ALPS ETF Trust - OUSA
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 33 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 1,588,646 | 91,664 | 0.01% | 0.01% | 1 | +36,434 | 2.35% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Reduced | 528,599 | 30,500 | 0.01% | 0.01% | 2 | -17,333 | -3.17% | Q4 2025 | Feb 11, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 461,629 | 26,634 | 0.01% | 0.01% | 3 | -4,531 | -0.97% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 399,917 | 23,075 | 0.0% | 0.0% | 4 | +17,295 | 4.52% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 329,887 | 19,034 | 0.0% | — | 5 | +329,887 | New | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 323,080 | 18,641 | 0.0% | 0.0% | 6 | +3,251 | 1.02% | Q4 2025 | Feb 13, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 270,552 | 15,610 | 0.32% | 0.34% | 7 | +6,454 | 2.44% | Q4 2025 | Feb 03, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 259,742 | 14,987 | 0.06% | 0.06% | 8 | +16,639 | 6.84% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 233,081 | 13,448 | 0.0% | 0.0% | 9 | -3,848 | -1.62% | Q4 2025 | Feb 18, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 197,148 | 11,375 | 0.02% | 0.02% | 10 | -4,439 | -2.2% | Q4 2025 | Mar 16, 2026 |
| UBS Group AG | History | Reduced | 192,030 | 11,080 | 0.0% | 0.0% | 11 | -5,350 | -2.71% | Q4 2025 | Jan 29, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Added to | 131,668 | 7,597 | 2.65% | 6.5% | 12 | +73,618 | 126.82% | Q4 2025 | Jan 20, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 124,325 | 7,173 | 0.05% | 0.06% | 13 | -12,683 | -9.26% | Q4 2025 | Feb 17, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 113,584 | 6,553 | 0.08% | 0.08% | 14 | +789 | 0.7% | Q4 2025 | Jan 29, 2026 |
| &PARTNERS | History | Reduced | 100,878 | 5,820 | 0.03% | 0.04% | 15 | -16,626 | -14.15% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 92,431 | 5,333 | 0.0% | 0.0% | 16 | +1,505 | 1.66% | Q4 2025 | Feb 13, 2026 |
| Private Advisor Group, LLC | History | Reduced | 81,070 | 4,677 | 0.02% | 0.02% | 17 | -1,269 | -1.54% | Q4 2025 | Feb 17, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 78,381 | 4,522 | 0.02% | 0.02% | 18 | +2,563 | 3.38% | Q4 2025 | Jan 29, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 68,500 | 3,986 | 0.01% | 0.01% | 19 | +31 | 0.05% | Q4 2025 | Jan 08, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 65,511 | 3,781 | 0.01% | 0.01% | 20 | +1,130 | 1.76% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 63,182 | 3,645 | 0.0% | 0.0% | 21 | -3,092 | -4.67% | Q4 2025 | Feb 10, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 61,669 | 3,558 | 0.01% | 0.02% | 22 | -1,201 | -1.91% | Q4 2025 | Feb 18, 2026 |
| Ameritas Advisory Services, LLC | History | New | 56,167 | 3,240 | 0.12% | — | 23 | +56,167 | New | Q4 2025 | Feb 04, 2026 |
| ALPS ADVISORS INC | History | No change | 55,610 | 3,208 | 0.02% | 0.02% | 24 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 55,572 | 3,206 | 0.04% | 0.04% | 25 | -48 | -0.09% | Q4 2025 | Jan 20, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 50,311 | 2,902 | 0.01% | 0.01% | 26 | -2,419 | -4.59% | Q4 2025 | Feb 13, 2026 |
| Avant Capital LLC | History | Added to | 36,016 | 2,078 | 1.43% | 1.37% | 27 | +1,573 | 4.57% | Q4 2025 | Feb 13, 2026 |
| WealthPlan Investment Management, LLC | History | Added to | 35,510 | 2,048 | 0.13% | 0.13% | 28 | +762 | 2.19% | Q4 2025 | Feb 05, 2026 |
