ALPS ETF Trust - OUSA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 1,542,936 | 89,999 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Reduced | 504,642 | 30,016 | 0.01% | 0.01% | 2 | -20,306 | -3.87% | Q3 2026 | Nov 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 371,645 | 21,678 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 300,573 | 17,532 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 273,077 | 16,242 | 0.27% | 0.26% | 5 | -1,379 | -0.5% | Q3 2026 | Oct 28, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 262,882 | 15,333 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 256,475 | 15,255 | 0.04% | 0.05% | 7 | +7,479 | 3.0% | Q3 2026 | Nov 02, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 183,550 | 10,706 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Reduced | 170,095 | 10,117 | 0.0% | 0.0% | 9 | -4,641 | -2.66% | Q3 2026 | Nov 10, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 146,302 | 8,533 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 123,599 | 7,209 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Equitable Holdings, Inc. | History | No change | 100,854 | 5,882 | 0.04% | 0.04% | 12 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 96,857 | 5,649 | 0.11% | 0.11% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | Added to | 77,594 | 4,615 | 0.02% | 0.02% | 14 | +1,338 | 1.75% | Q3 2026 | Nov 10, 2026 |
| Sanctuary Advisors, LLC | History | No change | 76,036 | 4,435 | 0.02% | 0.02% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 66,413 | 3,873 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| &PARTNERS | History | No change | 64,018 | 3,734 | 0.02% | 0.02% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 59,274 | 3,528 | 0.0% | 0.0% | 18 | -1,398 | -2.3% | Q3 2026 | Nov 12, 2026 |
| NewEdge Advisors, LLC | History | No change | 59,201 | 3,453 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 55,285 | 3,288 | 0.04% | 0.07% | 20 | -58,024 | -51.21% | Q3 2026 | Nov 06, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 54,914 | 3,203 | 0.03% | 0.03% | 21 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 53,603 | 3,126 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 42,846 | 2,499 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 35,161 | 2,050 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Avant Capital LLC | History | No change | 34,639 | 2,020 | 1.27% | 1.27% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| DAVENPORT & Co LLC | History | Added to | 31,386 | 1,866 | 0.01% | 0.01% | 26 | +20 | 0.06% | Q3 2026 | Oct 14, 2026 |
| Caldwell Trust Co | History | Reduced | 28,647 | 1,703 | 0.13% | 0.14% | 27 | -150 | -0.52% | Q3 2026 | Oct 30, 2026 |
| Apollon Financial, LLC | History | Reduced | 28,465 | 1,693 | 0.19% | 0.2% | 28 | -175 | -0.61% | Q3 2026 | Oct 23, 2026 |
| Janney Montgomery Scott LLC | History | No change | 28,530 | 1,664 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 27,688 | 1,604 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Beaumont Financial Advisors, LLC | History | Reduced | 26,274 | 1,562 | 0.1% | 0.1% | 31 | -11 | -0.04% | Q3 2026 | Oct 22, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Reduced | 25,893 | 1,540 | 0.06% | 0.06% | 32 | -439 | -1.67% | Q3 2026 | Oct 26, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 23,043 | 1,344 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sovereign Financial Group, Inc. | History | No change | 22,087 | 1,288 | 0.2% | 0.2% | 34 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 20,090 | 1,221 | 0.0% | 0.0% | 35 | +750 | 3.88% | Q3 2026 | Oct 13, 2026 |
| Cetera Investment Advisers | History | No change | 20,938 | 1,221 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Schear Investment Advisers, LLC | History | New | 18,401 | 1,094 | 0.13% | — | 38 | +18,401 | New | Q3 2026 | Oct 14, 2026 |
