PGIM Rock ETF Trust - PBAP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | History | Added to | 239,886 | 6,949 | 0.01% | 0.01% | 1 | +57,659 | 31.64% | Q4 2025 | Feb 13, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 88,275 | 2,558 | 0.12% | 0.12% | 2 | -66 | -0.07% | Q4 2025 | Feb 13, 2026 |
| JIM SAULNIER & ASSOCIATES, LLC | History | Reduced | 60,434 | 1,751 | 0.91% | 0.98% | 3 | -1,492 | -2.41% | Q4 2025 | Jan 29, 2026 |
| Spire Wealth Management | History | Reduced | 44,389 | 1,286 | 0.04% | 0.06% | 4 | -15,550 | -25.94% | Q4 2025 | Jan 14, 2026 |
| Blue Water Asset Management | History | New | 28,967 | 839 | 0.3% | — | 5 | +28,967 | New | Q4 2025 | Feb 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 24,834 | 719 | 0.0% | 0.0% | 6 | -1,832 | -6.87% | Q4 2025 | Feb 12, 2026 |
| Kestra Advisory Services, LLC | History | No change | 22,367 | 648 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| AMERICAN ASSET MANAGEMENT INC. | History | Reduced | 12,589 | 364 | 0.31% | 0.46% | 8 | -5,600 | -30.79% | Q4 2025 | Jan 07, 2026 |
| Cetera Investment Advisers | History | No change | 11,991 | 347 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Reduced | 9,780 | 283 | 0.09% | 0.1% | 10 | -492 | -4.79% | Q4 2025 | Jan 23, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 7,620 | 220 | 0.0% | — | 11 | +7,620 | New | Q4 2025 | Feb 17, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 2,000 | 57 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 1,325 | 38 | 0.0% | 0.0% | 13 | -460 | -25.77% | Q4 2025 | Feb 06, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,440 | -100.0% | Q3 2025 | Nov 14, 2025 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,847 | -100.0% | Q3 2025 | Nov 14, 2025 |