| DAVENPORT & Co LLC | History | Reduced | 33,110 | 1,910 | 0.01% | 0.01% | 29 | -2,378 | -6.7% | Q4 2025 | Jan 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 31,531 | 1,819 | 0.0% | 0.0% | 30 | -44,989 | -58.79% | Q4 2025 | Mar 25, 2026 |
| Apollon Financial, LLC | History | Reduced | 29,415 | 1,697 | 0.25% | 0.31% | 31 | -3,525 | -10.7% | Q4 2025 | Jan 22, 2026 |
| Caldwell Trust Co | History | Reduced | 29,423 | 1,697 | 0.15% | 0.16% | 32 | -267 | -0.9% | Q4 2025 | Jan 30, 2026 |
| Beaumont Financial Advisors, LLC | History | Reduced | 27,173 | 1,567 | 0.1% | 0.1% | 33 | -77 | -0.28% | Q4 2025 | Jan 16, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 24,121 | 1,391 | 0.0% | 0.0% | 34 | +4,049 | 20.17% | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 23,872 | 1,377 | 0.0% | 0.0% | 35 | -5,732 | -19.36% | Q4 2025 | Feb 11, 2026 |
| Sovereign Financial Group, Inc. | History | Added to | 22,115 | 1,276 | 0.22% | 0.23% | 36 | +28 | 0.13% | Q4 2025 | Jan 07, 2026 |
| Cetera Investment Advisers | History | Reduced | 20,533 | 1,184 | 0.0% | 0.0% | 37 | -448 | -2.14% | Q4 2025 | Feb 17, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Reduced | 20,121 | 1,161 | 0.05% | 0.05% | 38 | -1,492 | -6.9% | Q4 2025 | Jan 21, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 19,851 | 1,145 | 0.0% | 0.0% | 39 | -2,105 | -9.59% | Q4 2025 | Feb 12, 2026 |
| Tempo Wealth, LLC | History | New | 19,552 | 1,128 | 0.2% | — | 40 | +19,552 | New | Q4 2025 | Feb 25, 2026 |
| Capital Advisors, Ltd. LLC | History | Reduced | 15,923 | 919 | 0.1% | 0.1% | 41 | -58 | -0.36% | Q4 2025 | Jan 21, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 15,615 | 900 | 0.0% | 0.0% | 42 | -7,774 | -33.24% | Q4 2025 | Feb 17, 2026 |
| Cresset Asset Management, LLC | History | No change | 13,592 | 784 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 13,459 | 776 | 0.01% | 0.01% | 44 | +15 | 0.11% | Q4 2025 | Feb 09, 2026 |
| Park Edge Advisors, LLC | History | Added to | 12,914 | 745 | 0.17% | 0.17% | 45 | +1 | 0.01% | Q4 2025 | Jan 16, 2026 |
| USA FINANCIAL FORMULAS | History | Added to | 12,493 | 720 | 0.13% | 0.12% | 46 | +388 | 3.21% | Q4 2025 | Jan 14, 2026 |
| Grandview Asset Management LLC | History | Added to | 12,069 | 696 | 0.19% | 0.19% | 47 | +33 | 0.27% | Q4 2025 | Jan 26, 2026 |
| Compound Planning, Inc. | History | Added to | 11,552 | 666 | 0.02% | 0.02% | 48 | +391 | 3.5% | Q4 2025 | Feb 19, 2026 |
| Sigma Planning Corp | History | Added to | 10,517 | 606 | 0.02% | 0.02% | 49 | +120 | 1.15% | Q4 2025 | Jan 30, 2026 |
| Symphony Financial Services, Inc. | History | Reduced | 10,253 | 591 | 0.3% | 0.38% | 50 | -2,133 | -17.22% | Q4 2025 | Feb 12, 2026 |
| BXM Wealth LLC | History | Added to | 10,000 | 577 | 0.44% | 0.21% | 51 | +7,500 | 300.0% | Q4 2025 | Jan 20, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 9,332 | 538 | 0.0% | 0.0% | 52 | +1,316 | 16.42% | Q4 2025 | Feb 02, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 9,062 | 523 | 0.02% | 0.02% | 53 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| HighTower Advisors, LLC | History | Reduced | 8,774 | 506 | 0.0% | 0.0% | 54 | -185 | -2.06% | Q4 2025 | Feb 06, 2026 |
| Intrepid Financial Planning Group LLC | History | Added to | 8,680 | 500 | 0.19% | 0.18% | 55 | +430 | 5.21% | Q4 2025 | Feb 13, 2026 |
| KERR FINANCIAL PLANNING Corp | History | Reduced | 8,382 | 497 | 0.67% | 0.7% | 56 | -427 | -4.85% | Q4 2025 | Feb 10, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 8,374 | 483 | 0.01% | 0.01% | 57 | -119 | -1.4% | Q4 2025 | Feb 02, 2026 |
