PGIM Rock ETF Trust - PBAU
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | History | Added to | 231,973 | 6,947 | 0.01% | 0.01% | 1 | +50,397 | 27.76% | Q4 2025 | Feb 13, 2026 |
| JIM SAULNIER & ASSOCIATES, LLC | History | No change | 96,541 | 2,892 | 1.5% | 1.58% | 2 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Spire Wealth Management | History | Added to | 79,574 | 2,384 | 0.08% | 0.08% | 3 | +2,082 | 2.69% | Q4 2025 | Jan 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 51,068 | 1,529 | 0.0% | 0.0% | 4 | -1,876 | -3.54% | Q4 2025 | Feb 12, 2026 |
| Kestra Advisory Services, LLC | History | No change | 35,009 | 1,048 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| AMERICAN ASSET MANAGEMENT INC. | History | No change | 28,395 | 850 | 0.72% | 0.75% | 6 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | No change | 14,020 | 420 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Blue Water Asset Management | History | New | 10,483 | 314 | 0.11% | — | 8 | +10,483 | New | Q4 2025 | Feb 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 8,053 | 241 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 3,238 | 97 | 0.03% | 0.03% | 10 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 1,067 | 31 | 0.0% | 0.0% | 11 | +26 | 2.5% | Q4 2025 | Feb 06, 2026 |
| Sunrise Financial Services, LLC | History | New | 520 | 15 | 0.01% | — | 12 | +520 | New | Q4 2025 | Feb 11, 2026 |