PGIM Rock ETF Trust - PBDE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | History | Added to | 299,525 | 8,686 | 0.01% | 0.01% | 1 | +63,720 | 27.02% | Q1 2026 | May 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 227,273 | 6,592 | 0.0% | 0.0% | 2 | +14,018 | 6.57% | Q1 2026 | May 14, 2026 |
| Spire Wealth Management | History | Reduced | 85,622 | 2,483 | 0.08% | 0.1% | 3 | -11,472 | -11.82% | Q1 2026 | Apr 22, 2026 |
| LeClair Wealth Partners LLC | History | New | 70,321 | 2,039 | 0.7% | — | 5 | +70,321 | New | Q1 2026 | May 05, 2026 |
| Blue Water Asset Management | History | Reduced | 70,321 | 2,039 | 0.7% | 0.75% | 4 | -18 | -0.03% | Q1 2026 | May 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 47,623 | 1,381 | 0.0% | 0.0% | 6 | -8,161 | -14.63% | Q1 2026 | Apr 27, 2026 |
| JIM SAULNIER & ASSOCIATES, LLC | History | No change | 39,721 | 1,152 | 0.56% | 0.61% | 7 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | No change | 37,022 | 1,073 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Kestra Advisory Services, LLC | History | No change | 31,050 | 900 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Cetera Investment Advisers | History | No change | 19,908 | 577 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 18,761 | 544 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Kestra Investment Management, LLC | History | No change | 18,761 | 544 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Redwood Family Wealth LLC | History | Added to | 17,517 | 508 | 0.5% | 0.28% | 13 | +7,740 | 79.17% | Q1 2026 | May 13, 2026 |
| Grantvest Financial Group LLC | History | Reduced | 13,079 | 379 | 0.25% | 0.28% | 14 | -1,686 | -11.42% | Q1 2026 | May 11, 2026 |
| Pinnacle Financial Partners, Inc. | History | No change | 9,987 | 289 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| BCGM Wealth Management, LLC | History | Reduced | 9,903 | 287 | 0.07% | 0.08% | 16 | -287 | -2.82% | Q1 2026 | May 05, 2026 |
| BlueStem Wealth Partners, LLC | History | No change | 9,395 | 272 | 0.03% | 0.03% | 17 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| KINTRA WEALTH, LLC | History | New | 8,245 | 239 | 0.02% | — | 18 | +8,245 | New | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 7,886 | 229 | 0.0% | 0.0% | 19 | +2,945 | 59.6% | Q1 2026 | May 15, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 7,574 | 219 | 0.0% | — | 20 | +7,574 | New | Q1 2026 | May 15, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 2,079 | 60 | 0.02% | 0.02% | 21 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| NBC SECURITIES, INC. | History | No change | 1,878 | 54 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 500 | 14 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,823 | -100.0% | Q1 2026 | May 12, 2026 |