| Cerity Partners LLC | History | Added to | 8,216 | 474 | 0.0% | 0.0% | 58 | +699 | 9.3% | Q4 2025 | Feb 11, 2026 |
| Focus Financial Network, Inc. | History | Added to | 7,893 | 455 | 0.02% | 0.02% | 59 | +28 | 0.36% | Q4 2025 | Jan 12, 2026 |
| Mariner, LLC | History | Added to | 7,716 | 445 | 0.0% | 0.0% | 60 | +216 | 2.88% | Q4 2025 | Feb 13, 2026 |
| PARK AVENUE SECURITIES LLC | History | No change | 7,619 | 440 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 7,300 | 421 | 0.0% | 0.0% | 62 | -16,600 | -69.46% | Q4 2025 | Feb 17, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 7,306 | 418 | 0.01% | 0.01% | 63 | +14 | 0.19% | Q4 2025 | Feb 11, 2026 |
| Creative Planning | History | No change | 7,178 | 414 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | No change | 7,106 | 410 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Burns Matteson Capital Management, LLC | History | No change | 6,715 | 387 | 0.14% | 0.15% | 66 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Beacon Financial Advisory LLC | History | Added to | 6,653 | 383 | 0.09% | 0.09% | 67 | +22 | 0.33% | Q4 2025 | Feb 17, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 6,552 | 378 | 0.0% | 0.0% | 68 | +11 | 0.17% | Q4 2025 | Feb 18, 2026 |
| Summit Financial, LLC | History | Reduced | 6,550 | 377 | 0.01% | 0.01% | 69 | -50 | -0.76% | Q4 2025 | Feb 13, 2026 |
| Elmwood Wealth Management, Inc. | History | New | 6,508 | 375 | 0.12% | — | 70 | +6,508 | New | Q4 2025 | Jan 08, 2026 |
| Diligent Investors, LLC | History | Added to | 6,471 | 373 | 0.09% | 0.09% | 71 | +4 | 0.06% | Q4 2025 | Jan 23, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 6,419 | 370 | 0.0% | 0.0% | 72 | -443 | -6.46% | Q4 2025 | Feb 13, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Added to | 6,241 | 360 | 0.02% | 0.02% | 73 | +22 | 0.35% | Q4 2025 | Feb 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 5,960 | 343 | 0.0% | 0.0% | 74 | -150 | -2.45% | Q4 2025 | Feb 12, 2026 |
| Beacon Pointe Advisors, LLC | History | Reduced | 5,570 | 321 | 0.0% | 0.0% | 75 | -102 | -1.8% | Q4 2025 | Feb 18, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 5,500 | 317 | 0.0% | 0.0% | 76 | +338 | 6.55% | Q4 2025 | Feb 10, 2026 |
| HIGHLAND CAPITAL MANAGEMENT, LLC | History | Reduced | 5,350 | 308 | 0.02% | 0.02% | 77 | -84 | -1.55% | Q4 2025 | Feb 02, 2026 |
| Madison Wealth Partners, Inc | History | New | 5,266 | 303 | 0.06% | — | 78 | +5,266 | New | Q4 2025 | Feb 10, 2026 |
| Blue Water Asset Management | History | New | 5,183 | 299 | 0.11% | — | 79 | +5,183 | New | Q4 2025 | Feb 05, 2026 |
| Capstone Wealth Management Group LLC | History | Reduced | 5,130 | 296 | 0.18% | 0.19% | 80 | -200 | -3.75% | Q4 2025 | Jan 09, 2026 |
| Mutual Advisors, LLC | History | Added to | 4,793 | 276 | 0.01% | 0.01% | 81 | +1 | 0.02% | Q4 2025 | Feb 02, 2026 |
| Next Level Private LLC | History | No change | 4,641 | 267 | 0.07% | 0.08% | 82 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 4,619 | 266 | 0.0% | 0.0% | 83 | -786 | -14.54% | Q4 2025 | Feb 05, 2026 |
| FMR LLC | History | Added to | 4,275 | 246 | 0.0% | 0.0% | 84 | +28 | 0.66% | Q4 2025 | Feb 17, 2026 |
| Hobbs Group Advisors, LLC | History | Added to | 4,148 | 239 | 0.07% | 0.07% | 85 | +10 | 0.24% | Q4 2025 | Jan 28, 2026 |
