PGIM Rock ETF Trust - PBNV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | History | Added to | 236,408 | 6,945 | 0.01% | 0.01% | 1 | +53,296 | 29.11% | Q4 2025 | Feb 13, 2026 |
| Blue Water Asset Management | History | New | 128,780 | 3,784 | 1.36% | — | 2 | +128,780 | New | Q4 2025 | Feb 05, 2026 |
| JIM SAULNIER & ASSOCIATES, LLC | History | Added to | 112,057 | 3,292 | 1.71% | 0.42% | 3 | +86,123 | 332.09% | Q4 2025 | Jan 29, 2026 |
| Spire Wealth Management | History | New | 75,317 | 2,213 | 0.07% | — | 4 | +75,317 | New | Q4 2025 | Jan 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 62,468 | 1,835 | 0.0% | 0.0% | 5 | +42,042 | 205.83% | Q4 2025 | Feb 12, 2026 |
| Kestra Advisory Services, LLC | History | New | 18,498 | 543 | 0.0% | — | 6 | +18,498 | New | Q4 2025 | Feb 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | New | 9,975 | 293 | 0.0% | — | 7 | +9,975 | New | Q4 2025 | Feb 13, 2026 |
| CYPRESS FINANCIAL PLANNING LLC | History | New | 8,938 | 263 | 0.07% | — | 8 | +8,938 | New | Q4 2025 | Jan 14, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | New | 7,908 | 232 | 0.01% | — | 9 | +7,908 | New | Q4 2025 | Feb 09, 2026 |
| AMERICAN ASSET MANAGEMENT INC. | History | New | 6,947 | 204 | 0.17% | — | 10 | +6,947 | New | Q4 2025 | Jan 07, 2026 |
| ROYAL BANK OF CANADA | History | New | 5,105 | 150 | 0.0% | — | 11 | +5,105 | New | Q4 2025 | Feb 17, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Added to | 1,803 | 52 | 0.02% | 0.01% | 12 | +808 | 81.21% | Q4 2025 | Jan 23, 2026 |
| OSAIC HOLDINGS, INC. | History | New | 347 | 10 | 0.0% | — | 13 | +347 | New | Q4 2025 | Feb 17, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,780 | -100.0% | Q3 2025 | Nov 14, 2025 |
| UBS Group AG | History | Reduced | 30 | 0 | — | 0.0% | — | -30 | -50.0% | Q4 2025 | Jan 29, 2026 |