PGIM Rock ETF Trust - PBAU
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | History | Added to | 292,549 | 8,671 | 0.01% | 0.01% | 1 | +60,576 | 26.11% | Q1 2026 | May 13, 2026 |
| JIM SAULNIER & ASSOCIATES, LLC | History | No change | 96,541 | 2,861 | 1.39% | 1.5% | 2 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Spire Wealth Management | History | Added to | 79,843 | 2,366 | 0.08% | 0.08% | 3 | +269 | 0.34% | Q1 2026 | Apr 22, 2026 |
| Kestra Advisory Services, LLC | History | No change | 35,009 | 1,037 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 28,585 | 847 | 0.0% | 0.0% | 5 | -22,483 | -44.03% | Q1 2026 | Apr 27, 2026 |
| AMERICAN ASSET MANAGEMENT INC. | History | No change | 28,395 | 841 | 0.73% | 0.72% | 6 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| KINTRA WEALTH, LLC | History | New | 22,993 | 681 | 0.05% | — | 7 | +22,993 | New | Q1 2026 | May 15, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | No change | 14,020 | 415 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| LeClair Wealth Partners LLC | History | New | 10,483 | 310 | 0.11% | — | 10 | +10,483 | New | Q1 2026 | May 05, 2026 |
| Blue Water Asset Management | History | No change | 10,483 | 310 | 0.11% | 0.11% | 9 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 8,053 | 238 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| ROYAL BANK OF CANADA | History | New | 7,668 | 227 | 0.0% | — | 12 | +7,668 | New | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 5,559 | 164 | 0.0% | — | 13 | +5,559 | New | Q1 2026 | May 15, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 3,238 | 95 | 0.03% | 0.03% | 14 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 1,097 | 32 | 0.0% | 0.0% | 15 | +30 | 2.81% | Q1 2026 | May 08, 2026 |
| Sunrise Financial Services, LLC | History | No change | 520 | 15 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| UBS Group AG | History | New | 6 | 0 | — | — | — | +6 | New | Q1 2026 | May 05, 2026 |