| Tempo Wealth, LLC | History | Reduced | 18,401 | 1,094 | 0.13% | 0.16% | 37 | -281 | -1.5% | Q3 2026 | Oct 14, 2026 |
| HRT FINANCIAL LP | History | No change | 18,217 | 1,062 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 17,612 | 1,053 | 0.0% | 0.0% | 40 | +7,894 | 81.23% | Q3 2026 | Nov 12, 2026 |
| CITADEL ADVISORS LLC | History | No change | 17,534 | 1,022 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 15,770 | 919 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 15,403 | 916 | 0.0% | 0.0% | 43 | -452 | -2.85% | Q3 2026 | Nov 02, 2026 |
| BXM Wealth LLC | History | Reduced | 15,380 | 914 | 0.49% | 0.62% | 44 | -4,020 | -20.72% | Q3 2026 | Nov 03, 2026 |
| Ascentis Independent Advisors | History | New | 14,894 | 886 | 0.05% | — | 45 | +14,894 | New | Q3 2026 | Nov 03, 2026 |
| Capital Advisors, Ltd. LLC | History | Reduced | 14,580 | 867 | 0.09% | 0.09% | 46 | -1,006 | -6.45% | Q3 2026 | Oct 27, 2026 |
| CITIGROUP INC | History | Added to | 12,933 | 769 | 0.0% | 0.0% | 47 | +3,394 | 35.58% | Q3 2026 | Nov 04, 2026 |
| Park Edge Advisors, LLC | History | Reduced | 12,644 | 752 | 0.16% | 0.16% | 48 | -80 | -0.63% | Q3 2026 | Oct 28, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 10,531 | 626 | 0.0% | 0.0% | 49 | +1,225 | 13.16% | Q3 2026 | Oct 30, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Reduced | 9,725 | 578 | 0.95% | 0.87% | 50 | -31,207 | -76.24% | Q3 2026 | Oct 14, 2026 |
| USA FINANCIAL FORMULAS | History | No change | 9,500 | 554 | 0.1% | 0.1% | 51 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 9,424 | 549 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 9,062 | 539 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 9,029 | 537 | 0.01% | 0.01% | 54 | +667 | 7.98% | Q3 2026 | Oct 26, 2026 |
| HighTower Advisors, LLC | History | Added to | 8,736 | 519 | 0.0% | 0.0% | 55 | +1 | 0.01% | Q3 2026 | Nov 09, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 8,864 | 517 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Sigma Planning Corp | History | Reduced | 8,673 | 515 | 0.01% | 0.01% | 57 | -554 | -6.0% | Q3 2026 | Oct 23, 2026 |
| Grandview Asset Management LLC | History | Reduced | 8,484 | 504 | 0.14% | 0.13% | 58 | -713 | -7.75% | Q3 2026 | Oct 19, 2026 |
| KERR FINANCIAL PLANNING Corp | History | No change | 8,420 | 491 | 0.55% | 0.55% | 59 | 0 | 0.0% | Q2 2026 | Jul 02, 2026 |
| Intrepid Financial Planning Group LLC | History | Reduced | 7,999 | 475 | 0.14% | 0.16% | 60 | -315 | -3.79% | Q3 2026 | Nov 12, 2026 |
| Focus Financial Network, Inc. | History | Added to | 7,978 | 474 | 0.01% | 0.01% | 61 | +27 | 0.34% | Q3 2026 | Oct 14, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 8,100 | 472 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Nuveen, LLC | History | New | 7,800 | 466 | 0.0% | — | 63 | +7,800 | New | Q3 2026 | Nov 10, 2026 |
| Madison Wealth Partners, Inc | History | No change | 7,972 | 464 | 0.06% | 0.06% | 64 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RFG Advisory, LLC | History | New | 7,800 | 463 | 0.01% | — | 65 | +7,800 | New | Q3 2026 | Nov 03, 2026 |
| FMR LLC | History | Added to | 7,594 | 451 | 0.0% | 0.0% | 66 | +968 | 14.61% | Q3 2026 | Nov 10, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 7,286 | 433 | 0.01% | 0.01% | 67 | +13 | 0.18% | Q3 2026 | Nov 05, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 7,294 | 425 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Creative Planning | History | Reduced | 6,766 | 402 | 0.0% | 0.0% | 69 | -417 | -5.81% | Q3 2026 | Nov 02, 2026 |
| Beacon Financial Advisory LLC | History | Added to | 6,721 | 399 | 0.08% | 0.08% | 70 | +22 | 0.33% | Q3 2026 | Oct 16, 2026 |
| Burns Matteson Capital Management, LLC | History | Reduced | 6,621 | 393 | 0.14% | 0.12% | 71 | -41 | -0.62% | Q3 2026 | Oct 16, 2026 |