| Nemes Rush Group LLC | History | Reduced | 4,029 | 232 | 0.02% | 0.03% | 86 | -1,002 | -19.92% | Q4 2025 | Feb 11, 2026 |
| Astoria Portfolio Advisors LLC. | History | Added to | 3,746 | 219 | 0.05% | 0.05% | 87 | +203 | 5.73% | Q4 2025 | Feb 24, 2026 |
| NewEdge Wealth, LLC | History | Reduced | 3,714 | 214 | 0.0% | 0.01% | 88 | -3,135 | -45.77% | Q4 2025 | Feb 03, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 3,715 | 214 | 0.07% | 0.07% | 89 | 0 | 0.0% | Q4 2025 | Apr 24, 2026 |
| CHOREO, LLC | History | Reduced | 3,655 | 212 | 0.0% | 0.01% | 90 | -4,918 | -57.37% | Q4 2025 | Jan 23, 2026 |
| Sovran Advisors, LLC | History | No change | 3,621 | 212 | 0.02% | 0.02% | 91 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| ORG Partners LLC | History | Added to | 3,413 | 197 | 0.03% | 0.03% | 92 | +14 | 0.41% | Q4 2025 | Jan 14, 2026 |
| Stephens Consulting, LLC | History | No change | 3,294 | 190 | 0.06% | 0.06% | 93 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| COMERICA BANK | History | Reduced | 2,838 | 163 | 0.0% | 0.0% | 94 | -21 | -0.73% | Q4 2025 | Jan 29, 2026 |
| AE Wealth Management LLC | History | Added to | 2,769 | 159 | 0.0% | 0.0% | 95 | +163 | 6.25% | Q4 2025 | Jan 26, 2026 |
| Miller Capital Partners, Inc. | History | New | 2,298 | 132 | 0.07% | — | 96 | +2,298 | New | Q4 2025 | Feb 17, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 2,173 | 125 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| High Note Wealth, LLC | History | Reduced | 1,760 | 101 | 0.02% | 0.02% | 98 | -33 | -1.84% | Q4 2025 | Feb 05, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 1,569 | 90 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,243 | 71 | 0.01% | 0.01% | 100 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Fourth Dimension Wealth, LLC | History | No change | 1,150 | 66 | 0.02% | 0.02% | 101 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| CENTRAL TRUST Co | History | No change | 1,076 | 62 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| US BANCORP \DE\ | History | Reduced | 1,022 | 58 | 0.0% | 0.0% | 103 | -50 | -4.66% | Q4 2025 | Jan 30, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 1,000 | 58 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Triumph Capital Management | History | New | 839 | 48 | 0.01% | — | 105 | +839 | New | Q4 2025 | Feb 12, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 792 | 45 | 0.0% | 0.0% | 106 | +700 | 760.87% | Q4 2025 | Feb 11, 2026 |
| NBC SECURITIES, INC. | History | Added to | 665 | 38 | 0.0% | 0.0% | 107 | +2 | 0.3% | Q4 2025 | Jan 29, 2026 |
| TD Capital Management LLC | History | No change | 662 | 38 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Feb 26, 2026 |
| Jackson Hole Capital Partners, LLC | History | No change | 552 | 31 | 0.01% | 0.01% | 109 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| BLAIR WILLIAM & CO/IL | History | Added to | 473 | 27 | 0.0% | 0.0% | 110 | +2 | 0.42% | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | New | 416 | 24 | 0.0% | — | 112 | +416 | New | Q4 2025 | Feb 12, 2026 |
| Sankala Group LLC | History | New | 411 | 24 | 0.02% | — | 113 | +411 | New | Q4 2025 | Mar 02, 2026 |
| Princeton Global Asset Management LLC | History | No change | 424 | 24 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Signature Equity Partners, LLC | History | New | 366 | 21 | 0.01% | — | 114 | +366 | New | Q4 2025 | Feb 17, 2026 |
| Glen Eagle Advisors, LLC | History | Added to | 325 | 18 | 0.0% | 0.0% | 116 | +2 | 0.62% | Q4 2025 | Feb 13, 2026 |
