PGIM Rock ETF Trust - PBOC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Foguth Wealth Management, LLC. | History | New | 432,355 | 12,613 | 1.96% | — | 1 | +432,355 | New | Q4 2025 | Jan 05, 2026 |
| PRUDENTIAL FINANCIAL INC | History | Added to | 238,179 | 6,947 | 0.01% | 0.01% | 2 | +55,439 | 30.34% | Q4 2025 | Feb 13, 2026 |
| Spire Wealth Management | History | New | 112,067 | 3,268 | 0.11% | — | 3 | +112,067 | New | Q4 2025 | Jan 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 89,238 | 2,603 | 0.0% | 0.0% | 4 | +64,168 | 255.96% | Q4 2025 | Feb 12, 2026 |
| AMERICAN ASSET MANAGEMENT INC. | History | New | 51,627 | 1,506 | 1.28% | — | 5 | +51,627 | New | Q4 2025 | Jan 07, 2026 |
| JIM SAULNIER & ASSOCIATES, LLC | History | Added to | 45,254 | 1,320 | 0.68% | 0.49% | 6 | +14,474 | 47.02% | Q4 2025 | Jan 29, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 30,857 | 900 | 0.0% | 0.0% | 7 | +22,790 | 282.51% | Q4 2025 | Feb 18, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 24,278 | 708 | 0.03% | 0.03% | 8 | -48 | -0.2% | Q4 2025 | Feb 13, 2026 |
| Kestra Advisory Services, LLC | History | New | 14,800 | 431 | 0.0% | — | 9 | +14,800 | New | Q4 2025 | Feb 13, 2026 |
| Pinnacle Financial Partners, Inc. | History | New | 11,900 | 347 | 0.0% | — | 10 | +11,900 | New | Q4 2025 | Feb 18, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 3,008 | 87 | 0.0% | 0.0% | 11 | +1,956 | 185.93% | Q4 2025 | Feb 06, 2026 |
| DHJJ Financial Advisors, Ltd. | History | New | 1,744 | 50 | 0.02% | — | 12 | +1,744 | New | Q4 2025 | Jan 23, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 1,495 | 43 | 0.0% | — | 13 | +1,495 | New | Q4 2025 | Feb 09, 2026 |
| UBS Group AG | History | Added to | 230 | 6 | 0.0% | 0.0% | 14 | +30 | 15.0% | Q4 2025 | Jan 29, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,739 | -100.0% | Q3 2025 | Nov 14, 2025 |