| XTX Topco Ltd | History | No change | 6,703 | 390 | 0.01% | 0.01% | 72 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Elmwood Wealth Management, Inc. | History | Reduced | 6,508 | 387 | 0.09% | 0.11% | 73 | -728 | -10.06% | Q3 2026 | Oct 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 6,576 | 383 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Added to | 6,309 | 375 | 0.02% | 0.01% | 75 | +22 | 0.35% | Q3 2026 | Nov 09, 2026 |
| Vise Technologies, Inc. | History | No change | 6,232 | 370 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 6,113 | 357 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 5,940 | 346 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Diligent Investors, LLC | History | Added to | 5,786 | 344 | 0.08% | 0.08% | 79 | +6 | 0.1% | Q3 2026 | Oct 21, 2026 |
| Symphony Financial Services, Inc. | History | Added to | 5,689 | 338 | 0.14% | 0.14% | 80 | +152 | 2.75% | Q3 2026 | Nov 09, 2026 |
| MTM FINANCIAL GROUP, LLC | History | No change | 5,483 | 319 | 0.14% | 0.14% | 81 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| HIGHLAND CAPITAL MANAGEMENT, LLC | History | Added to | 5,031 | 299 | 0.01% | 0.01% | 82 | +251 | 5.25% | Q3 2026 | Oct 26, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | New | 4,954 | 294 | 0.01% | — | 83 | +4,954 | New | Q3 2026 | Oct 23, 2026 |
| Blue Water Asset Management | History | Reduced | 4,848 | 288 | 0.09% | 0.1% | 84 | -335 | -6.46% | Q3 2026 | Nov 04, 2026 |
| Mutual Advisors, LLC | History | No change | 4,796 | 279 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Next Level Private LLC | History | No change | 4,641 | 276 | 0.05% | 0.05% | 86 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Capstone Wealth Management Group, Inc. | History | No change | 4,530 | 269 | 0.16% | 0.16% | 87 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Hobbs Group Advisors, LLC | History | Added to | 4,180 | 248 | 0.06% | 0.06% | 88 | +10 | 0.24% | Q3 2026 | Nov 10, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 4,153 | 247 | 0.0% | 0.0% | 89 | -122 | -2.85% | Q3 2026 | Nov 09, 2026 |
| Nemes Rush Group LLC | History | No change | 4,035 | 239 | 0.02% | 0.02% | 90 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 4,053 | 236 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Sovran Advisors, LLC | History | No change | 3,621 | 228 | 0.02% | 0.02% | 92 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 3,415 | 199 | 0.06% | 0.06% | 93 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 2,992 | 177 | 0.0% | 0.0% | 94 | +4 | 0.13% | Q3 2026 | Nov 05, 2026 |
| AE Wealth Management LLC | History | Added to | 2,916 | 173 | 0.0% | 0.0% | 95 | +147 | 5.31% | Q3 2026 | Nov 12, 2026 |
| Miller Capital Partners, Inc. | History | No change | 2,298 | 134 | 0.05% | 0.05% | 96 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 2,173 | 126 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Providence Capital Advisors, LLC | History | No change | 2,101 | 122 | 0.02% | 0.02% | 98 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Allied Private Wealth LLC | History | No change | 2,017 | 119 | 0.08% | 0.08% | 99 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 1,743 | 104 | 0.0% | 0.0% | 100 | +159 | 10.04% | Q3 2026 | Nov 10, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 1,569 | 93 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| High Note Wealth, LLC | History | No change | 1,302 | 77 | 0.01% | 0.01% | 102 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,243 | 73 | 0.01% | 0.01% | 103 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Fourth Dimension Wealth, LLC | History | No change | 1,150 | 67 | 0.02% | 0.02% | 104 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Rossby Financial, LCC | History | New | 1,064 | 63 | 0.01% | — | 105 | +1,064 | New | Q3 2026 | Nov 05, 2026 |
| US BANCORP \DE\ | History | No change | 1,022 | 60 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 1,000 | 60 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q3 2026 | Nov 12, 2026 |
