PGIM Rock ETF Trust - PBJA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Compass Advisory Group LLC | History | Added to | 305,732 | 9,302 | 2.49% | 1.42% | 1 | +135,416 | 79.51% | Q1 2026 | Apr 21, 2026 |
| PRUDENTIAL FINANCIAL INC | History | Added to | 285,193 | 8,675 | 0.01% | 0.01% | 2 | +59,965 | 26.62% | Q1 2026 | May 13, 2026 |
| Long Island Wealth Management, Inc. | History | Added to | 163,247 | 4,967 | 2.3% | 1.23% | 3 | +78,867 | 93.47% | Q1 2026 | Apr 21, 2026 |
| LeClair Wealth Partners LLC | History | New | 159,830 | 4,863 | 1.68% | — | 5 | +159,830 | New | Q1 2026 | May 05, 2026 |
| Blue Water Asset Management | History | Reduced | 159,830 | 4,863 | 1.68% | 1.83% | 4 | -5,255 | -3.18% | Q1 2026 | May 05, 2026 |
| AMERICAN ASSET MANAGEMENT INC. | History | Added to | 146,733 | 4,464 | 3.87% | 3.56% | 6 | +10,671 | 7.84% | Q1 2026 | May 07, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 111,201 | 3,383 | 0.0% | 0.0% | 7 | +69,410 | 166.09% | Q1 2026 | Apr 27, 2026 |
| JIM SAULNIER & ASSOCIATES, LLC | History | Added to | 90,157 | 2,743 | 1.33% | 0.66% | 8 | +48,756 | 117.77% | Q1 2026 | Apr 22, 2026 |
| Spire Wealth Management | History | New | 80,906 | 2,461 | 0.08% | — | 9 | +80,906 | New | Q1 2026 | Apr 22, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 71,466 | 2,174 | 0.1% | 0.07% | 10 | +24,736 | 52.93% | Q1 2026 | May 18, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 29,062 | 884 | 0.0% | 0.0% | 11 | +1,822 | 6.69% | Q1 2026 | Apr 30, 2026 |
| Cetera Investment Advisers | History | Added to | 12,641 | 384 | 0.0% | 0.0% | 12 | +3,049 | 31.79% | Q1 2026 | May 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 11,679 | 355 | 0.0% | 0.0% | 13 | +3,411 | 41.26% | Q1 2026 | May 15, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 11,417 | 347 | 0.0% | 0.0% | 14 | +2,412 | 26.79% | Q1 2026 | Apr 20, 2026 |
| KINTRA WEALTH, LLC | History | New | 8,712 | 265 | 0.02% | — | 15 | +8,712 | New | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | New | 6,827 | 207 | 0.0% | — | 16 | +6,827 | New | Q1 2026 | May 14, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 5,405 | 164 | 0.05% | 0.06% | 17 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Advisory Services Network, LLC | History | New | 1,690 | 51 | 0.0% | — | 18 | +1,690 | New | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | New | 805 | 24 | 0.0% | — | 19 | +805 | New | Q1 2026 | Apr 14, 2026 |
| ST GERMAIN D J CO INC | History | New | 576 | 17 | 0.0% | — | 20 | +576 | New | Q1 2026 | Apr 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 507 | 15 | 0.0% | — | 21 | +507 | New | Q1 2026 | May 08, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 136 | 4 | 0.0% | 0.0% | 22 | -1,444 | -91.39% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | New | 48 | 1 | 0.0% | — | 23 | +48 | New | Q1 2026 | May 05, 2026 |