PGIM Rock ETF Trust - PBMR
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | History | Added to | 286,374 | 8,679 | 0.01% | 0.01% | 1 | +58,324 | 25.58% | Q1 2026 | May 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 226,658 | 6,872 | 0.01% | 0.0% | 2 | +177,964 | 365.47% | Q1 2026 | Apr 27, 2026 |
| SMITH, MOORE & CO. | History | New | 97,310 | 2,950 | 0.21% | — | 3 | +97,310 | New | Q1 2026 | May 05, 2026 |
| JIM SAULNIER & ASSOCIATES, LLC | History | Added to | 94,790 | 2,873 | 1.4% | 1.15% | 4 | +22,071 | 30.35% | Q1 2026 | Apr 22, 2026 |
| Spire Wealth Management | History | New | 43,146 | 1,308 | 0.04% | — | 5 | +43,146 | New | Q1 2026 | Apr 22, 2026 |
| Cetera Investment Advisers | History | Added to | 17,748 | 538 | 0.0% | 0.0% | 6 | +4,203 | 31.03% | Q1 2026 | May 13, 2026 |
| LeClair Wealth Partners LLC | History | New | 15,826 | 479 | 0.17% | — | 8 | +15,826 | New | Q1 2026 | May 05, 2026 |
| Blue Water Asset Management | History | Reduced | 15,826 | 479 | 0.17% | 0.2% | 7 | -1,978 | -11.11% | Q1 2026 | May 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | New | 14,667 | 444 | 0.0% | — | 9 | +14,667 | New | Q1 2026 | May 14, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | New | 12,182 | 369 | 0.02% | — | 10 | +12,182 | New | Q1 2026 | Apr 28, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Added to | 12,123 | 367 | 0.12% | 0.09% | 11 | +3,003 | 32.93% | Q1 2026 | Apr 09, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 11,188 | 339 | 0.0% | 0.0% | 12 | +5,068 | 82.81% | Q1 2026 | Apr 30, 2026 |
| Three Seasons Wealth, LLC | History | No change | 9,269 | 281 | 0.11% | 0.03% | 13 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| KINTRA WEALTH, LLC | History | New | 8,367 | 253 | 0.02% | — | 14 | +8,367 | New | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 4,598 | 139 | 0.0% | 0.0% | 15 | +3,783 | 464.17% | Q1 2026 | May 15, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 4,334 | 131 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -1,087 | -100.0% | Q1 2026 | May 05, 2026 |