AB Active ETFs, Inc. - NYM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | History | Added to | 44,552,589 | 1,114,037 | 0.36% | 0.35% | 1 | +105,782 | 0.24% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | New | 319,248 | 7,949 | 0.0% | — | 2 | +319,248 | New | Q1 2026 | May 13, 2026 |
| ARROW FINANCIAL CORP | History | Added to | 256,734 | 6,405 | 0.64% | 0.63% | 3 | +5,175 | 2.06% | Q1 2026 | May 11, 2026 |
| Chemistry Wealth Management LLC | History | New | 168,102 | 4,194 | 0.74% | — | 4 | +168,102 | New | Q1 2026 | Apr 09, 2026 |
| Relyea Zuckerberg Hanson LLC | History | Added to | 162,010 | 4,042 | 0.41% | 0.33% | 5 | +33,270 | 25.84% | Q1 2026 | Apr 30, 2026 |
| EP Wealth Advisors, LLC | History | Reduced | 133,365 | 3,327 | 0.02% | 0.02% | 6 | -8,894 | -6.25% | Q1 2026 | May 14, 2026 |
| Cerity Partners LLC | History | Added to | 118,299 | 2,951 | 0.0% | 0.0% | 7 | +4,031 | 3.53% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 102,786 | 2,564 | 0.0% | 0.0% | 8 | +11,516 | 12.62% | Q1 2026 | May 06, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 101,572 | 2,534 | 0.0% | 0.0% | 9 | -149,333 | -59.52% | Q1 2026 | May 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 90,336 | 2,253 | 0.01% | 0.02% | 10 | -55,273 | -37.96% | Q1 2026 | May 08, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 60,887 | 1,519 | 0.0% | 0.0% | 11 | -10,377 | -14.56% | Q1 2026 | May 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 50,986 | 1,272 | 0.0% | 0.0% | 12 | -84 | -0.16% | Q1 2026 | May 15, 2026 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | History | Added to | 41,930 | 1,046 | 0.33% | 0.28% | 13 | +10,262 | 32.4% | Q1 2026 | May 04, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 38,763 | 967 | 0.0% | 0.0% | 14 | -65 | -0.17% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 35,622 | 888 | 0.0% | 0.0% | 15 | +15,877 | 80.41% | Q1 2026 | May 04, 2026 |
| Beacon Pointe Advisors, LLC | History | Reduced | 25,778 | 643 | 0.0% | 0.01% | 16 | -9,412 | -26.75% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 23,324 | 581 | 0.0% | 0.0% | 17 | +650 | 2.87% | Q1 2026 | May 11, 2026 |
| WNY Asset Management, LLC | History | New | 22,348 | 557 | 0.06% | — | 18 | +22,348 | New | Q1 2026 | May 22, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 20,774 | 518 | 0.0% | 0.0% | 19 | -1,661 | -7.4% | Q1 2026 | Apr 27, 2026 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | No change | 18,880 | 471 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Procyon Advisors, LLC | History | New | 18,822 | 469 | 0.02% | — | 21 | +18,822 | New | Q1 2026 | May 04, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 17,932 | 447 | 0.0% | 0.0% | 22 | -3,487 | -16.28% | Q1 2026 | May 15, 2026 |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | History | New | 17,777 | 443 | 0.0% | — | 23 | +17,777 | New | Q1 2026 | May 12, 2026 |
| HighTower Advisors, LLC | History | New | 13,942 | 347 | 0.0% | — | 24 | +13,942 | New | Q1 2026 | May 05, 2026 |
| CARDIFF PARK ADVISORS, LLC | History | Added to | 11,587 | 289 | 0.02% | 0.02% | 25 | +91 | 0.79% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 10,222 | 255 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | New | 10,098 | 251 | 0.0% | — | 27 | +10,098 | New | Q1 2026 | May 15, 2026 |
| Rialto Wealth Management, LLC | History | No change | 9,949 | 248 | 0.06% | 0.06% | 28 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Opal Wealth Advisors, LLC | History | New | 9,631 | 240 | 0.05% | — | 29 | +9,631 | New | Q1 2026 | Apr 14, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | No change | 9,303 | 232 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| AIFG Consultants Ltd. | History | No change | 8,346 | 208 | 0.36% | 0.36% | 31 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 6,681 | 166 | 0.01% | 0.01% | 32 | +117 | 1.78% | Q1 2026 | Apr 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 4,057 | 101 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MORGAN STANLEY | History | Reduced | 3,949 | 98 | 0.0% | 0.0% | 34 | -126 | -3.09% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 566 | 14 | 0.0% | 0.0% | 35 | -30,858 | -98.2% | Q1 2026 | May 05, 2026 |
| FMR LLC | History | Added to | 242 | 6 | 0.0% | 0.0% | 36 | +147 | 154.74% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -127,563 | -100.0% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -117,283 | -100.0% | Q1 2026 | May 12, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -8,263 | -100.0% | Q1 2026 | May 15, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -7,048 | -100.0% | Q1 2026 | May 15, 2026 |