Roundhill ETF Trust - OZEM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 95,587 | 3,263 | 0.0% | 0.0% | 1 | +11,435 | 13.59% | Q4 2025 | Feb 17, 2026 |
| OAK FAMILY ADVISORS, LLC | History | Reduced | 57,601 | 1,967 | 0.54% | 0.55% | 2 | -23,063 | -28.59% | Q4 2025 | Feb 03, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 35,768 | 1,221 | 0.0% | 0.0% | 3 | -3,208 | -8.23% | Q4 2025 | Feb 12, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 17,285 | 590 | 0.0% | 0.0% | 4 | -5,329 | -23.57% | Q4 2025 | Feb 12, 2026 |
| LODESTAR PRIVATE ASSET MANAGEMENT LLC | History | No change | 10,531 | 359 | 0.04% | 0.03% | 5 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| UBS Group AG | History | Reduced | 5,283 | 180 | 0.0% | 0.0% | 6 | -9,721 | -64.79% | Q4 2025 | Jan 29, 2026 |
| Kestra Advisory Services, LLC | History | New | 2,000 | 68 | 0.0% | — | 7 | +2,000 | New | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 1,287 | 43 | 0.0% | 0.0% | 8 | +75 | 6.19% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | No change | 1,039 | 35 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 500 | 17 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| CWM, LLC | History | No change | 303 | 10 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| ROYAL BANK OF CANADA | History | New | 240 | 8 | 0.0% | — | 12 | +240 | New | Q4 2025 | Feb 17, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | New | 136 | 4 | 0.0% | — | 13 | +136 | New | Q4 2025 | Feb 12, 2026 |
| Triumph Capital Management | History | New | 35 | 1 | 0.0% | — | 14 | +35 | New | Q4 2025 | Feb 12, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 40 | 1 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Relyea Zuckerberg Hanson LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -10,080 | -100.0% | Q3 2025 | Oct 21, 2025 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,108 | -100.0% | Q3 2025 | Nov 12, 2025 |
| MATHER GROUP, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -80 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q3 2025 | Nov 13, 2025 |