q1 2026 | May 29, 2026 |
| Caldwell Trust Co | History | New | 40 | 4 | 0.0% | — | 137 | +40 | New | Q1 2026 | Apr 22, 2026 |
| Richard W. Paul & Associates, LLC | History | No change | 16 | 1 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -16,855 | -100.0% | Q1 2026 | May 15, 2026 |
| Prepared Retirement Institute LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -2,150 | -100.0% | Q1 2026 | May 15, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -113 | -100.0% | Q1 2026 | Apr 28, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 2 | 0 | — | — | — | -1 | -33.33% | Q1 2026 | Apr 27, 2026 |