| Triumph Capital Management | History | Added to | 846 | 50 | 0.01% | 0.01% | 108 | +2 | 0.24% | Q3 2026 | Oct 14, 2026 |
| LANARK FINANCIAL, INC. | History | Added to | 671 | 39 | 0.0% | 0.0% | 109 | +2 | 0.3% | Q3 2026 | Oct 26, 2026 |
| TD Capital Management LLC | History | No change | 662 | 39 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |
| Sankala Group LLC | History | No change | 659 | 39 | 0.03% | 0.03% | 111 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| BLAIR WILLIAM & CO/IL | History | Added to | 553 | 32 | 0.0% | 0.0% | 112 | +77 | 16.18% | Q3 2026 | Nov 10, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 500 | 29 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Princeton Global Asset Management LLC | History | No change | 424 | 25 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| IFP Advisors, Inc | History | New | 410 | 24 | 0.0% | — | 116 | +410 | New | Q3 2026 | Oct 16, 2026 |
| BlackRock, Inc. | History | No change | 416 | 24 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| ASSETMARK, INC | History | No change | 403 | 23 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Signature Equity Partners, LLC | History | Added to | 370 | 21 | 0.01% | 0.01% | 118 | +2 | 0.54% | Q3 2026 | Oct 29, 2026 |
| Glen Eagle Advisors, LLC | History | No change | 327 | 19 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Rosenberg Matthew Hamilton | History | No change | 318 | 18 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| Arax Advisory Partners | History | No change | 301 | 17 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q3 2026 | Nov 12, 2026 |
| Buck Wealth Strategies, LLC | History | No change | 263 | 15 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| SHP Wealth Management | History | No change | 197 | 11 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Dorato Capital Management | History | No change | 192 | 11 | 0.01% | 0.01% | 124 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Archer Investment Corp | History | No change | 148 | 8 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 123 | 7 | 0.01% | 0.01% | 126 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Kingdom Financial Group LLC. | History | No change | 117 | 6 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 90 | 5 | 0.0% | 0.0% | 129 | -50 | -35.71% | Q3 2026 | Oct 08, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 91 | 5 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| MATHER GROUP, LLC. | History | No change | 70 | 4 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Allworth Financial LP | History | New | 67 | 3 | 0.0% | — | 132 | +67 | New | Q3 2026 | Nov 06, 2026 |
| GAMMA Investing LLC | History | New | 61 | 3 | 0.0% | — | 133 | +61 | New | Q3 2026 | Oct 08, 2026 |
| GK Wealth Management LLC | History | New | 51 | 3 | 0.0% | — | 134 | +51 | New | Q3 2026 | Oct 09, 2026 |
| Farther Finance Advisors, LLC | History | No change | 52 | 3 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 49 | 2 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Hillsdale Investment Management Inc. | History | New | 32 | 1 | 0.0% | — | 136 | +32 | New | Q3 2026 | Nov 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,454 | -100.0% | Q3 2026 | Nov 02, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -4,063 | -100.0% | Q3 2026 | Nov 03, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,250 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Institute for Wealth Management, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -384 | -100.0% | Q3 2026 | Nov 06, 2026 |
| Blue Trust, Inc. | History | New | 4 | 0 | — | — | — | +4 | New | Q3 2026 | Oct 15, 2026 |
| USA FINANCIAL FORMULAS | History | New | 3 | 0 | — | — | — | +3 | New | Q3 2026 | Oct 16, 2026 |
| BEACON INVESTMENT ADVISORY SERVICES, INC. | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |