PGIM Rock ETF Trust - OCTP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | History | Added to | 275,692 | 8,367 | 0.01% | 0.01% | 1 | +91,376 | 49.58% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 131,902 | 4,003 | 0.01% | 0.0% | 2 | +119,526 | 965.79% | Q4 2025 | Feb 12, 2026 |
| Castellan Group | History | New | 84,120 | 2,553 | 0.32% | — | 3 | +84,120 | New | Q4 2025 | Jan 23, 2026 |
| Blue Water Asset Management | History | New | 33,980 | 1,031 | 0.37% | — | 4 | +33,980 | New | Q4 2025 | Feb 05, 2026 |
| NewEdge Advisors, LLC | History | New | 18,626 | 565 | 0.0% | — | 5 | +18,626 | New | Q4 2025 | Feb 18, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | New | 11,754 | 356 | 0.0% | — | 6 | +11,754 | New | Q4 2025 | Feb 18, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 11,720 | 355 | 0.0% | 0.0% | 7 | +4,470 | 61.66% | Q4 2025 | Feb 13, 2026 |
| Spire Wealth Management | History | New | 8,025 | 243 | 0.01% | — | 8 | +8,025 | New | Q4 2025 | Jan 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 4,739 | 143 | 0.0% | 0.0% | 9 | +4,239 | 847.8% | Q4 2025 | Feb 06, 2026 |
| DHJJ Financial Advisors, Ltd. | History | New | 3,376 | 102 | 0.03% | — | 10 | +3,376 | New | Q4 2025 | Jan 23, 2026 |
| Parallel Advisors, LLC | History | No change | 1,904 | 57 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 671 | 20 | 0.0% | — | 12 | +671 | New | Q4 2025 | Feb 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 500 | 15 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -24,160 | -100.0% | Q3 2025 | Nov 14, 2025 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,844 | -100.0% | Q3 2025 | Nov 14, 2025 |