PGIM Rock ETF Trust - PBOC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Foguth Wealth Management, LLC. | History | No change | 432,355 | 12,613 | 1.96% | 1.96% | 1 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| PRUDENTIAL FINANCIAL INC | History | Added to | 301,407 | 8,671 | 0.01% | 0.01% | 2 | +63,228 | 26.55% | Q1 2026 | May 13, 2026 |
| Spire Wealth Management | History | Reduced | 105,762 | 3,043 | 0.1% | 0.11% | 3 | -6,305 | -5.63% | Q1 2026 | Apr 22, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 74,088 | 2,132 | 0.0% | 0.0% | 4 | -15,150 | -16.98% | Q1 2026 | Apr 27, 2026 |
| AMERICAN ASSET MANAGEMENT INC. | History | Reduced | 50,877 | 1,464 | 1.27% | 1.28% | 5 | -750 | -1.45% | Q1 2026 | May 07, 2026 |
| JIM SAULNIER & ASSOCIATES, LLC | History | No change | 45,254 | 1,302 | 0.63% | 0.68% | 6 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 31,972 | 920 | 0.0% | 0.0% | 7 | +1,115 | 3.61% | Q1 2026 | May 14, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 24,278 | 699 | 0.03% | 0.03% | 8 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| Kestra Advisory Services, LLC | History | No change | 14,800 | 425 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Pinnacle Financial Partners, Inc. | History | No change | 11,900 | 342 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | New | 10,874 | 313 | 0.0% | — | 11 | +10,874 | New | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 7,767 | 223 | 0.0% | — | 12 | +7,767 | New | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,008 | 86 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 1,744 | 50 | 0.02% | 0.02% | 14 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,495 | 43 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 470 | 13 | 0.0% | 0.0% | 16 | +240 | 104.35% | Q1 2026 | May 05, 2026 |