PGIM Rock ETF Trust - PBFR
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Brucke Financial, Inc. | History | Added to | 652,859 | 18,932 | 9.6% | 10.05% | 1 | +23,549 | 3.74% | Q1 2026 | Apr 10, 2026 |
| Vise Technologies, Inc. | History | No change | 596,887 | 17,441 | 0.34% | 0.34% | 2 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Apella Capital, LLC | History | New | 346,136 | 10,375 | 0.15% | — | 3 | +346,136 | New | Q1 2026 | Apr 20, 2026 |
| Financial Connections Group, Inc. | History | Added to | 351,152 | 10,183 | 3.54% | 3.35% | 4 | +17,344 | 5.2% | Q1 2026 | May 01, 2026 |
| AA Financial Advisors, LLC | History | Added to | 272,500 | 7,902 | 1.11% | 0.49% | 5 | +182,661 | 203.32% | Q1 2026 | Apr 20, 2026 |
| BLVD Private Wealth, LLC | History | Added to | 195,442 | 5,667 | 4.92% | 3.86% | 6 | +43,553 | 28.67% | Q1 2026 | Apr 23, 2026 |
| Foguth Wealth Management, LLC. | History | No change | 181,241 | 5,295 | 0.82% | 0.82% | 7 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 119,347 | 3,461 | 0.0% | 0.0% | 8 | +51,870 | 76.87% | Q1 2026 | May 14, 2026 |
| Tradition Wealth Management, LLC | History | New | 91,006 | 2,639 | 0.19% | — | 9 | +91,006 | New | Q1 2026 | May 15, 2026 |
| OneDigital Investment Advisors LLC | History | Added to | 82,692 | 2,398 | 0.02% | 0.0% | 10 | +69,392 | 521.74% | Q1 2026 | May 08, 2026 |
| Cetera Investment Advisers | History | Added to | 60,769 | 1,762 | 0.0% | 0.0% | 11 | +4,289 | 7.59% | Q1 2026 | May 13, 2026 |
| AssuredPartners Investment Advisors, LLC | History | Added to | 56,265 | 1,642 | 0.18% | 0.24% | 12 | +86 | 0.15% | Q1 2026 | Apr 10, 2026 |
| Claro Advisors Inc. | History | Added to | 42,042 | 1,219 | 0.15% | 0.12% | 13 | +12,829 | 43.92% | Q1 2026 | Apr 21, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 31,088 | 902 | 0.04% | 0.03% | 14 | +11,871 | 61.77% | Q1 2026 | May 18, 2026 |
| Integrated Wealth Concepts LLC | History | New | 30,623 | 888 | 0.01% | — | 15 | +30,623 | New | Q1 2026 | May 15, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | New | 28,668 | 831 | 0.02% | — | 16 | +28,668 | New | Q1 2026 | May 11, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Added to | 26,225 | 760 | 0.25% | 0.24% | 17 | +1,528 | 6.19% | Q1 2026 | Apr 09, 2026 |
| Nicholas Wealth, LLC. | History | Added to | 25,382 | 736 | 0.51% | 0.5% | 18 | +1 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 21,528 | 624 | 0.0% | — | 19 | +21,528 | New | Q1 2026 | Apr 30, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 17,753 | 514 | 0.0% | 0.0% | 20 | -68 | -0.38% | Q1 2026 | May 08, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 17,001 | 493 | 0.01% | 0.01% | 21 | +1 | 0.01% | Q1 2026 | Apr 20, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 13,614 | 394 | 0.0% | 0.0% | 22 | +4,311 | 46.34% | Q1 2026 | Apr 27, 2026 |
| Compass Advisory Group LLC | History | Added to | 13,518 | 392 | 0.1% | 0.11% | 23 | +71 | 0.53% | Q1 2026 | Apr 21, 2026 |
| LPL Financial LLC | History | New | 11,884 | 344 | 0.0% | — | 24 | +11,884 | New | Q1 2026 | May 06, 2026 |
| Kingsview Wealth Management, LLC | History | New | 11,127 | 322 | 0.0% | — | 25 | +11,127 | New | Q1 2026 | May 12, 2026 |
| Kestra Advisory Services, LLC | History | New | 10,476 | 303 | 0.0% | — | 26 | +10,476 | New | Q1 2026 | Apr 30, 2026 |
| Long Island Wealth Management, Inc. | History | Reduced | 9,974 | 289 | 0.13% | 0.5% | 27 | -26,003 | -72.28% | Q1 2026 | Apr 21, 2026 |
| Wealth Group Ltd | History | New | 7,980 | 231 | 0.05% | — | 28 | +7,980 | New | Q1 2026 | Apr 10, 2026 |
| Capital Analysts, LLC | History | New | 6,755 | 196 | 0.01% | — | 29 | +6,755 | New | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 3,630 | 105 | 0.0% | 0.0% | 30 | -12,144 | -76.99% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | New | 3,409 | 98 | 0.0% | — | 31 | +3,409 | New | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 3,298 | 95 | 0.0% | — | 32 | +3,298 | New | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 3,095 | 89 | 0.0% | 0.0% | 33 | -1,365 | -30.61% | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 1,339 | 38 | 0.0% | 0.0% | 34 | +236 | 21.4% | Q1 2026 | May 08, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,486 | -100.0% | Q1 2026 | May 15, 2026 |
| EHRLICH FINANCIAL GROUP | History | Closed out | 0 | 0 | — | 0.12% | — | -7,021 | -100.0% | Q1 2026 | Apr 08, 2026 |