PGIM Rock ETF Trust - PBFB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | History | Added to | 288,905 | 8,678 | 0.01% | 0.01% | 1 | +60,537 | 26.51% | Q1 2026 | May 13, 2026 |
| Spire Wealth Management | History | New | 94,789 | 2,847 | 0.1% | — | 2 | +94,789 | New | Q1 2026 | Apr 22, 2026 |
| JIM SAULNIER & ASSOCIATES, LLC | History | Added to | 93,746 | 2,816 | 1.37% | 0.76% | 3 | +45,460 | 94.15% | Q1 2026 | Apr 22, 2026 |
| AMERICAN ASSET MANAGEMENT INC. | History | Added to | 84,119 | 2,526 | 2.19% | 0.33% | 4 | +71,215 | 551.88% | Q1 2026 | May 07, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 36,098 | 1,084 | 0.0% | 0.0% | 5 | -8,782 | -19.57% | Q1 2026 | Apr 27, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 30,853 | 926 | 0.0% | 0.0% | 6 | +12,763 | 70.55% | Q1 2026 | Apr 30, 2026 |
| LeClair Wealth Partners LLC | History | New | 26,957 | 809 | 0.28% | — | 8 | +26,957 | New | Q1 2026 | May 05, 2026 |
| Blue Water Asset Management | History | Added to | 26,957 | 809 | 0.28% | 0.13% | 7 | +15,498 | 135.25% | Q1 2026 | May 05, 2026 |
| Cetera Investment Advisers | History | Added to | 23,040 | 692 | 0.0% | 0.0% | 9 | +5,957 | 34.87% | Q1 2026 | May 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | New | 20,997 | 630 | 0.0% | — | 10 | +20,997 | New | Q1 2026 | May 14, 2026 |
| Three Seasons Wealth, LLC | History | No change | 20,953 | 629 | 0.24% | 0.06% | 11 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 13,592 | 408 | 0.01% | — | 12 | +13,592 | New | Q1 2026 | May 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | New | 10,804 | 324 | 0.0% | — | 13 | +10,804 | New | Q1 2026 | May 04, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Added to | 10,048 | 301 | 0.1% | 0.08% | 14 | +2,330 | 30.19% | Q1 2026 | Apr 09, 2026 |
| KINTRA WEALTH, LLC | History | New | 9,442 | 283 | 0.02% | — | 15 | +9,442 | New | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | New | 7,694 | 231 | 0.0% | — | 16 | +7,694 | New | Q1 2026 | May 15, 2026 |
| SAGESPRING WEALTH PARTNERS, LLC | History | New | 6,742 | 202 | 0.0% | — | 17 | +6,742 | New | Q1 2026 | May 07, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,016 | 30 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| ST GERMAIN D J CO INC | History | New | 485 | 14 | 0.0% | — | 19 | +485 | New | Q1 2026 | Apr 13, 2026 |
| UBS Group AG | History | Reduced | 40 | 1 | 0.0% | 0.0% | 20 | -1,080 | -96.43% | Q1 2026 | May 05, 2026 |