| Rosenberg Matthew Hamilton | History | No change | 318 | 18 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 310 | 17 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| CWM, LLC | History | No change | 300 | 17 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Arax Advisory Partners | History | No change | 300 | 17 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| AlphaCore Capital LLC | History | New | 200 | 11 | 0.0% | — | 120 | +200 | New | Q4 2025 | Feb 05, 2026 |
| SHP Wealth Management | History | New | 197 | 11 | 0.0% | — | 121 | +197 | New | Q4 2025 | Mar 04, 2026 |
| Dorato Capital Management | History | New | 192 | 11 | 0.01% | — | 122 | +192 | New | Q4 2025 | Jan 16, 2026 |
| Compass Financial Services Inc | History | No change | 187 | 10 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q4 2025 | Feb 27, 2026 |
| FIFTH THIRD BANCORP | History | No change | 140 | 8 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Archer Investment Corp | History | No change | 148 | 8 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| CoreCap Advisors, LLC | History | No change | 140 | 8 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Reduced | 123 | 7 | 0.01% | 0.01% | 127 | -3 | -2.38% | Q4 2025 | Jan 29, 2026 |
| Kingdom Financial Group LLC. | History | New | 117 | 6 | 0.0% | — | 129 | +117 | New | Q4 2025 | Feb 06, 2026 |
| MAI Capital Management | History | Added to | 118 | 6 | 0.0% | 0.0% | 128 | +1 | 0.85% | Q4 2025 | Feb 13, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 91 | 5 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Aptus Capital Advisors, LLC | History | New | 49 | 2 | 0.0% | — | 132 | +49 | New | Q4 2025 | Feb 13, 2026 |
| ASSETMARK, INC | History | Reduced | 51 | 2 | 0.0% | 0.0% | 131 | -5 | -8.93% | Q4 2025 | Jan 23, 2026 |
| Russell Investments Group, Ltd. | History | No change | 37 | 2 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,909 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -11,161 | -100.0% | Q3 2025 | Nov 13, 2025 |
| SILVER OAK SECURITIES, INCORPORATED | History | Closed out | 0 | 0 | — | 0.03% | — | -7,009 | -100.0% | Q3 2025 | Oct 21, 2025 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -6,053 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Wisconsin Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -5,592 | -100.0% | Q3 2025 | Oct 06, 2025 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.01% | — | -4,472 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,338 | -100.0% | Q3 2025 | Nov 18, 2025 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,350 | -100.0% | Q3 2025 | Oct 07, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -524 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Asset Dedication, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -475 | -100.0% | Q3 2025 | Nov 20, 2025 |
| TruNorth Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -420 | -100.0% | Q3 2025 | Oct 21, 2025 |
| PITTENGER & ANDERSON INC | History | Closed out | 0 | 0 | — | 0.0% | — | -120 | -100.0% | Q3 2025 | Nov 03, 2025 |
| MATHER GROUP, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -70 | -100.0% | Q3 2025 | Oct 21, 2025 |
| HANTZ FINANCIAL SERVICES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -43 | -100.0% | Q3 2025 | Nov 05, 2025 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Farther Finance Advisors, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |