PGIM Rock ETF Trust - PBFB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | History | Added to | 228,368 | 6,951 | 0.01% | 0.01% | 1 | +51,728 | 29.28% | Q4 2025 | Feb 13, 2026 |
| JIM SAULNIER & ASSOCIATES, LLC | History | Reduced | 48,286 | 1,469 | 0.76% | 0.8% | 2 | -332 | -0.68% | Q4 2025 | Jan 29, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 44,880 | 1,366 | 0.0% | 0.0% | 3 | -5,743 | -11.34% | Q4 2025 | Feb 12, 2026 |
| Three Seasons Wealth, LLC | History | No change | 20,953 | 637 | 0.06% | 0.06% | 4 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Kestra Advisory Services, LLC | History | No change | 18,090 | 550 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | No change | 17,083 | 520 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| AMERICAN ASSET MANAGEMENT INC. | History | Reduced | 12,904 | 392 | 0.33% | 0.35% | 7 | -165 | -1.26% | Q4 2025 | Jan 07, 2026 |
| Blue Water Asset Management | History | New | 11,459 | 348 | 0.13% | — | 8 | +11,459 | New | Q4 2025 | Feb 05, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 7,718 | 234 | 0.08% | 0.08% | 9 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| UBS Group AG | History | Added to | 1,120 | 34 | 0.0% | 0.0% | 10 | +449 | 66.92% | Q4 2025 | Jan 29, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,016 | 30 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,438 | -100.0% | Q3 2025 | Nov 12, 2025 |